Senior Executive Financial Services
Resume:
SUMMARY
An experienced and dedicated financial services professional seeking to contribute to the growth of a forward-thinking company. My expertise spans over a decade in roles ranging from senior executive positions to team leadership in prestigious firms like Shree GR Exports Pvt. Ltd. and Karvy Stock Broking Ltd. My skill set includes advising clients on investments, managing mutual funds and stock portfolios, and providing comprehensive back-office support. I thrive in fast-paced environments, excel in client management, and am committed to continuous learning and professional growth.
I have extensive experience working with seniors, adding value to the company vision, and emphasizing transparency, ethics, and being a quick learner. I am a result-oriented professional in the finance industry, aiming to contribute effectively in roles such as Deputy Manager, Assistant Manager Back Office, Operations, or Senior Manager. Experienced a three-year career gap due to the COVID-19 pandemic and personal losses, including the passing of both parents in 2023.
PROFESSIONAL EXPERIENCE
Senior Executive -
Shree GR Exports Pvt. Ltd.
Senior Executive -
Karvy Stock Broking Ltd.
Office Executive -
Fusion Advisory Services Pvt. Ltd.
**********************@*****.***
India
ANINDYA BHATTACHARYYA
Financial Services Professional
May '15 Dec '19
Team Leadership and Stakeholder Coordination: Led a team of 10 members, ensuring seamless coordination and communication between internal and external stakeholders, and delivering results in a fast-paced environment.
•
Back-Office Operations and Customer Service Management: Managed back-office operations and customer service teams in MNCs, private companies, and financial services sectors, improving operational efficiency and client satisfaction.
•
Wealth Management Expertise: Utilized expertise in wealth management, handling stocks, bond markets, mutual funds, ETFs, and REITs, while coordinating with asset management companies and senior management.
•
• Mutual Fund Management: Managed mutual funds on NSE and BSE terminals for both online and offline clients.
• Registrar and Transfer Agent: Acted as a registrar transfer agent for Karvy Fintech and Cams, handling client registrations and transfers.
• Asset Management Coordination: Coordinated with asset management companies and utilized mutual fund utilities for investors and clients. Secretarial and Documentation Services: Provided secretarial services, prepared documentation for filing, and maintained KYC for both new and existing clients.
•
Back Office and Client Support: Worked as a back office assistant, maintained schedules for mutual funds, stocks, and derivatives, and advised clients on support activities.
•
• Client Management Training: Attended client management training to enhance skills in client handling and support activities. Strategic Collaboration and Continuous Learning: Collaborated effectively with senior management, contributing to the company's vision and strategic goals through continuous learning and value addition.
•
Mar '10 May '14
Trained Junior Staff on Operational Software: Promoted to Senior Operations Executive, responsible for training junior staff on operational software and best practices within the Private Client Group.
•
Client Advisory and Back Office Support: Advised clients on investments, provided back office support, assisted junior staff with customer request forms, and maintained schedules for mutual funds, stocks, and derivatives.
•
Ethics and Transparency: Demonstrated strong ethics and transparency in all operations, ensuring compliance and fostering trust within the finance industry.
•
Handled Demat and Mutual Fund Operations: Managed depository operations for NSDL and CDSL, processing both online and offline demat transactions, mutual fund operations, and ensuring adherence to regulatory standards, enhancing operational efficiency and accuracy.
•
Led KYC Department for Retail and Corporate Clients: Administered KYC processes for retail and corporate clients, overseeing both online and offline applications. Coordinated with IPO and FPO bidding processes on NSE and BSE, ensuring compliance with all regulatory requirements.
•
May '09 May '10
Market Research and Administrative Support: Conducted market research, gathered and processed data, performed basic admin duties, assisted and coordinated with the sales and front office teams, and supported mutual fund asset management.
•
Back Office Executive -
Microsec Capital Ltd.
BPO Team Leader, (2006-2007) -
Satyajit Pvt. Ltd.
CORE SKILLS
Investment Advisory Mutual Fund Management Stock Portfolio Management MS Office Proficiency (Word, Excel, PowerPoint) Client Relationship Management KYC Maintenance Financial Documentation Asset Management Coordination Market Research Data Analysis Administrative Support Project Management Quality Assurance Back Office Support PROFESSIONAL SKILLS
Diploma in Financial Accounting, Brainware Institute, 60% (2005) Specialization: Income Tax, ROC, PF, ESI, TDS
IELTS Proficiency Test, Speaking Score: 6, University of Cambridge ESOL, British Council India Finacle Software, Banking and Capital Market Industry E-services: NSDL, CDSL, Eboss Software, Back Office Operations Human Resource IRIS Management Systems
EDUCATION
MBA (Finance)
Sikkim Manipal University
Bachelor of Commerce (General)
Calcutta University
STOCK EXCHANGE CERTIFICATION COURSES
CERTIFICATIONS & TRAINING
May '07 Jun '09
Administrative and Customer Support: Provided daily administrative support with MS Excel, delivered customer service, assisted in stock maintenance and record-keeping, maintained member registers, handled phone calls and customer requests, created contact letters, maintained sales accounts, and generated reports from internal databases.
•
May '06 Jun '07
May '15
60% (1st Class)
May '05
• Derivatives (Dealer) Module, NSE, 63.75% (Sep 2011)
• NDSL Depository Module, NSE, 65% (Dec 2009)
• AMFI Advisor Module, Association of Mutual Funds of India, 53.25% (May 2009)
• Capital Market (Dealer) Module, NSE, 60% (Jun 2008)
• Back Office Share Market Operations, I.C.A. Kolkata (2008)
• BPO Training, State Government of West Bengal IT Center, Webel
• PG Diploma, Financial Income Tax, ROC, PF, ESI
• ICA Stock Market Operations, Back Office Operations, Stocks, Mutual Funds
• NSDL Certification, NSE Stock Exchange
• AMFI Advisor Examination, Association of Mutual Funds of India
• KYC Analyst, Banking, Capital Market, Finance Management
• National Stock Exchange Continuous Professional Workshop (up to 2022)
• NSDL E-Voting, CDSL Services Pvt Ltd Workshops
Contact this candidate