Business Risk Senior Analyst in the Wealth Division

Anthony N. Caines Jr.

**** ****** ******, *****, ** 10469 • 347-***-**** • ***************@*****.***

www.linkedin.com/in/anthony-jr-caines-csop-6a9b01150

EDUCATION

Bachelor of Science in Public Accounting and Business Management and Finance Magna Cum Laude, GPA: 3.822

Brooklyn College New York, Brooklyn – May 2022

Dean’s List. Henkin Helen D. 42’ Memorial Scholarship Recipient. Active participation in mentorship programs with industry professionals.

CERTIFICATIONS

Certified Sarbanes-Oxley Professional (CSOP) - Credential ID# 99001402 Jul. 2023

Chartered Institute of Professional Certifications

Securities Industry Essentials (SIE) Jun. 24

Financial Industry Regulatory Authority (FINRA)

General Securities Representative (Series 7) Aug. 24

Financial Industry Regulatory Authority (FINRA)

Uniform Combined State Law Exam (Series 66) Nov. 24

Financial Industry Regulatory Authority (FINRA)

Certified Financial Crime Specialist Nov. 24 Association of Certified Financial Crime Specialists – (ACFCS)

EXPERIENCE

Citi Bank Feb 2024 - Present

Issue Management & Reporting Enterprise Risk Management

Business Risk Senior Analyst

Enhanced Issue Management processes across the Wealth Division by developing tools and training materials that improved workflow efficiency.

Provided comprehensive support for risk management processes, ensuring timely remediation of identified risks through effective stakeholder communication.

Conducted training sessions for team members, improving compliance and operational effectiveness.

Goldman Sachs Jul. 2022 – Jan 2024

Internal Audit New York, NY

Controllers/Tax New Analyst

Executed control assessments and effectiveness testing, ensuring compliance with regulatory requirements and enhancing operational integrity

Developed a centralized learning hub for new joiners, streamlining access to essential resources and improving team integration.

Collaborated with teams to assess risks and provide actionable insights for continuous improvement.

Goldman Sachs Sept. 2021 – Jul. 2022

Internal Audit New York, NY

Controllers/Tax Seasonal Analyst

Conducted comprehensive audits focusing on data integrity and control effectiveness, supporting compliance with SOX regulations.

Analyzed internal processes to identify discrepancies, improving overall financial reporting accuracy.

Bookkeeping Go Oct. 2019 – Jul. 2022 Independent Contractor New York, NY

Delivered bookkeeping services that enhanced revenue and reduced errors by 15% for clients across various industries.

Developed strong relationships with clients, ensuring high levels of satisfaction and retention.

C&C Auto Services Ltd Nov. 2012 – Aug. 2016

Commercial Parts Pro, Rental Salesclerk, Vehicle Sales Associate Basseterre, Saint Kitts

Improved sales processes and customer retention strategies, contributing to elevated client satisfaction and operational efficiency.

INTERNSHIP EXPERIENCE

Goldman Sachs Jun. 2021 – Aug. 2021

Internal Audit New York, NY

Controllers/Tax Summer Analyst

Conducted testing of data integrity controls, contributing to compliance and operational excellence.

Goldman Sachs Jul. 2020 – Aug. 2020 Corporate Workplace Solutions Jersey City, NJ

Product Finance Summer Analyst

Assessed third-party vendor compliance with regulatory requirements, identifying and mitigating risks.

Decoded Advertising Feb. 2019 – Mar. 2019

Internal Audit Intern New York, NY

Performed internal audit functions and executed analytical & comparative procedures to identify, compile and explain inconsistencies.

Next Management Modeling Agency Feb. 2019 – May 2019

Accounting Intern New York, NY

Evaluated internal reports and identified discrepancies through the performance of analytical evaluation of internal weekly, monthly & quarterly reports.

Saint Kitts & Nevis Ministry of Finance Jul. 2019 – Aug. 2019

Finance Intern Basseterre, St. Kitts

Analyzed financial reports for government subsidiaries, providing decision-making information for senior officials.

EXTRACURRICULAR EXPERIENCE

Internal Audit Controllers/Tax New Hire Retention Initiative Nov. 2022 – Jan 2024

Organizer

Increased team integration by 15% through the development of a centralized reference hub.

Brooklyn College May 2022

Trading competition participant Brooklyn, NY

Developed a multi-asset portfolio management presentation, utilizing optimization tools for capital distribution.

GOLDMAN SACHS LOCAL COLLEGE COLLABORATIVE 3.0. Nov. 2018 – May. 2019

Program participant New York, NY

Increased visibility, basket size, and frequency of visits to the World Trade Center (Oculus Center) managed by utilizing data analytics.

GOLDMAN SACHS COMMUNITY TEAM WORKS April 2019

Volunteer New York, NY

Engaged in community renovation projects, enhancing team collaboration and community engagement.

SKILLS

Strong analytical and problem-solving capabilities

Effective communication and diplomacy skills

Proven ability to manage multiple tasks and relationships

Knowledge of investment products and regulatory compliance

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