MIKE S. GORDON

*** ***** ******* ****

Wilmington, DE 19803

302-***-****

nuisdy@r.postjobfree.com

PROFESSIONAL EXPERIENCE

HSBC Wilmington DE

Accountants International

Compliance Officer ( August 2010- Present )

Review and analyze compliance monitoring reports and other related source documents for suspicious/unusual patterns of activity. Follow-up with responsible area for explanations and discussions for appropriate action. Provide support to assigned areas on compliance-related issues, including documentation and form review for compliance with applicable regulations.

REGULATORY DATA CORPORATION, Wilmington, DE

AML Compliance Analyst (November 2007 – December 2009)

Identify and alert suspects, or businesses involved in AML and/ or other criminal activity to ensure compliance and reduce risk for clients. Maintained decision logic to determine a match or no match

Performed enhanced due diligence for OFAC hits, PEP's, international clients

Compiled findings in a case format to submit to management for review

Comprehensive knowledge of AML, BSA and KYC requirements

BANK OF AMERICA, Newark, DE

Fraud/Credit Analyst (September 2006 – November 2007)

Analyzed business credit card applications

to make judgmental decisions on fraud and credit worthiness

Verified application information using credit verification

software, such as Fast Data, Lexis Nexis, and Secretary of State

Member of bank’s elite Filenet team that specifically

evaluates documents from consumers and

banking center loan officers to verify Patriot Act information

Uncovered over $250,000 in fraudulent applications

Investor Services Representative (May 2006 – September 2006)

Educated investors during transition from MBNA to Bank of America

SUN NATIONAL BANK, Cherry Hill, N.J.

Customer Service Representative/Account Manager (January 2005 – November 2005)

Managed hundreds of customer accounts, including many local businesses

Opened new checking, saving, and money

market accounts, as well as personal, home equity, and business loans

Performed daily bank functions, such as ATM, teller drawers, bank vault reconciliations

DISCOVER CARD FINANCIAL SERVICES, New Castle, DE

Credit Analyst (January 2002 – September 2004)

Evaluated credit card applications and reviewed credit

bureau reports to make judgmental decisions on credit approval and credit limits

Verified consumer information using Fast Data, Accurint, and Dunn & Bradstreet databases

Analyzed financial statements and tax returns

Work quality ranked among the credit department’s top 5 percent for quality assurance

EDCO MARKETING & SALES INTERNATIONAL, Cheltenham, PA

Technical Support/On-Call Technician (January 2001 – December 2004)

Supplied technical support, responded

to phone calls, and assisted in computer-related issues

Troubleshooted and solved various Microsoft

operating system, printer, and copier problems

EDUCATION

HARRISON CAREER INSTITUTE, Newport, DE

Associate’s Degree in Technical Support with PC Networking (2001)

DELAWARE TECHNICAL COMMUNITY COLLEGE, Wilmington, DE

Business Management/Accounting (1992)

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