Risk Management Contract

DANIEL G. CASTRICONE, ESQ. CRMP

Cell: 845-***-****

*** ***** ***** **., ******, NY 10987

***@*************.***

https://www.linkedin.com/in/dan-castricone-59bba58/

RISK MANAGEMENT, COMPLIANCE

Proven expertise in regulatory compliance, risk management, and policy development within fast-paced, highly regulated environments.

Accomplished Risk Management and Compliance leader with extensive insurance, financial services, and Federal & State Regulatory experience. Skilled at assessing and monitoring operational and compliance risks while managing contract compliance processes involving over 1,500 contracts annually. Critical thinker with a desire to innovate and drive change through strong relationships and influence. Exceptional ability to communicate complex ideas and translate them into effective, repeatable, and sustainable solutions.

PROFESSIONAL EXPERIENCE

ORANGE COUNTY NY, Goshen, NY

Risk Management Officer

2019 – Present

Maintain and update compliance programs and policies to align with regulatory requirements and organizational objectives.

Oversee a $100+ million department budget, managing self-insured programs, procurement contracts, and insurance portfolios for a $1 billion property portfolio.

Review and ensure compliance for over 1,500 contracts annually, balancing organizational agility with internal controls and risk management.

Ensure adherence to federal and state compliance regulations, including New York State Executive Law Articles 15-A and 17-B.

Lead and supervise a team of 10 professionals, providing training and guidance on compliance procedures and policies.

Collaborate with internal stakeholders to prepare and deliver compliance training and enhance policy understanding.

Manage and track claims and suits with internal and outside counsel.

Chair Settlement Committee and conduct monthly meetings with C-Suite and Department heads.

Key Accomplishments:

Conducted comprehensive reviews to ensure compliance standards for regulatory filings, insurance renewals, and self-insurance programs.

Streamlined compliance testing and implemented standardized procedures to enhance efficiency.

Engaged with auditors and rating agencies to ensure compliance standards were adhered to and ratings fairly measured county risks.

Spearheaded the development of compliance training modules, improving team performance and policy adherence.

CASTRICONE LAW P.C., Tuxedo Park, NY

Owner/Attorney

2016 – Present

Advise clients on compliance matters, contract negotiation, and risk management strategies.

Provide legal counsel on complex cases, including regulatory compliance and business development initiatives.

Expert in managing and reviewing commercial and residential real estate transactions, as well as estate planning for families with special needs children.

ALLSTATE INSURANCE COMPANY / ALLSTATE BANK / ALLSTATE FINANCIAL SERVICES LLC

District Sales Manager, Registered Compliance Principal

1998 – 2016

Directed compliance programs for a $100M+ region, supervising licensing and regulatory adherence across 25 agencies.

Reviewed and approved marketing materials and operational procedures to ensure compliance with the Investment Advisers Act and related regulations.

Delivered training on compliance best practices, codes of ethics, and regulatory changes to over 100 staff members.

EDUCATION

Albany Law School, Albany NY

LLM, Financial Compliance and Risk Management (Anticipated Graduation 12/25)

GPA: 3.93

Pace University School of Law, White Plains, NY

Juris Doctor (Cum Laude Graduate)

SUNY Buffalo, Buffalo, NY

BA in Economics

LICENSES

LICENSED TO PRACTICE LAW IN NEW YORK STATE AND FEDERAL COURTS

SERIES 6, 7, 24, 53, 63 (Expired, Clean U4)

PROPERTY, CASUALTY, HEALTH & LIFE (New York, New Jersey, Florida) (Expired)

CERTIFIED RISK MANAGEMENT PROFESSIONAL (RIMS-CRMP)

TECHNOLOGY TOOLS

Salesforce, SharePoint, Monday.com

Regulatory Filing Tools (Form ADV, Form PF)

Microsoft Office Suite (Word, Excel, PowerPoint)

AFFILIATIONS

MENSA MEMBER

NEW YORK STATE BAR ASSOCIATION

AMERICAN BAR ASSOCIATION

INDEPENDENT INSURANCE AGENTS AND BROKERS OF NEW YORK (IIABNY)

PROFESSIONAL MEMBER, RIMS, THE RISK MANAGEMENT SOCIETY

Contact this candidate