Mr. Andrea Tufano
# 516-***-**** (**********@*****.***)
**** ********** ***. - *. ******, NY 11554
Professional Summary
Financial reporting of balance sheets and income statements for internal management.
Regulatory reporting to local regulatory bodies including the FRB, NYS, OCC, BEA & CIMA.
CFO assistant for data analysis, managing Finance, Accounts Payable and Accounts Receivable functions.
Audit needs, Budget managing, and Compliance requirements within the scope of Regulatory Reporting
Education
Bachelor’s degree attained in Business Administration - Almeda University - Boise, Idaho
Associate degree attained in Business Management - LaGuardia College - Long Island City, NY
Areas of Computer Expertise
Microsoft applications, Regulatory-Reporting systems, QuickBooks, Midas, SAP, and Tableau GL systems
Professional Experience:
Currently working part-time, preparing varied Personal Income Tax filings Feb 2020 – Present
Union Bank of Switzerland, NYC, NY June 2021 – Oct 2021
Finance Contractor
Compiled and managed critical Financial and Regulatory Reports, while tending to varied Controller needs
Assist in parallel run of existing Accounting report output versus new software, including variance analysis
Right at Home-Home Care, Hicksville, NY Sept 2019 – Jan 2020
Sales Liaison and Finance Associate
Updated and monitored all personally visited sales interactions at senior facilities via internal data warehouse, including record keeping of Accounts Receivables and Cash Flow requirements
Processed all Rebates and Refund activity along with Audit requests, Accounts Payable and Insurance needs,
Assisted the Operational Vice President, with coordination of new prospects and marketing functions.
Stuart Frankel and Company, New York, NY (Broker-Dealer) Oct 2018 – June 2019
Finance Associate
Reviewed and reconciled all daily trading and dealings within the NYSE and Nasdaq via Front Office.
Assisted CFO with Audits, preparation of Consolidations, and required Regulatory Reporting reports, as well as balance sheets and profit and loss statements using Excel to gather, sort and analyse large data sets.
Managed all company Accounts Receivables and Accounts Payables, including those pertaining to the company chairman, co-chairmen, and their extensive family trees, along with Rebates and refunds of incoming and outgoing billings and purchases, using Excel’s Pivot Tables and V-Lookup functions
Scotiabank – New York, NY ($100 billion in Assets) Feb 2014 – Oct 2018
Regulatory Reporting and Finance Associate
Hands-on preparation and management of required regulatory reports, including the Federal Reserve Bank of NY’s FFIEC-002 Call Report, Country Exposure report FFIEC-019, Treasury International Capital TIC series reports, Assets & Liabilities report FR-2644, Transaction Report FR-2900, the Pledged Assets for the DFS, Department of Commerce BEA reports, incorporating USGAAP requirements from management.
Audit Liaison, and participated in assembly, review, and submission, of all Liquidity & Capital requirements
Assisted in the Project Management of Capital matters and analysing Consolidations of Cash Flows of several entities and several product lines, often incorporating V-Lookup and Pivot Tables.
Analysed Risk Weighting matters of all new asset products with CFO and worked with CFO and Directors to complete projects for various system-tests within financial reporting, using Excel functions, to gather, sort and reconcile data within product subsets and Quality Control needs. Also completed rebates and refunds.
Prepared all transactional activities of Balance Sheet and Income statements, including policies and procedures, general ledger account set-up, variance analysis and monthly close of all financial reporting.
Prepared Journal Entrees, Accruals, Depreciation, along with Month, Quarter and Year-End closing entrees
Completed Stress Testing, compiling and analysing varied data for FRB and Internal requirements.
Royal Bank of Scotland – Stamford, CT Jan 2013 – Oct 2013
Regulatory Reporting Vice President
Completed, analysed, and remitted all required regulatory reports for various entities.
Verified A/P and A/R activity, as well loan pools of customers for their securities.
Assembled and reported financial reporting variances to senior officials, for daily BS and P/L’s
Acted as compliance officer for regulatory reporting function and process.
Rabobank / Credit Industrial and Commercial Bank / Lloyds Bank Oct 2011 – Dec 2012
Project Management / Teamwork within Regulatory Reporting (Consultant work)
Preparation of all regulatory reporting filings and customer reconciliations
Completed parallel-run testing for new regulatory reporting systems.
Finalized procedure backup for regulatory reporting bodies.
Westpac Banking Corporation - New York, NY (20 billion in Assets) 2007 - 2011
Associate – Regulatory and Financial Reporting
Responsible for all U.S. branch regulatory reports required for the FRB of NY, NYS Banking Department, U.S. Department of Commerce.
Reports included the FFIEC-002 (Call Report), FFIEC-019 Country Exposure Report), Department of Commerce reports, Treasury International Capital Reports, FR2644 (Weekly report of Scheduled Assets and Liabilities), FR2900 (Weekly Transaction Report), FRY7 (Annual Report of FBO’s), FRY7Q (Quarterly Report of Subsidiaries) and AC2709 (Pledged Assets).
Managed daily variances in balance sheets, profit and loss statements and Cash Flow analysis
Regulatory Reporting Project Manager, analysing new and projected new products and reports for proper destination to required reports through credit applications and reporting instructions.
Depfa Bank Plc, New York, NY (8 Billion in Assets) 2004 - 2007
Regulatory Reports Officer / Associate
Prepared and analysed financial reporting for internal and external senior management, incorporating detailed balance sheet and profit and loss statements, including variance analysis of daily fluctuations.
Managed and reviewed all US regulatory reports due to the Federal Reserve Bank of New York, N.Y. State Banking Department, U.S. Department of Commerce, senior management, and external audit teams.
Supervised staff and assisted with A/P and in writing the accounting department’s policies and procedures.
Successfully coordinated all regulatory audits by providing data and backup information as requested.
Dexia Credit Local, New York, NY (6 Billion in Assets) 1995 - 2004
Financial Control Manager, AVP (Promoted from Budget Manager in 2000)
Managed all regulatory reports for the Federal Reserve Bank, N.Y. State Banking Department and US Department of Commerce along with Abandoned Property reporting for the Comptroller of the State.
Manager and preparer of budget process for seven profit centres compiled in extreme detail, entailing the portfolio of commitments, revenues, and expenses through Excel spreadsheets, along with completing variance analysis work for actual versus budget figures on an ongoing basis.
Completed Cash Flows and Risk Weighting Application percentages for all new and existing products.
Responsible for Accounts Payable function from invoice approval to subsequent payments to venders
Project Manager for new businesses development for regulatory and financial reporting purposes
Compliance Officer for department’s regulatory reporting function and support.