Management Manager

Dawson W Gong 917-***-****

*-** ******** ***** *** B ******.*******@*****.***

College Point, NY 11356 *******@******.********.***

Experience:

**/**- ******* ******* ********* Services – Harrison, NY

Senior Associate – Hedge Fund Accounting and Operation

• Responsible for preparation of Month End NAV package for various Hedge Funds

• Research internal differences between the accounting and trade entry systems

• Reconcile cash, positions holdings in Geneva to prime brokers and operations • Analyze funds performance PnL on a daily and monthly basis

• Support daily, monthly securities, OTC derivative pricing of fund valuation

• Handle daily strategy and security analysis on excel models from clients • Prepare fund expense accruals monthly • Supervise and review of work prepared by junior Fund Accountants • Working with various products including equities, private equity, bonds, swaps, options, FX, MBS, CLO, bank loans, futures, and OTC products Serving as liaison between clients and prime brokers • Prepare CSI, Quarter and Annual financial statements

• Prepare reports FIN48, FAS 157, 161, quarter, Year End Audit packages to clients and Auditors

• Handle daily client P&L requests and report distribution: TB, Portfolio Valuation, PnL, cash reports and ad hoc reporting on Stand-Alone, Master-Feeder funds

• Prepare Master and Feeder capital allocations, management fees, performance fee using HWM

• Tracking redemption and subscriptions, and crystallized fee

• Set up wires for prime broker transfers and LOA for manager approval

• Review and approve monthly statements to investors

12/07 – 07/11 Bank of New York Mellon – Brooklyn, NY

Mutual Fund Accounting Analyst/NAV Accountant

• Project and monitor daily fund cash, subscription, redemption and trade settlements

• Responsible for the daily accounting functions for equity, fixed income mutual funds

• Prepare custody, fund portfolio, future brokerage account reconciliation on daily basis

• Daily FX reconciliation between DDA and USD account and FX dividend repatriation

• Process trades, expenses, 12b-1 Fee, and Management Fees accruals on Invest One

• Handle daily pricing, NAV calculation, NASDAQ and distribution of daily dividends

• Book and reconcile REPO, CP, commodity future and IRS, CDS Swaps, and FX Spot, Forwards as well as, Corporates, Munis, TIPS, CMO, MBS, Futures, Agency and US Treasuries trades

• Research corporate bonds, High Yields, Munis, Agencies and futures using Bloomberg

• Research interest and dividend payment difference and request Q-Trak

• Confirm and process bond call, redemption and exchanged offer and tender offer to Corp Action

• Handle TBA trades, Term Loans and Security Lending, and Future Margin Variations

• Deliver reports to clients and daily final NAV reports, Trial Balance, Summary report

• Securities Master Setups: Money Market, CD, CP, REPO, TD, Futures and IRS Swaps

• Cross Functional work: assist CPS pricing team, and price researches and clearings

• Track collateral movement in future brokerage account and FX cash movement in account

• Prepare/generate monthly MBS principal paydowns and interest payments

• Deliver money market rates and yields to clients daily

• Run, Analyze, and Clear EMS risk management exceptions for mutual funds

• Resolve issues with Custody and Managers

5/06 – 9/07 Further Lane Asset Management LLC – White Plains, NY

Portfolio Management Assistant

• Performed and maintained Portfolio Risk Analysis Update using Morningstar Principia

• Analyzed portfolio funds using alpha, beta, R-squared, STD, and technical charts

• Conducted ETF, Mutual Fund, Closed-End Fund and Stock Research using Morningstar • Assisted portfolio manager with portfolio construction and fund selections

• Maintained and updated portfolio asset allocations; and rebalanced portfolios

• Organized monthly statement; calculated P&L for Endowment client accounts

• Assisted and prepared monthly and quarterly Investment Advisory Report for clients

• Assisted with trade support, settlements, SEC Compliance and arranged new account setups

• Monitored cash balances and properly allocated Mutual Funds trades for 401K accounts

• Supported trade confirmation and securities position reconciliation with custody

• Maintained and updated quarterly management fees and calculated quarterly return

• Prepared and updated marketing and presentation materials for Portfolio Hedge Fund Managers

7/05 – 1/06 Bassetti Law LLC – Florham Park, NJ

Real Estate Post-Closing Administrator

• Primarily performed banking and closings for Mortgage Services • Handled incoming and outgoing wire fund transfers through Commerce Bank

• Distributed funds to borrowers and old creditors through wire transfers and checks

• Prepared Deed, Mortgage and Mortgage Tax Online Recordings for NY and NJ borrowers

2/05 – 7/05 Hyton Financial and Investment – New York, NY

Bookkeeper and Tax Preparer

• Prepared 1120 & 1120s corporate tax, 1065 and 1040 income tax return using ProSeries

• Reconciled companies’ bank account statements

• Prepared K1 and income statements

Education:

December 2007 State University of New York College at New Paltz AACSB

Master of Business Administration – MBA

Concentration in Finance, Portfolio Management

GPA: 3.47/4.0

December 2004 State University of New York College at Brockport AACSB

BS in Business Administration,

Concentration in Financial Management and Minor in Economics

GPA 3.12/4.0

Certification

Exp- May 2012 New York University

Equity and Fixed Income Portfolio Management - Advanced Certificate

Courses: Portfolio Management, Security Analysis, Applied Technical Analysis,

Inter-Market Analysis Investment Strategies; Credit Risk Theory and Modeling

Jan 2012 Liberty Tax Services – Certificate of 1040 Tax Course

GRE Score Quantitative: 710

Honors/Awards:

• 2004, 2003 and 2001 EOP Academic Achievement Award

• 1997 volleyball championship runner up in NYC H.S. Varsity

Special Skills:

• Proficient in Microsoft (Excel, Access, Power Point, Outlook), Command Consol • Bloomberg and Sungard Invest One; Sungard Enterprise; Geneva; Kondor+

• ProSeries, IDC; Thompson Reuter DataScope, Apollo System; Geneva Partner;

• Municipal Market Data; Morningstar Principia; Schwab PortfolioCenter (Centerpiece),

• Schwab Link; basic Advent Axys; Lotus Notes; Asset Reconciliation System;

• WIT, BONY Mainframe custody access, InvestOne CPS

• BONY GTM Monitor System

• Fluent in Chinese: Cantonese and Mandarin

• Technical Analysis: Candlestick Chart Analysis, RSI, Stochastic, Bollinger band, and ADX • Fundamental Analysis: Financial Statements, PE, CF, Book Value, BV ratio

• Options, Swap, Future, and FX Theory

• Vlookup, excel functions, Pivot Table

References Available Upon Request

Contact this candidate