Project Management Data

Griffin Boucher

Stamford, CT 914-***-**** **********@*****.*** linkedin.com/in/Griffin-Boucher

Client Relationship Manager- Financial Services

Sales & Data Management Process Improvement Team Leadership Project Management

Accomplished professional with 15 years of financial industry experience leveraging expertise in Data Management, Operations, Onboarding and Project Management. Recognized success driving change management by bridging automation with business processes, data management, pricing and securities reference data across Fixed Income, Equity and Derivative instruments. Concentrated focus on building customer relationships with prospects and end users by identifying solutions to their challenges through consultative selling. Adept at end-to-end project management.

Expertise

Relationship Management Data Management Trade Executions Securities Operations Project Management Account Management Reference Data Compliance Audit Fixed Income Equities Operational Risk Settlements Commodity Markets Risk Management Bloomberg Reuters Data Analytics Platforms Microsoft Office

Professional Experience

Houlihan Lawrence Greenwich, CT

Real Estate Sales Person Mar 2020-Present

Research market for potential clients (new developments, re-sale, rentals). Establish rapport with prospective buyers to determine housing needs, urgency and budget. Conduct Comparative Market Analysis’ (CMA) to determine competitive market pricing.

UBS Securities, LLC. (CapGemini) Stamford, CT

Client Relationship Manager/Data Analyst – Instrument Data Jan 2014 – Aug 2019

Production services and client support team lead for multinational investment bank and financial services company. Partnered with business users and IT teams to identify and maximize the use of information and technology to improve investment data, systems, and business processes. Reviewed audit/risk data. Oversaw master systems data migration project. Prepared and presented Key Performance Indicators (KPI) metrics to Senior Leadership.

•Eliminated cost and reputation damage by analyzing process gaps and lack of controls. Implemented system and process updates and controls; established global unified processes. Dramatically improved the Sanctioned Securities process. Rooted out costly unused vendor data. Contributed to the management of the RSCA process.

•Led and developed onshore processes. Sent abroad to train; coached team based on new job functions; (Sanctions, Corporate Actions, Prime Brokerage, SOD); tracked metrics and composed metrics reporting material. Created Standard Operating Procedure (SOP) documents.

Transition Analyst (Consulting) Jan 2013 – Jan 2014

Acted as primary transition analyst for ETD clients. Coordinated with clients as well as exchanges, sales, relationship managers, tax, legal, and credit teams to ensure initial client trading capabilities and ensure compliance with Global Regualtions (MiFID, Volcker, QFC). Represented the transition team to onboard current priority wealth management FX/derivatives clients. Key member in Dodd-Frank compliance initiative project.

•Achieved zero compliance standards infractions for all clients onboarded by conducting KYC/AML vetting of existing and new clients and onboarding firm clients pursuant to Title VII of the Dodd-Frank Bill and Patriot Act. Created required documentation templates per entity.

•Recognized for work on high-profile, comprehensive Dodd-Frank project to identify and categorize clients applicable to Dodd-Frank regulations. Aided in developing process to report/identify such eligible clients, collaborated extensively with Senior Management.

Additional Employment

Institutional Equities Sales Analyst (Consulting) Barclays Capital New York, NY Feb 2011- Oct 2012

Consulted to clients regarding better investing their assets by providing access to Barclays resources, products, and solutions.

Operations Analyst (Consulting) Goldman Sachs & Company Jersey City, NJ Jan 2010 - Jan 2011

Managed client access to online statements/trade information (portal); Reconciled broken trades and updated commodity prices. Created and executed Futures Give Up Agreement Documentation

Sales Associate Bear, Stearns & Company March 2007-Dec 2009, Account Executive Westrock Advisors, Inc. 2005-2007

Executed trade and trade strategies in multiple assets classes; fielded client inquires regarding portfolio positions and account status'. Completed multiple ACH, ACAT & Swift transactions. Onboarded and conducted KYC vetting for new clients.

Education, Licenses & Community Service

BS, Business Administration, 2005, Saint Michael’s College, Burlington, VT

Licenses: Series 7, 63, & 3 (expired)

Community: Team Continuum/Swim Across America/NYC Marathons, 2008-20012 - Raised $12,500 for cancer research, multiple 5k charitable events

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