Aspiring Information Security & GRC Analyst

Charline B. Brice Wilmington, DE *************@*******.*** 302-***-**** *************@********.***

Objective

Dedicated and security-conscious Business and Compliance Analyst with over 15 years of experience in regulatory compliance, risk management, and financial analysis within leading financial institutions. Currently transitioning into an Information Security Analyst role, leveraging deep experience in data analysis, audit processes, regulatory frameworks (BSA, AML, KYC), and system monitoring to help organizations safeguard sensitive information, mitigate security risks, and maintain compliance with cybersecurity standards.

Professional Title

Business & Compliance Analyst Aspiring Information Security Analyst GRC & Risk Management Expert

Key Skills

Governance, Risk, and Compliance (GRC)

Information Security Policies & Controls

Vulnerability Management & Risk Assessment

Regulatory Compliance (SOX, PCI-DSS, BSA, AML)

Security Awareness & Training Programs

Identity & Access Management (IAM)

Audit Support & Remediation Planning

Third-Party Risk Management

SQL, SAS, Cognos, SharePoint, SAP

Data Analytics & Incident Reporting

Vendor Due Diligence & Sanction Screening

Penetration Testing Concepts & System Hardening

Education

Wilmington University, New Castle, DE - Bachelor’s Degree in Business Administration - 2013

Professional Experience:

American Express (Consultant) – Remote Compliance / Risk Analyst 09/2022 – 10/2023 Phoenix, AZ

Analyzed data for sanctions screening and KYC reviews using SAS, SQL, and Cognos, identifying potential financial crime risks.

Collaborated on security investigations and risk control enhancement in line with information security policies.

Interpreted vulnerability scan data to prioritize remediation and participated in global compliance monitoring efforts.

U.S. Small Business Administration (SBA) – Remote Loan Officer 12/2020 – 02/2022 Fort Worth, TX

Analyzed financial data to assess risk and recommend appropriate collateral/security measures for disaster recovery loans.

Ensured data protection and regulatory compliance while managing customer-sensitive financial information.

Bank of America (Consultant) – Business Analyst II / Financial Crimes 12/2016 – 02/2018

Newark, DE

Conducted internal risk investigations and developed fraud strategies based on customer and financial data analysis.

Utilized SAS and Cognos for complex data analysis; aligned fraud analytics with security protocols and compliance standards.

Produced reporting for operational risk stakeholders using SharePoint, SAP, and Hyperion.

SoFi (Consultant) – Business Analyst / Financial Crime Unit 04/2019 – 11/2020

Claymont, DE

Investigated suspicious activity alerts and collaborated with compliance on policy enforcement during KYC onboarding.

Implemented data tracking metrics using SAP and ATLAS, enhancing visibility into fraud trends and risk mitigation.

Intertrust Group and at Huntington Bank (Consultant) – Compliance / Risk Analyst 05/2022 – 07/2022 / 02/2022 – 05/2022, Wilmington, DE & Columbus, OH

Conducted regulatory compliance reviews using SAS and SQL to support third-party risk assessments.

Verified data integrity across compliance systems and generated actionable insights for security audits.

Bank of America (Consultant) – Business Analyst II / Financial Crimes 12/2016 – 02/2018

Newark, DE

Conducted internal risk investigations and developed fraud strategies based on customer and financial data analysis.

Utilized SAS and Cognos for complex data analysis; aligned fraud analytics with security protocols and compliance standards.

Produced reporting for operational risk stakeholders using SharePoint, SAP, and Hyperion.

Cenlar FSB / The Bancorp Bank / Capital One / Wells Fargo / HSBC / WSFS Bank / JPMorgan Chase

Various Locations 2010 – 2020

Led compliance and audit projects involving BSA/AML, KYC, and Sanctions regulations.

Delivered risk assessment reporting for internal auditors and regulators including OCC and FinCEN.

Utilized technical tools (SAP, SQL, SAS, SharePoint) to extract and analyze data for financial and information security use cases.

Facilitated onboarding risk evaluations, internal investigations, and awareness of cybersecurity procedures.

Technical Tools

SAS, SQL, Cognos, SAP, SharePoint, Hyperion, ATLAS, LexisNexis, Clarity, Laserfiche, Viewpoint

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