Compliance Analyst Money Laundering
Resume:
** ***** ****** ******, **** Orange, NJ
*********@***.***
Terence L. Branch
Objective
To obtain a position as a Manager/Technology Associate utilizing my extensive skills and professionalism to benefit an organization.
Experience
January 2013- December 2024 Morgan Stanley, New York, New York
AML /Compliance Analyst- Contract
• Determines whether transaction such as wires are possible related to money laundering or terrorist financing.
• Monitor transaction and Negative News alerts in Actimize. Reviews account in GDS for required documents.
• Demonstrated strong skills in procurement, purchase requisitions, and cost optimization.
• Review accounts in EQS for trading information. Ensured compliance with FTC requirements in all vendor agreements.
• Perform EDD on potential publically exposed persons. Develop and assimilate compliance practices in accordance with regulatory and internal compliance program initiatives in existing and emerging markets.
• Process Safe Exception for Equity and FID n the Enterprise Workqueue.
• Assist in the preparation of Suspicious Activity/Transaction Reports that are filed with law enforcement and government authorities.
• Monitor customer accounts against government lists, internal watch lists and high-risk jurisdiction list.
• Manage adherence with established global compliance programs. Perform client due diligence review, including using internal and third-party research tools. Facilitate efficient purchasing and resource availability through monitoring and oversight of raw material purchases.
• Review daily outgoing payment exceptions generated form payment system, Payments flag for possible matches on the OFAC/Sanctions list and other governmental or internal watch lists. Payments must be analyzed and decisions made as to whether to release the payment deny the payment or hold the payment for further investigation.
March 2011- October 2012 TD Bank Mahwah, New Jersey
Compliance Analyst- Contract
• Completes analysis of client risk assessment program for Private Banking Clients • Determines whether transactions such as wires are possibly related to money laundering or terrorist financing and files SARs on unusual activity & submits for review and approval.
• Proficiently handled procurement processes related to return merchandise. Performs enhanced due diligence and effective case management through bank software’s, Mantas or Star applications 2 to 4 cases per day. Tracked and approved procurement plans and inventory levels to avoid stock out of critical items. Performed audits of operational and financial areas to check compliance.
• Analyzes and investigates alerts generated by Mantas with the help of research tools such as Dow Jones/Factiva, Lexis Nexis, and various internet search engines. Analyst of data reports to detect security threats, AML, and compliance concerns with the regulation
• Reviews customer profiles for proper KYC, CIP & EDD requirements
• Cover my annual ACAMS membership expenses in order to maintain a current knowledge of Industry AML trends and, regulations such as USA Patriotic Act, CIP, BSA and OFAC
2010- 2011 ACS Inc. Little Falls, NJ
Senior Health & Welfare Representative
• Provide information and resolve issues in a professional manner.
• Perform, track and log all transactions performed.
• Follow up on outstanding issues to ensure resolution.
• Notify Technical Analyst of potential problems and provide mitigation.
• Understands, applies and communicates conceptual elements of Benefits or Human Resources rules and regulations.
• Handles confidential information with sensitivity and discretion in accordance with Data Privacy requirements.
2007-2010 National Exchange Carrier Association Whippany, NJ
Manager Revenue Requirements
• Monitoring pool participation of Rate of Return member
companies.
• Developing Supporting Databases.
Plans and executes disaster recovery procedures.
• Earning Assessment Reports.
• Cost Forecasting.
• Formula Development.
• Filing of line counts and certifications to USAC and Telcordia for
Non-Rural and Price Cap companies.
• Budget Coordinator for 8 cost centers.
• Provide documentation for OIG audits to member companies.
• Provide documentation for in-depth validations requested by the
FCC to member companies.
2004-2007 National Exchange Carrier Association Whippany, NJ
Billing and Collections Manager
• Invoicing for shipped Tariff 4 data.
• Uploading Finance Files to Financial System.
• Creation and Distribution of Data Diskettes, CD’s, and Tapes.
• Resolution of escalated customer service issues.
• Maintain Billing for Tariff 4 Database Systems.
• Modification of Queries and Reports.
• Revenue Tracking.
• Preparation of monthly reports.
• Ad Hoc Analyses and Discrepancy Resolution.
• Tracking payments through Finance.
• Initial setup and on going maintenance of T4 Database.
2001-2004 A.F. Supply Corp. Harrison, NJ
Credit Manager
• Directing of Credit Activities.
• Performed in-depth Analyses.
• Made Credit Decisions for Prospective Customers.
• Reviewing of Bank and Trade References.
• Recommended Credit Lines and Approved Accounts.
• Trouble Shooting Collection issues and problems.
• Interacting with Collection Agencies.
• Track Accounts for Attorneys.
• Supervision of Accounts Receivable and Accounts Payable for 7 locations.
• Proofing all Credits, Charge Backs, and Refunds Daily.
• Reviewing and releasing, or holding of orders for credit and non-credit customers.
1999-2001 Gale and Wentworth Parsippany, NJ
Senior Accountant
• Ensure daily aspects of the General Accounting Functions are carried out.
• Review Cash Receipts, Check Registers and Bank Reconciliation’s.
• Cash and Accrual Basis Reports.
• Property Management Reports.
• Supervision of Accounting Clerks.
• Proofing all Reports submitted by Accounting Clerks.
• Verification of accuracy on Monthly Budgets and System Upload.
• Informal Budget Variance Analysis.
Education
2011-2015 Walden University
• PhD, Education Technology
2009-2011 Keller Graduate School NYC,NY
• MIS, Information Systems Management
2005-2009 DeVry University North Brunswick, NJ
• BS, Network and Telecommunications Management
Skills
JAVA, Peoplesoft, Excel, PowerPoint, MS Project, MS Office 2007, JD Edwards, UNIX, SAS, XML, DB2, Access, Helmsman, Oracle, MS Visio, CICS/Cobol, AS400, SAP, Cisco, Strobe, C++, A++.
References: Available upon request.
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