Transaction Monitoring Regulatory Compliance

Shan S Iyer

Phone: 305-***-**** Address: Carrollton, TX 75007 Email: *********@*****.***

PROFESSIONAL SUMMARY

Seasoned AML/CFT professional with 8+ years of comprehensive experience in financial compliance and anti-money laundering across leading financial institutions. Demonstrated expertise in transaction monitoring, regulatory compliance, and AML program development. Strong track record in implementing and evaluating AML/CFT controls in both traditional banking and fintech environments. Proven ability to analyze complex financial data and ensure compliance with FinCEN, OFAC, and FATF requirements. Extensive experience in cryptocurrency conversion transactions, specifically between Binance and Ethereum networks, ensuring compliance with U.S. regulations and leveraging platforms like Coinbase, Coinbase Wallet, and Bridges for seamless conversions.

PROFESSIONAL EXPERIENCE

Coinbase USA (Genpact LLC)

Team Manager - TMS Escalations L2 (May 2024 – October 2024)

●Led AML/CFT compliance initiatives for cryptocurrency transactions, managing a team of 15-20 analysts.

●Developed and implemented enhanced transaction monitoring protocols for digital asset flows.

●Ensured compliance with evolving FinCEN regulations and FATF recommendations in the crypto space.

●Conducted comprehensive audits of AML programs and transaction monitoring systems.

●Established strategic improvements for suspicious activity detection in digital asset transactions.

●Managed cryptocurrency conversion transactions between Binance and Ethereum networks, ensuring compliance with U.S. regulations and utilizing Coinbase, Coinbase Wallet, and Bridges.

●Provided strategic guidance on best practices for cryptocurrency conversion and cross-network liquidity management.

J.P. Morgan Chase (Mphasis Inc.)

KYC/Implementation Migration Specialist (November 2023 – May 2024)

●Evaluated and enhanced transaction monitoring rule sets for improved risk detection.

●Implemented robust AML/CFT controls aligned with regulatory requirements.

●Served as SME for OFAC sanctions compliance and transaction monitoring.

●Developed and executed enhanced due diligence procedures for high-risk clients.

●Streamlined KYC processes while maintaining regulatory compliance standards.

●Conducted cryptocurrency transaction monitoring to identify suspicious activities within digital assets.

●Assisted in implementing compliance frameworks for cryptocurrency-related transactions to meet U.S. regulatory requirements.

●Analyzed blockchain transaction patterns to enhance risk mitigation strategies.

Goldman Sachs Bank USA

KYC/AML SAR Narrative Associate - Transaction Banking (April 2022 – October 2023)

●Conducted in-depth analysis of transaction monitoring alerts and suspicious activity patterns.

●Authored comprehensive SAR narratives adhering to FinCEN guidelines.

●Performed enhanced due diligence for high-risk clients and PEPs.

●Utilized advanced monitoring systems to identify potential money laundering schemes.

●Maintained current knowledge of emerging AML/CFT regulations and industry best practices.

●Monitored cryptocurrency transactions involving Binance and Ethereum networks for potential illicit activities.

●Ensured regulatory compliance for crypto asset conversions by analyzing transaction flows across multiple networks.

●Collaborated with teams to enhance blockchain analytics and reporting capabilities.

Goldman Sachs Bank USA

AML Compliance/BSA Associate (June 2019 – April 2022)

●Executed comprehensive AML/CFT reviews of complex financial transactions.

●Conducted risk assessments and enhanced due diligence for high-risk customers.

●Implemented transaction monitoring protocols aligned with BSA requirements.

●Collaborated with stakeholders to enhance AML program effectiveness.

●Maintained expertise in evolving regulatory requirements and industry standards.

EDUCATION

Degree in Hospitality and Culinary Sciences

Clemens College of Science - Lincoln Institute

Suffield, CT April 2010 GPA: 3.8

CORE COMPETENCIES

●AML/CFT Program Development and Evaluation

●Cryptocurrency Conversion & Cross-Network Transactions

●Transaction Monitoring System Analysis

●FinCEN, OFAC, and FATF Regulatory Compliance

●Enhanced Due Diligence (EDD)

●Risk Assessment and Management

●Suspicious Activity Report (SAR) Filing

●Financial Crime Prevention

●Digital Payment Systems and Fintech

●Binance and Ethereum Network Transactions

●Coinbase, Coinbase Wallet & Bridges Expertise

●Troubleshooting Crypto Conversion Issues

●Regulatory Compliance in U.S. Crypto Transactions

●LexisNexis/Actimize/CLEAR Proficiency

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