Client Onboarding Financial Crime
Resume:
Krishna Moorthy A
Jun **** - Present
Dec **** - Jun 2023
Jun 2021 - Dec 2021
**** – 2025
**** – 2021
*/*, ***** ****** *** Lane, Royapuram, Chennai, Tamil Nadu 600 013.
*******************@*****.***
https://www.linkedin.com/in/krishna-moorthy-
Professional Summary
AML/KYC Specialist with 4 years of experience in client onboarding, risk assessment, and financial crime investigations. Proven ability to conduct high-risk client reviews, manage SAR reporting, and ensure compliance with FATF standards. Adept at enhancing due diligence practices and mitigating financial crime risks. Skills
AML/KYC Compliance & Investigations Client Onboarding & Risk Mitigation PEP & Adverse Media Screening Transaction Monitoring & SAR Reporting Regulatory Compliance Stakeholder Engagement & Training Experience
NatWest Group
Subject Matter Expert
Led a 10-member team ensuring full compliance with FCA, MLR, and POCA guidelines during client onboarding. Conducted comprehensive risk assessments for high-risk clients to ensure precise risk classification. Collaborated with cross-functional teams to streamline onboarding processes and enhance risk protocols. Developed FATF-aligned training programs to elevate due diligence practices and compliance standards. NatWest Group
Senior Analyst
Investigated flagged transactions to detect potential money laundering, terrorist financing, and sanctions breaches. Conducted thorough high-risk client reviews to ensure accurate risk identification and classification. Authored detailed SAR reports and escalated critical findings to the National Crime Agency. Performed adverse media screenings and PEP reviews to proactively mitigate financial crime risks. Kone Elevators India Pvt Ltd
Commercial Trainee
Streamlined invoice processing, vendor reconciliations, and month-end reporting, ensuring accurate financial records and audit compliance.
Collaborated with cross-functional teams to resolve discrepancies and support data-driven reporting enhancements. Projects
Financial Crime Services Shadowing: Completed a 14-hour program with NatWest’s financial crime team, deepening expertise in AML investigations and SAR processes. Lending Operations Onboarding Training: Gained practical experience in client onboarding through immersive training at NatWest’s career fair.
Education
Loyola College, Chennai
Master's of Business Administration (MBA)
A.M.Jain College, Chennai
Bachelor's of Commerce (B.Com)
Certifications
AML Skill Assessment – NatWest Group & Human Trafficking Assessment – ACAMS
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