Credit, statistics and investment financial supervisor

ROBERTO UMANA

Bogota, Colombia

C: (57-316******* 571-***-**** ext. 1281 E: ***.*****@*****.***

Credit and Stock Market Analyst – Statistical Database Management

Multi-faceted bilingual professional with comprehensive expertise in database management, credit risk analysis, statistical management, stock market financial analysis and team leadership combined with consistent delivery of best practices to drive organizational goals. A creative thinker, problem solver and decision maker who specializes in the development of technology based in financial solutions that streamline processes and capitalize on corporate growth opportunities. Advanced ability to maximize opportunities to drive progression and innovation. Professional strengths include:

Financial & Credit Risk Supervision Statistical Database Management Credit Portfolios

SQL Design / Database management / Statistical Analysis Commdities market Legal and Financial Analysis Core Values Fluent: Spanish & English

PROFESSIONAL EXPERIENCE

COLOMBIAN FINANCIAL SUPERINTENDENCE 2003 - Present

Stock Market and Commodities Intermediary Supervisor, 2011-Present

Progressive record of positions with increasing responsibility based on strong performance in process optimization and productivity improvement. As Stock Market and Commoditie Supervisor, revises regulatory issues and financial analysis related with all the stock market and commodities operators as well as participate in the internal committee for the registration and information software system.

Key Achievements

Achieved the operation and updated the legal database of the Securities Market National Agent Register of 156 Intermediaries.

Recognized the internal risk matrix for some of the commodities operators to establish the main risks that applied during 2013-2015.

Recognized in the organization as important cooperation for the modernization of the securities and issuers brokers project.

Credit Risk Analyst, 2007-2011

Promotted from statistical analysis to Credit risk analysis looking to explode his main strengths (database processing and credit risk knowledge). He was assigned to the credit risk evaluation of 5 banks and financial corporations, and also made an important backup to the analysis team processing all kind of information necessary for internal and external supervision related to Credit Risk. Due to his knowledge of the main information reports of the Superintendence, he was promoted to the Stock Market and Commdities Department to help in the information software system project.

Continued

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Key Achievements

Achieved the implementation of new credit reports: Credit report by type of credit, Credit rediscounted report, Interest and credit disbursement report, Leasing credit report, Exporter credit report.

Implemented a SQL design with Business Objects for the 22 main credit reports for supervision including the government entities database upgrade.

Dictated internal database software management course for the Credit Risk supervision department.

Established the credit diagnosis of five financial entities and evaluated the credit information reports of a corporate financial entity for the annual stockholder general meeting.

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Statistical Analyst, 2004-2007

Earned fast-track promotion from Financial Risks to Statistical Analyst, accountable for daily statistical database management. Leveraging broad competencies in financial analysis and relationship-building implemented strategic planning initiatives that supported organizational supervision goals.

Key Achievements

Implemented innovative internal statistical reports focused on treasury evaluation report and the internal and external design, training and implementation of the mortgage disbursement report.

Implemented foreign exchange reports to evaluate circumstances that could affect the official foreign exchange rate. Aditionally, he made part of the team that calculated this daily value of the official rate during 3 years.

Recognized for the implementation of the mortgage investment plan designed by the Colombian Government that was focused for the investment increase destinated to the hosuing financial program.

Market and Liquidity Analyst, 2003 – 2004

As Market and Liquidity Analyst, tracked and evaluated liquidity and market risk indicators. Focused on efficient support for the Technical Direction of the Superintendence, specially in general reports.

Decreased errors in data transmission by 70% - 75% through effective communication with different entities stressing the importance of good database information yielding better standards of information quality.

Significantly decreased the transmission of doubts, situation accomplished approximately 20% and gave adequate professional support to the supervised entities in normative doubts.

Continued…

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PREVIOUS EXPERIENCE

BANCO AGRARIO DE COLOMBIA 2000 - 2002

Financial and Credit Auditor

Evaluated the credit approval conditions proposed by credit analysts.

Reduced the default for the National Budget by approximately 15%.

Key member of team responsible for improved credit analysis.

INCOGUA 1999 - 2000

Financial Analyst

Analyzed profitability for international investments due to the Colombian economic crisis.

Reduced liquidity risk of foreign and national current accounts by analyzing investments in foreign currency in order to keep the major profit investments.

FEMEC MEDICAL COOPERATIVE 1997 - 1999

Internal Auditor

Member of team responsible for the establishment of the financial and administrative procedures. Designed and implemented procedures focusing on the reduction of operational errors.

Successfully focused in raising credit disbursements in the regional offices and establishing in other regional offices as well as fulfillment in three regional offices.

ZEPHIR SWEATERS 1995 - 1997

Treasurer Assistant

Increased local sales, external distributors and responsible for suppliers account management.

EDUCATION AND PROFESSIONAL DEVELOPMENT

Bachelor in Business Administration, Politecnico Grancolombiano – 2009

Bachelor in Financial Administration, Politecnico Grancolombiano – 1997

Certifications:

Diplomat in Financial Risk Management, El Rosario University – 2003

Diplomat in Quantitative Methods and Descriptive Statistics, Sergio Arboleda University – 2004

Course in Legal Argumentation, El Rosario University – 2011

Diplomat in IFRS - 2015

Diplomat in Capital markets and trading operations - 2014

TECHNICAL SKILLS

Advanced technical skills in SPSS, BI with Business Objects, Microsoft Office Suite: Excellency in Excel, Word, Access and Power Point

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