Operations Analyst Fixed Income

Anthony Chance 718-***-**** *.********@*****.*** LinkedIn Profile

Performance Driven Collaborative Contributor Solution Oriented Resourceful Client Centric

Trade Operations & Compliance Front / Middle & Back Office

Fixed Income & Equity

Offering decade-plus of experience and expertise in providing strong analytical and creative insights, and solutions to address client/organizational challenges related to all aspects of trade operations and compliance, proven to decrease errors, solve complex problems, deliver within stringent time constraints, and protect/enhance company reputation.

Core Strengths: Trade Monitoring & Reporting Complex Problem Identification & Resolution Client Servicing

Error Reduction Customer Relations Process Streamlining Information Synthesizing

Exceeding Objectives & Goals Analytical Reasoning Team Leadership

Bloomberg ADP Calypso GSCC DTCC BETA Charles River Government Trader MS Office

Operations & Compliance Experience

Evergreen Investments/Wachovia Bank NA – Charlotte, NC

Trading Assistant Middle Office Operations Analyst Fixed Income/Equity 2008 – 2009

Maintained accountability for processing all fixed income and equity transacted products, including reconciling and settling trades, as well as investigating and resolving issues to confirm critical deadlines were satisfied.

Ensured settlement for $8-10 billion in daily trade volume.

Minimized errors by 10% and discrepancies related to settlement/reconciliation by more than 15%.

Earned WOW recognition.

LPL Financial Services – Charlotte, NC

Consultant Advisory Operations Specialist 2007 – 2008

Tasked with balancing traders’ and portfolio managers’ trading accounts, tracking billing advisory fees for 200+ clients, processing advisory fees, and resolving journal payment disputes.

Named Employee of the Month (08/2007) in recognition for reducing error rate by 25%, and timely resolution of trade discrepancies.

Requested by management to remain an additional three months.

Wachovia Bank, NA – Charlotte, NC

Fixed Income/Equity Derivatives Operations Analyst 2005 – 2007

Verified incoming/outgoing trade documents for fixed income securities and credit derivatives, resolved trade documentation incongruities, supported middle-/front- and back office to amend trade inconsistencies.

Ascertained accurate and timely settlement for $6-8 billion in credit derivatives and fixed income trades.

Decreased error reports by 25+% and curtailed trade settlement discrepancies.

Winner of three WOW Awards and the Excellent Customer Service Award.

Nominated for Top Performer Award.

Additional Experience: Pershing/BONY Government Bonds Operations Analyst

*Recipient of Outstanding Service Award in recognition for consistently meeting deadlines.

First Clearing Corporation/First Union Securities Field Consultant – Purchase & Sales Government Bonds

BOA Securities Operations Analyst

Bear Stearns Government Bonds Operations Analyst

Current Employment

P.C. Richards & Son – Bronx, NY

Sales Counselor Account Manager 2009 – Present

Present and sell diverse products/services to customers, address queries promptly, schedule and confirm delivery, and guarantee customers encounter an excellent purchasing experience. Oversee three direct reports.

Three-time Salesman of the Year (2008/2009/2014) for total gross revenue.

Four-time Top Performer, having surpassed company goals and objectives (2008/2009/2010/2015).

Recognized Top Performer by Manufacturers LG, Sony, Bose, and Samsung.

Education:

Master of Business Administration (MBA) Webster University

Bachelor of Science (BS) Business Administration South Carolina State University

Certification:

Certification in Operations & Compliance New York Institute of Finance

Licenses:

FINRA Series 7 63 (Inactive)

Volunteerism:

Epilepsy Foundation of Metropolitan New York Student Athlete Mentoring Program (SAM)

Contact this candidate