Finance & AML Compliance Project Leader

BEJOY JOSEPH PORAVANTHATTIL

** ****** ***** ************, ** 08691 Home: (609) 448 - 1760 Mobile: (732) 266 - 6959 E-Mail: *******@*******.*** PROFESSIONAL SUMMARY

Accomplished Project Manager/Sr. Business Analyst with over 20 years of diversified experience, specializing in Project management, Business/System/Data Analysis & End to end Delivery of IT projects on time and within budget, in the Financial Industry with focus on Risk& Compliance, Anti Money Laundering(AML) Credit Risk Management, Treasury, Asset Management, Financial Regulatory Reporting

– IHC, BCBS 239, BASEL II - III, Dodd-Frank (DFA)

Domain

Strong understanding of Risk Management, Regulatory Reporting, Asset Management, Counterparty Credit risk, Financial Products, Collateral Management, Risk and Compliance, Anti Money Laundering (AML), Banking Secrecy Act(BSA), Six Sigma

Worked extensively with Reference Data, Performance Reporting, Investment/Retail banking, Prime Brokerage and Financial Derivatives

RWA Calculation, reporting and Capital Adequacy norms per Intermediate Holding Companies(IHC), CCAR, FBO–EPS, Basel II/III statutes

Hub and Legal entity level reporting of counterparty credit risk per Dodd Frank Statues

Business Analysis, Functional Analysis of credit risk applications and Data Analysis, Six sigma process, Data validations and testing

Portfolio Risk Management and Reporting

Business Analysis & Project Management

Over 15 years of diversified experience in Business Analysis, Project management, implementation of IT projects using Agile and waterfall methodologies.

Expertise on user stories, procedural writing, business process flows, Process Documentation, Process Re-engineering, Continuous Improvement on adopted functional activity flow, Business Change Management, and ability to effectively manage multiple Projects with knowledge of the Software Development Life Cycle and Quality Assurance Life Cycle

Proven ability to bridge business goals and technology to provide productive solutions. Financial Crimes Management

AML application: Prime Compliance Suite, Actimize, KYC application: Surety

Actimize RCM, SAM, CDD, IFM modules

AML/KYC/Fraud domain expertise

Data mapping & ETL validation, SQL, JSON, Actimize RCM, MS Excel, Tableau

Functional & technical specifications (BRD/FRD)

Regulatory compliance (BSA, FATCA, GDPR)

Agile & Waterfall methodologies

Stakeholder communication & UAT coordination

Data management

Data Governance, Data Quality, Data Aggregation

Data analysis and validations, Data Mapping

Data reconciliations, Data Migrations

Technology

Reporting & Analytics: ALTERYX, Microsoft AZURE Databricks, IBM Cognos TM1, QlikView, SAS VA, Crystal Reports; Tableau, AXIOM, Business Objects Reports

Database: Oracle, Toad, SQL, MS Access ERP : Oracle Financials : GL, FA Modules

Microsoft Suite – Word, Advance Excel with VBA, Power point, MS Visio, MS ACCESS.

Secure File Transfer: sFTP, NDM

Business Development

Strong client management and relationship management skills & Extensive experience in onshore-offshore delivery management

Implemented effective Business Strategy to support Software products and services - Marketing and Sales

Forged strategic alliances with Partners and resellers in USA, Europe & Australia Financial Audit

Preparing Financial Statements and Tax returns. Reviewing and compiling financial data

Conducting Statutory Audits and Preparing audit programs

Evaluate operational and internal financial controls procedures. EDUCATION

Master’s in Business Administration, Global Business Fordham University, NY – Gabelli School of Business Bachelor of Commerce - Accounting

Christ College - University of Calicut, India

PROFESSIONAL CERTIFICATIONS & TRAINING

Project Management - PMI – Project Management Institute. Member Id: 2079091

Business Analysis - IIBA – International Institute of Business Analysts. Member Id: 7163

Quality Assurance

E.R.P.: People Soft (Finance Module) v. 7.5 and Oracle Financials v. 11.0.28

Oracle Database v. 8i. Developer 2000 (Forms 6i. And Reports 6i.) KEY Financial Firms:

Deutsche Bank /LPL Financial / City First Bank / Bank of America, NJ / Scotia Bank, NY / DTCC / Credit Suisse / J P Morgan / Citi / Agricultural Bank of China / The Vanguard Group PROJECT EXPERIENCE:

Deutsche Bank, New York, NY (Consultant)

Anti Financial Crimes Data Management & Reporting Nov 2024 onwards Role: Sr. Business Analyst

Business Users: Anti Financial Crimes Office

Project Description:

To help AFC team to analyze Business rules engine’s modules self-identified issues that impact Anti money Laundering Transaction Monitoring using Actimize SAM & CDD modules, review or enhance current alert generation per risk indicator scenarios in Actimize SAM and customer segmentation and conduct a comprehensive analysis on the Critical Data Elements (CDE) that aid in alert generation. Key Responsibilities

Conducting analysis on Transaction Monitoring Alerts in the Actimize SAM Module and performing Tuning and Alert Investigations.

As a Senior Consultant, responsible for owning Data Quality issues and leveraging expertise on Transaction Monitoring (TM) Systems and Data Governance.

Using SQL, Python to review Database tables holding client data and Payments Data for Transaction Monitoring (TM)

Working closely with the Data team to analyze the DQ issues, and to perform Root Cause Analysis (RCA) on risk scoring and profiling in the Actimize CDD modules and summarize the issue and its impact with detailed documentation.

Provide assistance to the team working on Tuning and Optimization of thresholds for identified risk indicator scenarios and identifying/validating Critical Data Elements (CDEs) and performing impact analysis. LPL Financial, Fort Mills, SC (Consultant - Remote) Credit Risk – Reporting November 2023 to May 2024

Role: Sr. Business Analyst

Business Users: Financial Advisors Management Group, Middle Office Project Description:

Focused on getting new Prudential project in line (acquisition) having to analyze the existing Comreg application and have to write the story so that the developers can go in and they can do their coding & acceptance so we're ready to go. Key Responsibilities

User Stories creation using Jira on the M&A Activities

Analysis of current database applications and creating Data mapping documentation secured in Confluence and SharePoint

Creating written presentations detailing the findings of the analysis for the Senior Technology Management stakeholders. City First Bank, Washington DC (Consultant - Remote) Credit Risk – Asset Management Reporting May 2023 to October 2023 Role: Sr. Business Analyst

Business Users: Credit Risk Team – Middle Office, CFO Project Description:

To help EVP – Risk Management & CFO secure timely reports in adherence to CECL guidelines for Concentration Risk to monitor Lending Business among diverse clientele using efficient reporting. Reports created on using Excel, Sageworks/Abrigo to aide in making efficient asset management business decisions for the Bank. Key Responsibilities

Monitoring a portfolio of commercial loans, perform analysis to determine the overall financial strength of the organization, develop and implement a strategy and plan for the collection, digestion, and visualization of data sets.

Working with the CFO on the ongoing CECL implementation process and assisting the management with management of the ALLL reports.

Credit Support duties including analyzing financial information, assessing the collateral, performing reviews of the portfolio, performing industry comparisons, assessing the risk rating, and preparing the business, personal and global debt service coverage ability.

Creating written presentations detailing the findings of the analysis for the CFO & C-suite executives.

Assisting the CFO and C-suite executives with monthly and Quarterly management reports. Genesis Financial, Beaverton, OR (Consultant - Remote) Credit Card Data Management September 2022 to April 2023 Role: Sr. Business Analyst

Business Users: Credit Cards Processing Operations and Risk Management Project Description:

To help Business stakeholders improve Cards processing Data and reporting using efficient methodologies using Azure Databricks and Power BI, enhance Data flows from Salesforce and work on continuous improvement of efficient cards data processing. Key Responsibilities

Working with Business stakeholders to understand the Requirements and writing User stories using Story Boards - Azure Dev Ops Board.

Work closely with Development and Testing teams to implement Business Asks to better manage Credit card holder data.

Review and enhance/create Data mapping documents for migration of cards data from TSYS to Fiserv

Create detailed Process information and Business requirements in central repository – Confluence.

Work with Technology team to understand data structures, and query database in Azure Databricks environment.

Writing Epics & Stories using Jira in an Agile environment. Write comprehensive Product Manuals and design documents.

Working on completion of Internal Test with Technology teams & UAT with Business Users Bank of America, NY (Consultant)

Treasury Data Management August 2021 to August 2022 Role: Sr. Business Analyst

Business Users: Treasury, Legal & Compliance

Project Description:

To help improve Compliance reporting using efficient data wrangling tool (ALTERYX), enhance Process flows and work on continuous improvement of efficient data sourcing data from upstream systems. Key Responsibilities

Work closely with Business stakeholders to understand the current flow and conduct deep dive analysis.

Create Process flow diagrams using Visio and present to relevant stakeholders and using Confluence as data repository.

Creating workflows using ALTERYX, using Macros to wrangle data for efficient processing for downstream consumption.

Work with Technology team to understand data structures, writing own SQL queries, using Oracle database.

Writing Epics & Stories using Jira in an Agile environment. Write comprehensive Product Manuals and design documents.

Engaging with Business Users and technology teams to perform the UAT. Credit Suisse, NY (Consultant)

Project Empire US Anti money Laundering (AML) July 2020 to May 2021 Role: Sr. Business Analyst

Business Users: Transaction Monitoring, Front Office Activity Review, Risk Assessment Project Description:

To build new Data feeds for efficient Transaction Monitoring – per US AML Regulatory Compliance guidelines & statutes Key Responsibilities

Conduct Data Analysis, Business Analysis and Data Profiling working with global teams on Investment Banking Data

Process improvement on updating sanction alerts and develop process flows to manage case dispositions and SAR’s filings.

Requirements Gathering and Documentation. Creation of Functional Requirement Specs, Test Documentation/Artifacts.

Coordinating with Development Teams for efficient Build and with SIT & UAT Testing Teams for Testing Deliverables.

Stakeholder Management and senior management Presentation for Design Review and escalation of Project Roadblocks

Do a 'deep dive' to interpret data quality issues, data flows, data analytics and create Data mapping artifacts.

Experience analyzing data from multiple sources; data collation and reporting for analytics and issue resolution purposes, With background in AML processes/reporting, Transaction monitoring. Scotia Bank, NY (Consultant)

US Anti money Laundering (AML) July 2019 to June 2020 Role: Sr. Business Analyst

Business Users: Financial crimes Investigative

Project Description:

Remediate Data issues in Actimize affecting US AML transaction monitoring activities and to enhance AML operational efficiencies. Key Responsibilities

As a BA with the AFC team worked on NICE Actimize, particularly SAM and CDD modules to conduct Root cause Analysis, and develop process flow diagrams on the identified list of data quality issues

Gathered regulatory requirements, mapped data from multiple upstream source systems

Collaborated with compliance officers, IT teams, and Actimize SAM modules to fine-tune alert scenarios, reducing false positives by 35% and improving operational efficiency

Collaborated with tech teams to configure alert scenarios and conduct Root cause Analysis

Supported UAT and post-go-live tuning to ensure long-term success

Worked with the business, operations, source systems on implementing the fixes for the confirmed issues, track/monitor progress, and close the remediation of those issues.

Review of Sanctions List to be applied for Transaction monitoring and new or amended credit agreements.

Perform assessments of client sanctions exposure to be integrated into the CDD/EDD Management Insights.

Conduct business analysis or data analysis using SQL scripts and to work with the other technology teams to plan for solutions, prepare test plan, test cases, perform end to end SIT, assist with UAT to validate that the fixes were done corrected and implemented successfully. Do a 'deep dive' to interpret data quality issues, data flows, and report data mappings.

SDLC process adherence, creating and managing project artifacts and documentation using JIRA, Confluence, Governance Console, FRDs, test plan, test cases.

DTCC – DEPOSITORY TRUST & CLEARING CORPORATION, NJ (IBM Employee – Consultant) Product Control – Trade Information Warehouse – Derivatives Distributed ledger - Blockchain April 2017 to June 2019 Role: Project Manager / Sr. Business Analyst

Business Users: Product Owners

Project Description:

TIW DDL

Rebuilding the Trade Information Warehouse – Derivatives Distributed ledger and implement them using Blockchain Technology refined for post-trade processing of over-the-counter derivatives, meets not only the current needs of the DTCC as it relates to the TIW, but is also flexibly designed to offer dynamic capabilities beyond just credit derivatives. Assess impact of QFC. Key Responsibilities

PM / BA coordinating the Structured UAT for the client. Creating User Stories on Jira / Screen mock us/ UI Prep

Agile scrum master working with Technology Team to manage deliverables using KANBAN Board.

Issues / Defect Management and resolution tracking of critical defects for Participating clients using Salesforce and Jira Issue tracking system.

As a BSA, work with Product Team to add New Trade Derivative Products into the newly built warehouse.

Work with Technology team to implement the Business Requirements in a very rigorous & intense project delivery using AGILE methodology.

Analyze and review input FPML messages from MARKIT and create sample FPML’s for Dev & test teams.

Validate the JSON data files to ensure Position capture and data elements is comprehensive.

Working on Glossary creation using COLLIBRA, to help in Data Governance and Data management.

Impact analysis of Qualified Financial Contracts (QFC) on the new Data warehouse.

Work with Test Teams and Product teams for UAT

Working with Ledger Fabric Builders AXONI to ensure data is Stored in Onchain Databases

Demo the new products implemented to Senior Management and secure approval. Credit Suisse, NY (Consultant)

Data Lineage / Data Quality / Data Governance – GM/IB Capital Markets August 2016 to Dec 2016 Role: Sr Business – Data Analyst /Project Manager

Business Users: Global Markets / IBCM

Project Description:

Implementation of BCBS 239 for GM/IBCM/IHC

Key Responsibilities:

Implementing the Data Quality Management Framework for administering the MRA received for IHC – MRA 193

Perform the Data Lineage for Critical Data Elements (CDE’s) from the Group Risk Report that were not accurate and coordinate with key stakeholders and application owners to understand and document Data flows

Engaged with Testing of the Business Glossary Tool – Collibra and validation using Enterprise Data Architect

Create and Monitor Project Plans and communicate status updates & issues to senior management on a weekly basis. Agricultural Bank of China NY Branch, NY (Consultant) Legal and Compliance Department – Anti Money Laundering June 2016 to July 2016 Role: Sr. Business - Data Analyst / Project Manager Business Users: Compliance Officers

Project Description:

Enhancement of the existing AML application used by the Legal & Compliance Department – Prime Compliance Suite (PCS) to ensure valid Alerts are raised and upon review by Compliance officers, appropriate Suspicious Activity Reports are generated and filed. Key Responsibilities:

Perform Data analysis and Data mapping from source system into AML application (PCS) for Customer Data, Customer profile Account Data, Transaction Data.

Create the BRD with Data Mapping details for IT to implement the enhancements to Database that feeds data into the AML application PCS.

Review BSA rules configuration and setup of thresholds, alerts and cases generated.

Conduct Review of existing case disposition methodology and Review of SARS filing - process n methodology

Facilitate Training sessions for AML application users with help of experienced PCS SME’s

Create and Monitor the Project Plan and meet with senior Management on a weekly basis to present status updates, risks & issues to the key stakeholders - Chief Compliance Officer, Operations management team & IT. Deutsche Bank, NY(Consultant)

Credit Risk Management / Financial Regulatory Reporting – IHC Program USA – FBO EPS Dec 2015 to April 2016 Role: Project Manager / Sr. Business Analyst

Business Users: Chief Credit Office (CCO)

Project Description:

Implementation of the Enhanced Prudential Standards (EPS) for the FBO and creation of the New Intermediate Holding Company

(IHC) for more efficient Risk Management and Capital Adequacy Reporting, CCAR to the US Regulatory Authorities, guided by Dodd- Frank Act

Key Responsibilities:

Credit Authority: Working with the Chief Credit Office team and the COOs to formulate the Credit Approval Authority Framework for the new IHC. Requirements Gathering, Documentation and Training Implementation of the Enhanced prudential standards (EPS) for the FBO for Day 1 Readiness of the newly formed Intermediate Holding Company – July 2016. Stakeholder meetings for requirement gathering and documentation, Business Process Flow streamlining.

Concentration Risk Management: Working with the Project Management Group to prepare Data Reports containing Gross & Net Credit Limits extended. This is used to track Credit Risk Exposures for DB per Industry, Country & Financial Product – Equities, Derivatives, FX and Rates Products.

Data Analysis using SQL, Business Process Flow analysis and recommendations, Project Management and report timeliness.

Regulatory Reporting: Data analysis and Validation of Credit risk reports prepared for Chief Credit Officer detailing RWA, Gross/Net Exposures, Credit Utilization and Capital Adequacy. Reports submitted to Enterprise Risk Management Group for submission to Federal Authorities after senior management review. Credit Suisse, NY(Consultant)

Financial Regulatory Reporting – Legal Entity Program USA - IHC, ANC July 2014 till Dec 2015 Role: Project Manager

Business Users: Basel Measurement & Reporting

Project Description:

As per Dodd-Frank Act, sizeable FBO’s will be required to form an Intermediate Holding Company (IHC) to function as a top-tier holding company for the U.S. subsidiaries of the company, for efficient Risk management which would generally serve as a directs the Board of Governors of the Federal Reserve System (Board), Basel III framework IHC entities are subject to US Reg eligible capital calculation and reporting processes for its investments in capital. Key Responsibilities:

Responsible for leading various projects under the Legal Entity program for Capital Calculations for Intermediate Holding Company (IHC) - Financial & Regulatory Reporting work stream and Alternative Netting Capital (ANC)

Coordinating with Upstream systems for Data sourcing that will impact Credit Risk Calculations, General / Specific Risk VaR, Market risk Specific Risk Standard Rules

Managing MIS & Control Reporting work stream for IHC using Business Intelligence Tools (OBIEE)

Managing IHC – BFI project, under Basel III framework for IHC entities which are subject to US Reg eligible capital calculation and reporting processes for its investments in capital of unconsolidated financial institutions (banks, insurance and other financial entities).

Managing Budgets, Resource allocations and Management Reporting to track performance against plan for strategic results. J P Morgan Chase NY, NY

Credit Risk – Risk Data Management Technology March 2010 to July 2014 Role: Sr. Business Analyst / Project Manager

Business Users: Credit Risk Office – Middle Office Project Description:

Credit Risk Data Acquisition and control: Gateway of Risk Data into Credit Risk Infrastructure (CRI), where Data procured from Front office trading applications is Validated, Verified and Transformed into CRI format for downstream Risk application’s consumption. This project involved Data reconciliations and validation of Trade, Positions and Stream data from Lines of Business against Credit Risk Data warehouses. Risk Data transfer to front office applications as per specifications from Middle office consumers. Key Responsibilities:

Managing end to end delivery of several projects, in adherence to the Bank’s Financial Regulatory requirements for middle office in the Derivatives world and the Traditional Credit Products space.

Engaged in Project change management, Budget, and estimation.

Credit Risk Data guardian & Data Quality: validate & verify Trade data from Front office applications and have it transformed to be consumed by credit risk applications, such as BASEL, Country Risk, Limits Monitoring (OWL), Collateral Data Management systems & Client Valuation to assess Collateral requirements (COAST), Exposure Calculation systems (Globalnet), Pricing engines for trade pricing ( Gauss), Risk Margining System (PRMS)

Data Analysis using SQL on Toad & MS Access and Writing detailed Requirements to Capture and Document all the transactions and Data Elements involved in managing Credit Risk Exposure

Coordinating and Executing SIT and UAT test cycles, develop and maintain quality procedures, and validating that appropriate documentation is in place, by Formulating Test Plans, Test Cases for an effective Testing of the Build. Portfolio Risk Margining System

Role: Sr. Business Analyst

Business Users: Portfolio Managers

Project Description:

The PRMS aims to accurately model the true market risk of entire hedge fund portfolio with the intention of reducing the overall margin requirement that the hedge fund clients must satisfy. All hedging effects are taken into account, so JP Morgan can charge less margin on a well hedged portfolio. PRMS helps to provide margin relief across entire derivatives product range such as Interest rate derivatives, FX derivatives booked in Murex, Precious metal derivatives, Energy Derivatives booked in Endur (Commodities trading application) Key Responsibilities:

Business Analysis on Management reports detailing volume of Margin requirements for customers holding a portfolio of financial assets such as fixed income products and credit derivatives, calculated by Vendor Product – Risk Metrics

Perform Gap analysis by identifying existing processes and understanding the impact on Margin Statements for Risk and Margin clients and the dependency of Data from source systems such as ARTS, Athena, Kapital, Pyramid, and Murex/Panama Credit

Working with Credit Middle Office / Business users to gather requirements and coordinate UAT.

Coordinate with Build teams in Glasgow and Bangalore, India to effect the development initiative working with the Agile Methodology adopted for development

Quality Assurance and testing on new “What If” tool used to calculate Margin requirements for portfolio of financial assets such as fixed income products and credit derivatives.

Credit Reserve Investigation and Analysis Application (CRISTAL) Role: Sr. Business Analyst

Business Users: Credit Portfolio Group

Project Description:

CRISTAL is an integrated platform with a suite of applications managing a whole range of business processes for Credit Portfolio Group

(CPG). It is the P&L and Positions tool for CPG to manage PnL Positions and their associated billing process in order to offset credit risks by maintaining the credit reserve taken from each LOB. It also provides risk management data to CPG traders that allows them to make decisions around what trades to place to hedge risk. CRISTAL does a lot more data aggregation than a typical P&L system or Risk Management system.

Key Responsibilities:

Perform business analysis and requirement gathering with business users to report CVA on HUB & LE level, as per Dodd-Frank Regulatory requirement

Preparing detailed Project plan and related Project Management activities such as resourcing, budgeting and contingency planning.

Coordinating Testing efforts for CVA consumption into Cristal from Gauss(calculation engine)

Requirements gatherings with business users to bring in DVA and DVA billing data from Gauss into Cristal

Preparing KPI reports to detail Application performance for monthly Senior management review

Coordinate with Build teams in New York and Bangalore, India to effect the development initiative. Citi Warren, NJ(Consultant)

e-Delivery Enterprise Architecture Group May 2009 to Feb 2010 Role: Project Manager

Business Users: Retail Credit Card Business

Project Description: e-Delivery is the ability to deliver credit card transactions data to customers through low cost, interactive digital communication channels, including Digital Rights Management, Digital Signature and Digital Certificates Key Responsibilities:

As a Sr. Business Analyst I was involved in gathering requirements from multiple businesses to build the e-Delivery system.

Agile Scrum Master – Coordinate the daily Scrum Meetings and Management Reporting.

Working on Business Process Management (BPM) workflows using Metastorm’s ProVision and Data Analysis using Business Intelligence tools, namely Business Objects’s Xl 2.0.

Involved with the Project Governance and communications within the client organization, to reach out to Senior Management to receive a “buy in” into this project that would be a global deployment.

Perform Gap analysis by identifying existing processes and key requirements, documenting the enhancements needed to meet the end state requirements for a global deployment.

Tracking Progress of technical Build as Project Manager to have respective environments (LAB, Dev, UAT, Prod/COB) set up and its adherence to the Project Schedule and initiating escalations, if required. J P Morgan Chase NY, NY

Global Credit Risk Management - Legacy Global Credit Exposure System Decommissioning Dec 2007 to Oct 2008 Role: Sr. Business Analyst/ Project Manager

Business Users: Portfolio Managers / Traders, Front Office Technology Applications, Credit Risk Office – Middle Office Project Description:

The project involves Decommissioning of a Mainframe Legacy Feed – Global Exposure system (GES) and have it replaced by Lynx. Lynx is the new Data Distribution system of the Credit Risk Infrastructure (CRI), distributing Data to downstream Consumers, via the Strategic File feed Source. The Lynx Strategic Files contain Data sourced from Central Repositories, which is critical to monitor and manage Credit Risk. The feeds transfer Data on Clients, associated Facilities, Facility Limits, Facility Limit Dimensions, Linked Outstandings, Client Organizational Hierarchy. The ultimate Goal is to replace the Legacy GES feed with Lynx for all Consuming Systems within the Organization.

Key Responsibilities:

As a Sr Business Analyst I was involved in several Projects with multiple Risk Systems and Pricing engines to ensure latest Credit Risk Exposure Data has been delivered for consumption by LYNX

Involved in all stages of the SDLC, right from Gathering Requirements to Testing the Build, in this Data warehousing Environment . Heavy usage of Informatica tools

Perform Data Analysis of the current Back feed and Reference Data to eliminate Data that would not be required for Consumer, and have only the required Critical Fields send to the Consumer via LYNX, depending on the nature of the Consumer’s Line of Business and the Credit Risk Exposure.

Perform Gap analysis by identifying existing processes and key Data Fields, documenting the enhancements needed to meet the end state requirements, as well as Investigate Trades using OATS (Order audit trail systems)

Working closely with Business to understand the flow of Transactions for the following Businesses: Derivatives Business, Foreign Exchange, Treasury, Commercial Loans and Collections and Writing detailed Requirements to Capture and Document all the transactions and Data Elements involved in managing Credit Risk Exposure.

Working with the Information Management Council (IMC) on Entitlements Data and Client Data Management. Seek permission for Consumers, as required for IB Asia Data in adherence to Data Secrecy laws, and coordinating with the Data Warehousing Team, on selection of Credit Risk Data to be send to consumers of the Credit Risk Exposure Files. Deutsche Bank, NY, NY(Consultant)

BASEL II - RWA Reporting (Risk Weighted Assets) July 2007 to Dec 2007 Role: Project Manager

Business Users: Financial Reporting/ Operations

Project Description:

The project involves the development of a tool (FCL) to validate RWA Calculator results as per BASEL II Statutes & guidelines for Risk Weighted Assets (RWA) for Global Equities and Credit. The ultimate project goal is to streamline the current RWA reporting process through the creation of an automated Credit Risk Exposure System feed. (CRES) Key Responsibilities:

The

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