Financial Analyst Reporting

Chris Fumo

Etobicoke, ON 416-***-**** ******@*****.***

PROFESSIONAL SUMMARY

Detail-oriented and results-driven Financial Analyst with 15+ years progressive experience in financial reporting, mutual fund management, and investment analysis. Possesses strong technical proficiency in financial mathematics, including valuation of stocks, bonds, mortgages, and rate of return calculations. Demonstrates a solid foundation in accounting principles, with extensive knowledge of TFSA, RRSP, RESP, and both registered and non-registered managed portfolio accounts. Highly proficient in Microsoft Excel

(including VBA, Macros, and VLOOKUPs), Access, QuickBooks, and other financial software, with a keen interest in process flow documentation and database management. Recognized for analytical thinking, strong organizational skills, and the ability to collaborate effectively in team-oriented environments. CORE SKILLS

Budget Preparation

Financial Investment

Markets

Financial Statements

FMC Pacer

Process Improvement

Metrics

Reconciliation

PROFESSIONAL EXPERIENCE

Mutual Fund Administrator National Bank Toronto June 2024 – Dec 2024

Demonstrated ability to analyze and resolve issues using a disciplined approach to investigate root causes of breaks and discrepancies in mutual fund client account holdings.

Reconciled mutual fund transfers and redemptions between the national bank's book of record and Fundserv using systems like PrimeOE, AS400, Fundserv, and ISM.

Utilized Excel to create matrix spreadsheets for reconciliation calculations of client holdings.

Liaised with investment managers of mutual fund accounts to identify and resolve breaks in holdings when discrepancies arose.

Used Outlook to monitor pending account discrepancies and manage follow-ups on reconciliation issues effectively.

Provided back-office administration, processed transactions, prepared investor reports, and communicated with clients and financial institutions.

Mutual Fund Trade Administrator Royal Bank of Canada Toronto July 2023 – Nov 2023

Processed trade cancellations and change requests on FIS from the service link system.

Completed Spreadsheets with Advisor Data using MS Excel.

Entered Advisor Data in the My Serve platform and processed non-financial updates in the system.

Recorded trade numbers in My Day, updating information when needed.

Worked with Broadbridge using BTS to look up and enter mutual fund advisor data. Mutual Fund Administrator Royal Bank of Canada Toronto Oct 2022 – May 2023

Setup RRSP, LIRA, TFSA and CASH (Non-Registered) segregated fund and mutual fund accounts on behalf of RBC Insurance clients.

Used Unitrax and Pega internal systems to setup accounts, pre-authorized investment Plans (PACs), Automatic Withdrawal Plans (AWDs) and rollover transfer requests from other institutions.

Reconciled PAC payments and client information between systems.

Analyzed and fixed erroneous trade settlements of PAC’s or AWD’s.

Liaised with customer service team and account managers.

Read and interpreted and learned French application forms and engaged in French communication to correct NIGO forms with our French representatives in Quebec.

Worked with tight deadlines and well-organized priority structure to meet the demands of a busy RRSP season. Analyst Bank of Montreal Toronto Jan 2022 – July 2022

Opened business client accounts, assisting clients in completion of AML and legal documents.

Updated client information and document generation and preparation using internal systems such as Customer Connect, Live Link, Online Banking for Business, One span, RightFax, Service Now and APMS.

Liaised with the AML department to ensure all documents were completed, signed and archived for audit purposes. New Accounts Administrator World Source Capital Management Markham Dec 2017 – Feb 2019 and Financial Analyst

Computed, classified, and recorded numerical data.

Created spreadsheets of financial data and reconciled client investment balances.

Calculated overpayment of fees owed to clients on fee based managed investment accounts.

Finalized data files and spreadsheets for presentation to IIROC investment industry regulators. Banking Accounting Clerk Bank of Nova Scotia Toronto August 2017 Pro-Count Staffing/Servicing Analyst Bank of Montreal Toronto Nov 2016 – May 2017 Reporting Officer Royal Bank of Canada Toronto Mar 2016 – Apr 2016 Accounting Clerk Hickory Farms Toronto Nov 2015 – Jan 2016 FATCA Compliance Officer TD Bank Toronto Sept 2014 – Apr 2015 Mutual Fund Accountant CIBC Mellon Toronto Apr 2014 – Aug 2014 Funding Administrator Canadian Imperial Bank of Commerce Toronto May 2007 – Apr 2012 EDUCATION AND CERTIFICATIONS

Society of Actuaries Exams Course One and FM (Course 2) 2005

Canadian Securities Course 2005

York University – Toronto, ON Bachelor of Arts (Honours), Math for Commerce – Actuarial Stream 2004

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