Financial Advisor

TEIGEN FRAKER

SUMMARY

Curious, socially conscious, creative financial professional in constant

pursuit of knowledge and growth, with a wide range of interests and myriad life experiences.

EXPERIENCE

Associate Financial Planner, 11/2023 - Current

Mainspring Wealth Advisors - Seattle, WA

Registered Client Service Associate, 09/2022 - 11/2023 Oppenheimer & Co. Inc. - Seattle, WA

Primary responsibilities include supporting multiple Financial Advisors in sales, marketing, and the day-to-day operations of the oldest wealth management & investment advisory firm on Wall Street. The role requires exceptional interpersonal and multi-tasking skill sets, with the ability to operate as a collaborative team member, or independently. Performing a variety of “white glove” financial services allows me to better understand the operational side while facilitating business growth and a seamless client experience.

Ancillary responsibilities include, but not limited to: CONTACT

Address: Seattle, WA 98115

Phone: 310-***-****

Email: **********@*****.***

SKILLS

Provided advice and guidance to clients on a range of financial matters, including investments, retirement planning, and estate planning.

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Assisted in the preparation of comprehensive financial plans which included cash flow analysis, insurance review, asset allocation strategies, and investment recommendations.

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Monitored portfolio performance against established benchmarks to ensure that clients' portfolios remain aligned with their goals.

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Maintained up-to-date knowledge of industry trends and regulations affecting wealth management services.

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Communicated regularly with clients about their accounts, providing timely updates on performance results and other relevant information.

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Analyzed financial information obtained from clients to determine strategies for meeting clients' financial objectives.

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Rapidly learning and adapting to service the needs of various accounts of wide complexity in order to answer day-to-day questions from clients and advisors with optimal assurance

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Comprehensive knowledge of a wide variety of DocuSign forms and account procedures in order to better assist clients

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Utilization of research and technical support tools in portfolio & market analysis

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• Financial Analysis

• Critical Thinking

• Investment Advice

• Cost Evaluation

• Price Analysis

• Financial Planning

• Securities Trading

• Certified Professional Trader

• Market trend analysis

• Account management

• Project/Team leadership

• Digital Currencies

• Business growth

• Customer service-driven

Continuous Professional

Development

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• Professional communication

• Sales Expertise

• Prospecting and Networking

• Regulatory Compliance

Proprietary Equity Trader, 12/2020 - 02/2022

T3 Trading Group LLC - New York, NY

Event Manager, 03/2014 - 12/2020

Lucques Group - City of Los Angeles, CA

Producing high quality analytical reports using various software programs

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Promoting firm services by enhancing relationships with advisors through timely and accurate research

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Cultivating and growing existing client relationships and bringing in new ones

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Demonstrating initiative with regard to a desire to increase knowledge of rules, regulations and complex financial concepts

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Strong proficiency with technology including Advisor Works, Money Guide Pro, FINET, MS Office products (Word, Excel, PowerPoint and Outlook), as well as the ability to quickly learn internal and proprietary software programs

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• Maintaining the highest level of confidentiality Demonstrating superb organizational & interpersonal communication skills

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Engaged in equities trading by focusing primarily on technical analysis utilizing various time frames, including position, swing, and intraday strategies.

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• Evaluated company and market trends to optimize strategies. Tracked and analyzed factors affecting price movement, including trade policies, weather conditions, political developments and changes to supply and demand.

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Developed trading strategies based on education in technical trading and market analysis developed through numerous training classes, as well as the mentorship program, which consisted of bi-daily meetings, trade reviews, and post market re-cap.

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Produced daily group note highlighting short float opportunities, recent overnight/pre-market macroeconomic events, and company-specific information.

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Event Manager catering to the highest profile clients in the Los Angeles entertainment community, including CAA, WME, the Governor's Ball, the Golden Globes* and the Academy Awards*

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Maintained adherence to client-event requirements through effective delegation, prioritizing and management of all production phases, from concept to execution.

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Coordinated with chefs and service teams to implement impeccable dining & entertainment experiences for client's events ranging from 6- 500 guests.

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• Maintained close communication with clients to mitigate service issues. Assessed event success and identified improvement areas through client feedback.

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Improved results continuously by conducting thorough reviews of events' successes and failures.

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EDUCATION

Bachelor of Arts, Film And Video Production, 05/2001 New York University - New York, NY

Pre-Medicine

University of Michigan - Ann Arbor - Ann Arbor, MI CERTIFICATIONS

Series 66 (NASAA)

Series 7 (FINRA)

Series 57 (FINRA)

• 3.9 GPA

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