Senior Operations and Regulatory Reporting Leader
Resume:
PIYUMI
THALAPATHPITIYA
*********@*****.***
**** ***** ***, #***, ***** Mesa, CA 92626
SUMMARY Goals and Aspirations To hold a challenging and rewarding senior management position in a world class multi-national financial institution and to assume a leadership role, inspiring people at all levels with professional advancement through diligent, honest work and continuous learning. SKILLS
• Experience in use of FIS, FISERV and Hyperion
systems for data extraction and reporting
• Experience in working with Business Analytics,
Tableau and Xceptor
• Financial Reporting, Audit, Internal
Control
• Good MS office skills, specializing in MS
excel
EXPERIENCE SENIOR OPERATIONS SPECIALIST 01/2022 to Current Banc of California
• Perform general ledger reconciliations related to ACH (Automated Clearing House) transactions, Cashier's checks, Loomis and other internal banking processes
• Process non-post on banking products monitoring for potential fraud
• Process negative balance accounts, monitoring for potential operational losses and reporting to Chex system
• Holds experience in working in DeepStack and CoreCard operations processes.
• Assist and collaborate with Branch Banking, Client servicing teams and other internal functions
• Strict adherence to internal banking procedures, State and federal compliance guidelines and regulatory requirements such as Bank Secrecy Act, Anti-money laundering and OFAC
• Review and ensure robust procedures to facilitate internal and external audit purposes
• Process levies from Federal and State agencies and compile information for subpoenas REGULATORY REPORTING MANAGER 01/2019 to 09/2021
Financial Control Department - HSBC
• Preparation and review of financials to Central Bank including supplementary management information on Assets and Liabilities, interest rates and KPI’s
• Adaptation of all new and revisions to regulatory environment by way of accounting standards, regulatory limits and requirements
• Overall responsibility in managing the annual external and statutory audits through effective coordination with stakeholders, preparation of statutory accounts and publication of annual/quarterly financial results
ASSISTANT MANAGER 01/2018 to 12/2018
Financial Control Department - HSBC
• Conduct controls testing over Bank General Ledger accounts to strengthen financial controls framework across the bank and track any potential/actual losses that arise by way of reconciliation errors and/or ineffective controls
• Preparation of monthly dashboard to CFO and Risk Management Team providing information on high-risk control lapses, ageing analyses of outstanding general ledger/Nostro balances and action plans to remediate issues
REGULATORY REPORTING OFFICER, BANKING ASSOCIATE 12/2007 to 12/2017 Financial Control Department - HSBC
• Preparation of the ALCO (Asset and Liability Committee) Pack - ALCO pack provides a comprehensive analysis of the profitability and the Balance Sheet together with other Key Performance Indicators such Risk Weighted Assets (RWA), Interest Rate Sensitivity, Economic Value of Equity and other non-financial information
• Preparation and analysis of the daily funding and liquidity position of the bank EDUCATION AND
TRAINING
Chartered Institute of Management Accountants - UK Chartered Management Accountant (ACMA CGMA)
2012
Associate Member of Institute of Management Accountants - [Bachelor’s degree evaluated by WES] Royal Institute - Colombo, Sri Lanka
Advanced Level
Commerce, 2007
REFERENCES References available upon request
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