Financial Aid Regulatory Compliance
Resume:
ADRIENNE BEACHAM
Goal-oriented compliance professional with a proven track record in risk assessment, audit, and regulatory compliance. Highly detail-oriented, with expertise in implementing and monitoring compliance programs to ensure strict adherence to industry regulations. Known for strong communication and interpersonal skills, and a collaborative approach to driving team success and ensuring alignment with company policies and regulatory standards. Contact Information
********.*******@****.***
Address
Tampa, FL
Phone
Skills
Experience
Financial Aid Officer
Ancora Education Fayetteville NC
Oct 2023
Operational Compliance Manager
Digital Gaming Corporation Las Vegas, NV
Aug 2021 - Feb 2023
Sanctions Compliance Analyst
Robert Half (contract with JPMorgan Chase) Tampa, FL Jan 2020 - Mar 2021
Vulnerability Threat Management Analyst
CitiGroup Tampa, FL
May 2015 - Apr 2019
Project management
Process & Performance Improvement
Risk Analysis / Governance
Audits
Metric reporting / KPIs
Jira, Zendesk, Power BI, Tableau
SharePoint
Fraud Investigation
Regulatory Compliance
Data Privacy and Security
AML, BSA, OFAC
Finance
Training and development
Ethics and integrity
Communication skills
Attention to detail
• Managed disbursement of financial aid funds to eligible students
• Reviewed and verified financial aid applications for accuracy and completeness
• Assisted students in completing financial aid forms and documents Conducted financial aid workshops and information sessions for students and parents
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Collaborated with academic advisors to ensure accurate and timely processing of financial aid awards
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Resolved student inquiries and concerns regarding financial aid eligibility and disbursement
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Maintained confidential records of student financial aid information in compliance with regulations
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Developed and implemented strategies to increase student awareness of available financial aid options
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Develop timelines and payment arrangements to address outstanding account balances.
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Led and managed a team of compliance analysts, overseeing all aspects of compliance operations, including risk assessments, audits, and regulatory reporting.
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Developed and implemented strategic compliance plans, aligning team activities with organizational goals and regulatory requirements.
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Collaborated with cross-functional teams to ensure the successful implementation of operational compliance policies and procedures.
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Developed and implemented compliance training programs for employees at all levels of the organization.
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Conducted regular audits and assessments to identify and address compliance gaps and risks.
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Managed and maintained compliance documentation and records for audit and reporting purposes.
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Reviewed and updated company policies and procedures to align with industry best practices and regulatory standards.
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Served as a subject matter expert on compliance issues and provided guidance to colleagues and stakeholders.
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Collaborated with legal and regulatory teams to stay abreast of changing compliance requirements.
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• Demonstrated extensive knowledge of OFAC regulations and AML. Utilized strong research and investigative skills to conduct due diligence to detect high-risk and sanctioned transactions.
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• Performed transactional reviews on account holders to identify high-risk clients. Proven track record of conducting compliance audits and monitoring activities in a fast-paced financial services environment.
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• Provided invaluable support and training to new team members. Created daily reports on critical vulnerabilities using various data sources and intelligence.
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Conducted risk assessments and gap analyses to evaluate the organization's security posture.
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Coordinated and delivered vulnerability findings to customers, providing clear security analysis.
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• Monitored and followed up on open security events, ensuring timely resolution. Generated reports and metrics based on inventories, scan results, and vulnerability data.
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Collaborated with IT, operations, and other teams to address and remediate security vulnerabilities.
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Produced operational reports for Key Performance Indicators (KPIs) and tracked weekly/monthly metrics.
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Monitored the progress of vulnerability remediation efforts across the company and monitored, and followed up on open security events, ensuring timely resolution.
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Worked with senior management to lead vulnerability management meetings, resolving issues before escalation.
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