Due Diligence Regulatory Compliance

ADEDAMOLA OLAJUMOKE ADESUYI

TEL: +1-469-***-**** EMAIL: ***************@*****.***

PROFESSIONAL SUMMARY

Detail-oriented AML/KYC Analyst with a solid foundation in regulatory compliance, due diligence, and financial investigations. Skilled in reviewing customer profiles, identifying potential suspicious activities, and ensuring adherence to anti-money laundering regulations and KYC requirements. Strong understanding of AML laws, BSA guidelines, OFAC regulations, and customer onboarding procedures. Experienced in drafting and reviewing compliance documentation, conducting risk assessments, and supporting audit readiness in fast-paced financial environments. Committed to preventing financial crimes and supporting a culture of compliance.

CORE COMPETENCIES

Know Your Customer (KYC) & Customer Due Diligence (CDD)

Regulatory Compliance (Insurance & Financial Services)

Legal Document Review & Risk Assessment

Suspicious Activity Monitoring (SAR Understanding)

Corporate Governance & Stakeholder Relations

Statutory Compliance & Risk Mitigation

PROFESSIONAL EXPERIENCE

Post Assurance Brokers Limited – KYC/AML Compliance Analyst

October 2021 – Present

•Ensured organizational compliance with evolving insurance sector regulations and statutory obligations.

•Led the renewal process for all legal and regulatory licenses and filings.

•Performing annual review of client documentation and risk Rating

•Analyzing Financial Crimes and Fraud related activity.

•Keep and maintain records of high-risk customers and perform enhanced due diligence on identified high risk customers.

•Ensure KYC meets all jurisdictional regulatory requirements.

•Act as subject matter expert on required KYC documentation/information and process to onboard customers.

•Conduct Customer Due Diligence and Source of Wealth Investigations on both individual and institutional customers.

•Perform initial and periodic quality review of KYC for new and existing customers.

•Conduct Suspicious Activity Reporting to avoid fraudulent transactions.

•Administration of BSA/AML/KYC related trainings programs to the company’s employees and management.

•File regulatory reports and respond to all requests for information regarding suspicious financial activities.

•Contribute to a team-oriented and collaborative environment to improve the analytical and reporting process.

•Provide transaction monitoring and financial investigation services to prevent fraudulent activities.

•Identify and prevent potential suspicious and/or unusual activities transactions and/or customer behavior by performing transactional analysis, investigations and monitoring account relationships.

•Filing of suspicious activity reports in accordance with regulation

Guarantee Trust Bank – AML/Fraud Analyst

November 2019 – October 2021

•Monitored financial transactions.

•Identify data anomalies as they relate to AML initiatives, AML/BSA regulations, and industry best practices for AML/BSA analysis.

•Crypto Currency Transaction monitoring.

•Sound analytical, critical thinking and problem-solving skills.

•Conducting Payment risk management

•Demonstrated organizational and time management skills with the ability to manage multiple responsibilities and tasks simultaneously.

•Conducted Know Your Customer

•Conducted Enhanced due diligence on high-risk clients.

•Write Suspicious Activity Reports, and other applicable AML processes in accordance with regulations.

•Perform special projects as needed.

•Conducted due diligence on corporate clients, identifying and verifying corporate structure, beneficial owner and/or control officers as required, and executing third-party due diligence process.

EDUCATION

Nigerian Law School, Lagos, Nigeria – Barrister-at-Law (B.L), 2019

Obafemi Awolowo University, Nigeria – Bachelor of Laws (LL.B Hons), 2017

(Major: Banking, Finance and Securities Law)

CERTIFICATIONS & MEMBERSHIPS

•Member, Nigerian Bar Association

•Member Associate of Certified Anti-Money Laundering Specialist

•Member Association of Certified Fraud Examiners

•Member, Chattered Institute of Bankers

•Member, Association of Certified Financial Crimes Specialists

TECHNICAL SKILLS

Proficient with FinCEN e- filling system and industry software such as Actimize, Prime, LexisNexis, Mantas, Dow Jones, World Check, Verafin, Yellow hammer, Orbit, Swift, Salesforces, Advanced knowledge of Microsoft word, Excel, and PowerPoint.

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