Compliance Consultant

Alisha L. Seckora

Baldwin, WI • 715-***-**** • *******@*****.*** • linkedin.com/in/alisha-seckora-866896172

Professional Summary

Compliance and operations leader with 7+ years of experience driving regulatory adherence, risk management, and organizational efficiency across financial services and healthcare settings. Skilled in leading cross-functional teams, optimizing operations, developing policies, and ensuring compliance with state, federal, and HIPAA regulations. Known for strategic problem-solving, fostering a culture of accountability, and aligning operational initiatives with organizational goals.

Core Competencies

Executive Leadership & Strategy: Strategic Planning, Organizational Development, Cross-Functional Leadership, Change Management, Budgeting & Resource Allocation, Board & Stakeholder Relations

Compliance & Risk Management: Regulatory Compliance, Risk Assessment, Audit & Exam Preparation, Policy & Procedure Development, Internal Controls, HIPAA Compliance, Privacy & Data Security

Operations & Administration: Operational Excellence, Facilities & Security Oversight, Emergency Preparedness, Vendor & Contract Management, Process Improvement, HR Strategy, Employee Engagement & Retention

Healthcare & Community: Healthcare Operations, Patient Navigation, Community Engagement, Nonprofit Leadership, Public Affairs & Communications

Professional Experience

Talcott Financial Group – Remote Compliance Consultant 2017 – Present

Lead compliance and risk initiatives across multiple state, federal, and SEC frameworks, providing strategic oversight and operational guidance.

Oversaw compliance monitoring, audits, and regulatory exam support, achieving 100% adherence to NY Reg 60 & 200, CA Market Conduct, CA Fair Claims, and 38A Annual Review requirements.

Developed and implemented policies and procedures to enhance operational efficiency and reduce organizational risk.

Managed compliance-sensitive functions including collections, death kits, unclaimed property, liquidations/payouts, and subpoena responses.

Acted as liaison for SEC requests, AML risk assessments, and other regulatory inquiries, ensuring timely and accurate reporting.

Mentored and collaborated with team members, fostering a culture of compliance, accountability, and continuous improvement.

Kwik Trip – Baldwin, WI Shift Lead 2015 – 2017

Directed daily operations and supervised staff to ensure compliance with regulatory requirements and company policies.

Trained and developed team members on operational procedures and risk controls, improving efficiency and accountability.

Oversaw cash handling, lottery, and regulatory compliance, maintaining audit readiness and minimizing operational risk.

Baldwin Area Medical Center – Baldwin, WI Care Navigation Lead 2010 – 2015

Led patient navigation and healthcare operations, ensuring HIPAA compliance and alignment with payer requirements.

Authorized procedures and therapies, reducing claim errors and improving patient experience.

Trained staff on HIPAA standards and documentation protocols, enhancing operational consistency.

Streamlined workflows and collaborated with clinical teams to improve care coordination and maintain compliance.

Volunteer & Community Leadership

Foster Parent – Greyhounds Pets of America, MN 2020 – Present

Provide foster care, training, and rehabilitation support for rescue greyhounds.

Mentor new volunteers and coordinate regional placement processes to improve operational efficiency and animal welfare.

Active participant in local healthcare and community initiatives in Baldwin, supporting programs that enhance access and well-being.

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