STACI L. WEAVER

adzvpc@r.postjobfree.com

469-***-****

PROFESSIONAL SUMMARY:

• Twenty years’ mortgage industry experience with extensive background in compliance and regulations.

• Strong decision, directional, and training skills.

• Energetic and dedicated.

PROFESSIONAL EXPERIENCE:

09/15/2021–07/03/2023 NTFN, Inc. Compliance Manager Plano, Tx

• Developed and implemented an effective and efficient compliance management program (CMP).

• Maintained and managed third party evaluations/audits for investor, counter parties, regulators, and others.

• Monitoring ongoing regulatory changes and implementing effective compliance controls.

• Collaborating effectively with sales, operations, technology, and marketing team members.

• Managed compliance resource costs efficiently to appropriately scale the compliance program in- line with production.

• Managed and completed state and regulatory exams.

• Co-Managed licensing and training departments.

• Prepare quarterly report for Board of Directors regarding audits, regulatory exams, and compliance oversight.

• Serve as SAR Officer, AML/BSA Officer.

05/18/2021-09/15/2021 AmWest Funding Sr. Compliance Analyst Brea, CA

• Assist in the development and maintenance of the company’s compliance implementation and risk assessment programs.

• Provide loan servicing personnel with compliance training, including related manuals and reference materials to ensure understanding of new regulations or legislation.

• Develop effective compliance policies and procedures; ensure Compliance Policy and Procedures manuals are current.

• Manage and execute various projects as needed.

• With guidance, draft summaries of legislative changes, publish compliance bulletins and following up with appropriate business units to ensure required changes are implemented.

• Assess compliance risk relative to all federal compliance regulations and state laws, considering the potential civil penalties, reputational risk, regulatory risk, scope, controls and potential for non-compliance. 03/2016-05/18/2021 Supreme Lending Compliance Manager Addison, TX

• Co-Developed and streamlined the Notice of Incomplete Application (NOIA) process.

• Monitor, develop, and maintain reports for team performance and productivity.

• Developed policies, procedures, and job aids for Non-Funded Disposition Team as well as compliance processes and training materials for loan originators and other business units.

• Review statutes, rules, and regulations to identify potential areas of compliance vulnerability and risk and make recommendations.

• Prepare and conduct compliance training both in a team and corporate units.

• Collaborate with corporate staff to implement corrective action changes in response to internal and external exams/audits.

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08/2015-03/2016 Prospect Mortgage Senior Compliance Analyst Dallas, TX

• Special Projects Under supervision of senior staff complete special project assignments, such as due diligence examinations, task force projects, or special ad hoc reviews delegated by Compliance Manager. Miscellaneous Work planning.

• Review loans to ensure lending is with in regulatory guides for compliance with federal regulations (ECOA

– Equal Credit Opportunity Act, RESPA – Real Estate Settlement Procedures Act, etc.) and prepared the Findings Reports for management. Work on the verification of significant demographic data relative to HMDA-Home Mortgage Disclosure Act, ECOA – Equal Credit Opportunity, TILA-Truth in Lending Act and CRA-Community Reinvestment Act compliance.

• Investigate discrepancies as related to QC/Fraud and make recommendations for corrective action, analyze and interprets regulatory changes.

08/2013-08/2015 Prime Lending Senior Compliance Auditor Dallas, TX

• Review loans, systems and documentation as requested through the exam process to ensure lending is with in regulatory guides for compliance with federal regulations (ECOA – Equal Credit Opportunity Act, RESPA

– Real Estate Settlement Procedures Act, etc.) and prepared the Findings Reports for management. Work on the verification of significant demographic data relative to HMDA-Home Mortgage Disclosure Act, ECOA – Equal Credit Opportunity, TILA-Truth in Lending Act and CRA-Community Reinvestment Act compliance.

• Prepared report for originated and secondary market loans for Prime Lending to maintain quality control and minimize any loss.

• Investigate discrepancies and make recommendations for corrective action, analyze and interprets regulatory changes, serve as a change advocate for the organization, assist with ad hoc corporate – wide projects, ability to assume leadership role in such projects, serve on compliance related work groups and committees. 05/2008-05/2011 CoreLogic Research Analysis / Purchase Reviewer West Lake, TX

• Researched and resolved escrow and non-escrow real estate tax issues. Remitted payments for delinquent taxes. Convert and pay non-escrow loans to escrowed loans.

• Review loans from various correspondents for purchase; Researched and reviewed conditioned loans including property title reports, appraisals of collateral, legal judgment and lien documents to reduce conditions on loans and determine compliance with Federal guidelines.

• Served on company Social Committee – Community and Philanthropy; Assisted in special projects as needed. 03/2002-12/15/07 Aurora Loan Services Sr. Funder Richardson, TX EDUCATION:

2011 El Centro College Dallas, TX

• Medical Assistant (AAMA-CMA Cert. #2453249)

2009 El Centro Jr. College Dallas, TX

• Phlebotomy (PBT Cert. #38701, ASCP)

2001 Northlake Jr. College Irving, TX

• Child Education Basics

1985 Eastfield Jr. College Mesquite, TX

• Language Arts

• Child Sociology

• North Texas Interpreters Registry for the Deaf.

ADDITIONAL SKILLS:

• Mortgage Serv • IDS

• PrimePath • Encompass

• Encompass • XDocs

• E-Scribe • Medisoft

• E Clinical

PROFESSIONAL AFFILIATIONS:

American Association Medical Assistants

American Society of Clinical Pathologists

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