trading, institutional sales and retail sales
Resume:
Daniel Rascoe
******.******@*****.***
*** **** **** ****** *** 14L, New York, New York 10021
Professional with over a decade of experience in the securities industry. Background includes trading (equities/options), institutional and retail sales. Well-versed in many financial computer applications. Used to the fast pace of the markets. Has series 7, 55, 63, 65 and life/health insurance licenses.
PROFESSIONAL EXPERIENCE
BB&T Investment Services – Kentucky (November 2007 – January 2009)
Investment Counselor
• Sold investments and provided personal advice to retail clients in 15 bank branches
Broker Dealer Investments – Sao Paulo, Brazil (October 2006 – November 2007)
Consultant
• Consulted with company principals and the angel investor regarding the structure and implementation of their business from a derivative perspective, including legal implications
• Acted as a liaison to assist the firm in incorporating off-shore in the British Virgin Islands
• Wrote the business plan for the parent company, Broker Dealer Investments
• Wrote the content for the Broker Dealer Investments web site
• Revised their subsidiary’s web site, Derivative Sports, for accuracy of financial terminology
Walker Rose Incorporated – New York, NY (October 2003 – November 2005)
Head Trader
• Co-planned new institutional agency trading desk and managed all trading related issues
Hamershlag, Dodeles & Company – New York, NY (September 2002 – October 2003)
Trader
• Traded equities, options & bonds on an agency basis via floor brokers & electronic systems
• Posted securities to accounts and oversaw the clearing of trades
Cathay Financial – New York, NY (July 1998 – February 2002)
Institutional Sales Trader
• Solicited risk arbitrage orders from institutional clients, primarily hedge funds
• Traded equities and options via floor brokers and electronics trading systems
Fidelity Investments – New York, NY (September 1993 – July 1998)
Assistant Nasdaq Trader, Associate Financial Representative, Brokerage Representative
• Assisted traders in all Nasdaq market maker activities
• Sold investments and provided in-person service to retail clients
• Placed orders and provided service and information to retail clients via phone
EDUCATION
University of Illinois at Urbana-Champaign – Urbana, IL
Degree: Master of Science Major: Finance
Western Kentucky University – Bowling Green, KY
Degree: Bachelor of Science Major: Finance
SPECIAL SKILLS
• Advanced conversational skills in Portuguese
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