Administrative Assistant Life Insurance

Dawn Evans

*********@*****.***

***** ******* ****

Daphne, AL 36526

Phone: 251-***-****

Objective:

To secure a career position that will utilize extensive experience in securities and mortgage administration.

License and Accreditations:

North American Securities Administrators Association Series 7, 6 and 63

Health and Life License - State of Alabama.

Professional Experience:

Retirement Counselor March 2010 to November 2011

Prudential, Mobile AL

Duties:

Representative to the Infirmary Health’s 401k, 403b, 457 and Pension Plans

Worked with Key Accounts to provide education to employees on different retirement plans.

Directly interfaced with 7,000 employees.

Main objective was to grow the 401k account by contributions and roll over’s.

Conducted seminars for new hires, pensioners, and retiring employees.

Completed weekly and monthly reports.

Accomplishments:

Increased 401k enrollment by 5% and 403b by 7% during tenure.

Took over complete responsibility and administration duties for non-contributory pension program for whole system.

Created several employee continuing education seminars.

Served as the sole representative for the whole system for 6 months.

Investment Executive / Loan Processor November 2006 to December 2009

Prime Vest / Troy Bank & Trust, Enterprise, AL

Duties:

Representative for all lines of client investments, trades, and deposits.

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Professional Experience, continued:

Prime Vest / Troy Bank & Trust, continued

Maintained industry knowledge on mutual funds, stocks, CD’s, bonds, life insurance, LTC, STC and annuities in support of client offerings.

Direct client interface with the responsibility for execution of all client account requests.

Processed monthly reports to track all compliance procedures and performed data entry in the Prime Vest system and in the fund companies.

Interfaced with corporate office and wholesalers to define, develop and conduct client investment seminars and related mailings.

Trained employees in bank operations, loan administration.

Performed audit duties for 5 employees.

Loan processor, which involved credit research, data entry, client facing loan closings, and mortgage application processing.

Accomplishments:

Increased investment portfolio by 7%.

Processed over 75 mortgage and personal loans.

Trained four employees on all levels of bank operations, including teller and loan administrator duties.

RA Assistant / Compliance manager October 2003 to February 2006

(NASD Registered)

Constellation Financial Advisors, Inc. Timonium, MD

Responsible for all client business activities, including account management, trading activities and client account reviews.

Responsible for compliance procedures, input to corporate financial reporting, and day-to-day office management.

HTK Assistant / Compliance August 2001 to October 2003

Maryland Agency Financial Services, Townson, MD

Handled all client applications for mutual funds, stocks, CD’s, bonds, life insurance, account transfers and deposits.

Administrative assistant to 75 client account representatives with account support, questions, paperwork, problems and compliance issues.

Tracked all compliance procedures.

Responsible for staff systems training and support questions.

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