Risk Management Senior Accountant

KIMBERLY PERTEET, CFE

202-***-**** ***************@*****.*** LinkedIn Profile

AUDIT, COMPLIANCE & REGULATORY EXAMINATION LEADER

Experienced institutions. and Industry, advising and Adept professional senior private at leadership. managing and public with 17+ Proven complex financial years track evaluations, of institutions. success record in across improving auditing, the Federal federal internal Reserve oversight, controls, System, and leading examination the regulatory Federal of Mortgage engagements, depository CORE COMPETENCIES

Federal Financial Risk Management Reserve Crimes, Bank BSA & Internal & Oversight AML Controls Compliance GAGAS/IIA /Yellow Book/Red Book Standards Regulatory Team Data Analytics Leadership Examination in Audits & Executive Leadership Reporting PROFESSIONAL EXPERIENCE

• Independent • Senior Accountant Consultant —, Audit Washington, & Financial DC; Oversight, Arlington, Watkins VA (2024 Government – Present) Services

• Perform improper payment testing per OMB A-123 for the Department of Transportation; advise stakeholders on remediation actions.

• Audit & Financial Instructor — Graduate School USA

• Train federal and private sector auditors on GAGAS and internal audit best practices.

• Managing Tax Associate — Accounting Bot

• • • • First Draft Co-Communicate represent impression and respond clients with communication to clients in IRS IRS letters, on audits, status audit between hearings, updates notices, tax and and clients and appeals; additional collection and track the requirements IRS/actions. resolution state tax process. and agencies. ensure clients meet ongoing compliance obligations post-resolution.

• Lead Examiner, Division of Enterprise Regulation (Freddie Mac) — Federal Housing Finance Agency, Washington, DC (2023 – 2024)

• • • • • Led Assessed Drafted Chaired Passed examinations Housing mid/the governance, Operational year-Finance of end Freddie third-risk Risk Examiner assessments party Mac's Committee risks, credentialing risk management, and and and internal developed led exam. employee audit fraud enforcement practices. engagement controls, recommendations. and initiatives. regulatory compliance. Perteet 2

• Audit VA (2022 Manager, – 2023) Financial Crimes & Regulatory Compliance — Capital One Financial Corporation, McLean,

• • • • Directed Presented Authored Monitored BSA/and audit evolving revised AML results and regulations compliance to financial executive (crimes e.policies; g., leadership FinCEN, audits collaborated OFAC, across and ensured FRB) U.S.with, impacting Canada, regulatory data scientists and enterprise the alignment. United for risk analytics-Kingdom. profiles. driven audits.

• Supervisory Reserve System, Financial Washington, Institutions DC (2018 Lead, – 2022) Reserve Bank Supervision — Board of Governors of the Federal

• • • • Oversaw Conducted Managed Authored quality examiner the liquidity/Reserve assurance training, capital Bank programs Oversight examinations governance across Manual; reviews, of Large the12 liaison and and Federal internal for Foreign congressional Reserve policy Banking Banks. development. inquiries Organizations. and high-level stakeholder engagements involving the Chairman of the Federal Reserve and sitting Board Governors.

• Acting Manager / Lead Auditor/KPMG COR/Coordinator, Office of Inspector General — Board of Governors of the Federal Reserve System, Washington, DC (2013 – 2018)

• • • Led Identified Coordinated the diversity improper the Federal and payments inclusion Reserve and audit and advised across FFIEC’s on the annual enterprise Federal financial Reserve strategic statement System. planning audits and with human KPMG capital. and Deloitte.

• Supervisory Lead Evaluator — Amtrak OIG, Washington, DC (2012 – 2013)

• Managed evaluations of capital budgeting and operational audits; uncovered $2M in potential savings.

• Lead – 2012) Investigative Analyst & Auditor — U.S. Government Accountability Office (GAO), Washington, DC (2006

• • Conducted Briefed congressional federal audits, leaders fraud and investigations, advised the Comptroller and undercover General. operations. EDUCATION

University Mississippi of State State Maryland University University – Accounting – – MPP, B.S., Communications Public (CPA Policy in Progress) & Administration CERTIFICATIONS & TRAINING

Certified PMP, Audit CISA, Executive Fraud CAMS, Examiner (MIS CIA Training (Training (CFE) Institute) Completed) TECHNICAL SKILLS

Microsoft Office TeamMate ExamSpace Power BI Salesforce FinCEN Tools SharePoint AuditBoard

Data Analytics AI & Machine Learning

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