North Carolina Attorney

LISA PITTMAN DENNIS

*** ******** ******, ** **********, DC 20011 phone: 703-***-**** email: **************@*****.*** LEGAL PROFESSIONAL

ADMITTED IN GOOD STANDING NORTH CAROLINA

NORTH CAROLINA STATE COURT

US DISTRICT COURT WESTERN DISTRICT OF NORTH CAROLINA Results-oriented and knowledgeable. Attorney and Regulatory Compliance professional with experience in ethics, legal and compliance program development, and management. Works with all levels of staff to identify legal issues, litigation, regulatory risks, design systems and processes to prevent and detect legal and compliance violations. Experienced in managing multiple complex risks issues and developing comprehensive corrective action plans. Experienced in contract negotiation and management with solid knowledge of related laws and regulations. Recognized as a leader who inspires confidence and establishes a sense of common direction and vision. Career

Law Office of Lisa Pittman

Principal

Charlotte, North Carolina

Civil, Transactional Legal Services 2008-2022

• Negotiate contract terms, dispute resolution and settlement agreements for client businesses.

• Business development for Special Client Base, Contracts negotiations, business strategist

• Represent clients before State/ Federal Courts, Administrative and Regulatory Agencies

• Advise clients on Business Partnerships

• Draft Patent and Trademark applications (i.e., Medical devices; business methods, other devices, design patents) Carson Heggie Group LLC

Atlanta, Georgia

2015 - 2019

Regulatory Compliance Consultant (Contractor)

• Directs the development and implementation of annual compliance plan requirements through all business unit for the client.

• Monitors all elements of the compliance plans are properly implemented and executed

• Oversee the performance of the annual risk assessment and utilize risk assessment reports to drive targeted efforts to ensure compliance risks are mitigated and resolved appropriately.

• Develop Corrective Action Plans and Quality Improvement Plans based on audit findings.

• Drives the understanding, interpretation, and analysis of the results of monitoring operational and compliance-based metrics and direct actions to improve gaps in performance against contractual and regulatory requirements.

• Directs the establishment and communication of enterprise-wide compliance policies and procedures. Establish policies and procedures specific to the relevant health plan regulatory requirements and standards, including contractual requirements as directed by the Client requirements.

• Develop and monitor plans to maintain or improve compliance requirements and effectiveness and implement new requirements.

• Oversee activities related to researching, identifying, interpreting, and subsequently communicating complex regulatory requirements to all levels of the client’s organization. Law Office of Leslie Thompson & Associates

Washington, DC

Intellectual Property

Associate

2004- 2008

WROTE PATENT AND TRADEMARK APPLICATIONS

Litman Law

Arlington, Virginia

Intellectual Property

Attorney Advisor

2003-2004

CLIENT INTAKE, Conflicts, Search

Law Offices of Greenberg & Lieberman

Takoma Park, Maryland

Intellectual Property

Associate

2003-2004

WROTE PROVISIONAL, DESIGN, & NON-PROVISIONAL PATENT APPLICATIONS, CLIENT SEARCH Strayer University

Alexandria, Virginia

Legal, Business & Criminal Justice Departments

Adjunct

Professor

2000-2013

• DEVELOPMENT AND IMPLEMENTATION OF ONLINE CLASS PLATFORM ENVIRONMENT, WITH PROPRIETARY MATERIALS AND PUBLISHER COURSE

MATERIALS

• COMPLIANCE WITH UNIVERSITIES’ LEARNING OBJECTIVES AND GOALS.

• PLANNED AND DEVELOPED ASSESSMENTS WITH REQUIRED LEARNING OBJECTIVES DURING THE COURSES.

• MONITORED ALL ELEMENTS OF CLASSES AS THE COURSE PERIOD PROGRESSED.

• OVERSAW THE PERFORMANCE OF THE STUDENTS IN ACCORDANCE WITH UNIVERSITY REQUIREMENTS.

• DEVELOPED CORRECTIVE ACTION PLANS TO HELP STUDENTS EXPERIENCING ACADEMIC DIFFICULTIES.

• DROVE THE UNDERSTANDING, INTERPRETATION AND ANALYSIS OF CO MATERIALS; IMPRESSED THEIR APPLICABILITY TO CURRENT DAY TRENDS IN EACH COURSES’ DISCIPLINE OR ARENA.

• OVERSAW ACTIVITIES RELATED TO RESEARCHING, IDENTIFYING, INTERPRETING AND SUBSEQUENTLY COMMUNICATING COMPLEX SUBJECT

MATTER REQUIREMENTS TO ALL LEVELS OF THE CLIENT’S

ORGANIZATION

CLASSES TAUGHT:

BUSINESS LAW I &II

LEGAL PRACTICE

ETHIC AND THE LAW

CRIMINAL LAW WHITE COLLAR CRIME

INTRODUCTORY TO PARALEGAL STUDIES

CRIMINAL PROCEDURE

US COURTS

ETHICS AND LEADERSHIP IN CRIMINAL JUSTICE

JUVENILE DELINQUENCY AND JUSTICE

LEGAL, SOCIAL AND ETHICAL ISSUES IN E-COMMERCE

INTRODUCTION TO CRIMINAL JUSTICE I & II

CRIME AND CRIMINAL BEHAVIOR

Additional Experience

e-Discovery experience. Results-driven and knowledgeable. Extensive review experience. Recognized as an attorney who inspires con idence, an established a sense of common direction, team player and project completion. Reviews involving Privacy matters, GDPR, mergers, hostile take-overs, patent litigation; Patent infringement, Healthcare pricing, Medical device liability, telecom, employment discrimination, energy mergers, airline mergers DOJ, FTC, FCC, SEC related projects, Currancy manipulation, securities malfeasance, damage(s) determinations, banking industry matters, PII/ Security breaches, trade secret theft, mortgage fraud, securities fraud. EDiscovery profencies include 1st pass, 2nd Request, QC Review, Redactions and Priv Log. Additional core competencies include:

Document Review w/ Priv Log RINGTAIL Concordence

RELATIVITY ATENEX KROLL ON TRAC

Recommind

EPIQ SYSTEMS CITRIX DOCU MATRIX

Prevail ZANTEC Coreview

Reveal

iConnect

Education

Juris Doctorate, District of Columbia School of Law 1996 Certificate in Corporate Healthcare Compliance Seton Hall School of Law 2016 Bachelor of Arts; Bachelor of Science, Interdisciplinary Studies, Bennett College 1981 Professional Association

North Carolina State Bar

Mecklenburg County Bar Association

Leary Bar Association

Health Care Compliance Association

References Available Upon Request

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