Quality Assurance Data Entry

Isabelle L. Jean

** ******* ****** - *********, *** Jersey, 07111

Telephone: 862-***-**** - Email: **************@*****.***

______________________________________________________________________________

Objective: Seeking a Compliance role in which to apply my AML/KYC knowledge.

Experience:

JP Morgan Chase, New York, New York 9/2011 – Present

Operational Risk Management Analyst (Contract)

• Implement AML/KYC investigation by utilizing various search engines (Dun & Bradstreet, Lexis Nexis, Manta, Google).

• Complete intensive research on businesses such as quality assurance and auditing prior to assigning a North American Industry Classification System code (NAICS code).

• Ensure that each customer is assigned with a proper NAICS code for corporate AML transaction monitoring processes.

• Reinforce compliance policies and procedures such as KYC, AML, and USA Patriot Act, as well as Compliance requirements and Fraud Investigation report requested by OFAC department.

• Perform proper AML/KYC due diligence prior to assigning a NAICS code to customer that may be consider high risk or operating in an industry where customers are not permitted to receive financial services.

• Engage in business review and North American Industry Classification (NAICS) code updated to ensure proper due diligence can be perform for applicable customers (cash-intensive where transactional activity requires more scrutiny).

Citi Hedge Fund Services, Roseland, New Jersey 9/2007 – 9/2009

Compliance Analyst (3/2008 – 9/2009)

• Executed AML Investigations by utilizing various proprietary database services and search engines (Lexis Nexis, World Check, and Intelius).

• Ensured due diligence is performed to comply with KYC regulations on onboarding clients’.

• Processed all new subscription agreements for compliance, update and verify customer static data.

• Reviewed all the KYC requirements for the new clients and a write up review of the clients in the system.

• Assisted Chief Compliance Officer in making necessary regulatory filings on behalf of the investment adviser, funds, partnerships and monitored client activities and prepared SAR when necessary.

• Communicated with various departments including the AML units to ensure findings are incorporated in all aspects of the AML control program.

Operation Representative (9/2007 – 3/2008)

• Performed month end confirmation reporting for pending risk such as fails overdraft, trade error and aged un-reconciled items.

• Prepared client documents such as subscription, redemption, capital call letters, broker’s payments and wire instructions month end NAV packages and monthly financial statements, monthly financial statement and year end audit.

Sawtelle Learning Center, Montclair, New Jersey 06/2005 – 9/2007

Teacher Assistant

Skills:

• Knowledgeable in MS Word, Office, Excel, Outlook, Access and Data entry Lexis/Nexis, World Check, Bankers Almanac, Intelius, Manta, Google, Dun & Bradstreet.

• A highly analytical person with exceptional talent for demonstrated talent and for identifying, examining and improving complex work processes.

• Resourceful team player works well at building trusting relationships with clients and colleagues.

• Trilingual: English, French, Creole

Education: Bloomfield College - 2005 B.A Degree – Sociology - C

Contact this candidate