IT Audit, Compliance, Finance, SOX Audits, SOC Audits

Summary

Over ** years’ experience in Audit, Compliance, Finance

Worked in Tech, Telecom sectors

IT audit, Financial audit

SOX Sarbanes-Oxley audits

SSAE18 SOC1, SOC2 Audits

ISO27001 Audits

Audit testing, Audit reporting, Walkthroughs

IT Audit - ITGC general controls, IT application controls

GRC security controls

COSO, COBIT frameworks

SDLC Validation Reviews

Regulatory NIST-CMMC, PCI, GLBA, HIPAA, 21 CFR-11 compliance

EMEA GDPR, Data Privacy compliance

KPI reviews, Risk Assessment

Delivery Assurance, Maturity Assessment

Business Continuity Plans, Disaster Recovery tests

Financial audit – SOX audits, AP, Banking platforms

Finance - Budgeting, financial planning & analysis (FP&A), financial reporting

Cost accounting, transfer pricing, GL entries, month-end close

Data Analytics – budget variance analysis

Procurement – Contracts, PO and Payments. Used Ariba

Project Management – coordination, communications, managing projects

Documentation, Research, technical writing, RFP Questionnaires

Cloud Computing – AuditBoard, GCP, PwC Aura, PwC Connect

Agile Scrum processes

Education

MBA MIS, Accounting, Mercer University, Georgia

BA, Economics, Randolph College, Virginia

CISA Candidate

Computer Skills – Word, Excel, Power Point, Visio, Essbase, Power BI

ERP Systems – SAP, Oracle, PeopleSoft

ServiceNow, Jira, Ariba, CMDB, AuditBoard, Archer, TeamMate, GSuite

Professional Work Experience

Q2 Solutions

IT Compliance Analyst (October 2022 – ongoing)

Pharmaceutical sector

Respond to Customer Audits, Regulatory Audits, FDA Inspections

System Development SDLC Validation, Periodic Reviews of software applications

GMP, GCP, GLP Compliance

Samuel, Son & Co (May 2022 – June 2022)

Internal Auditor, Enterprise Risk Management

Internal Audit – Backup and Recovery walkthroughs

NIST, CMMC compliance, Scoping

PricewaterhouseCoopers PwC (September 2021 – November 2021)

Experienced Associate, Digital Assurance Transparency

Contract job

SOX Audits, workpaper Reviews

Walkthroughs, documentation

Dell Technologies (August 2017 – May 2021)

Senior Advisor Audit & Compliance

SOC1, SOC2 Audits

Supported customer in Insurance sector

Risk Assessment, KPI Reviews, business process reviews

Delivery Assurance, review service delivery IT Tickets

Operational audit - Maturity Assessment review customer accounts

Regulatory Compliance EMEA GDPR, APAC Data Privacy

BCP/DR – BCP planning, DR Reviews

Suppliers/Third Party Providers – Procurement, Payments. Used Ariba.

SAS – used Power BI, ServiceNow, Workday, GCP Google Cloud Platform

Consulting Contracts (2014-2017) 3 years

Turner Broadcasting, Atlanta, GA (July 2016 to August 2017)

Senior Analyst, IT Financial Compliance

oSarbanes Oxley (SOX) audits

oITGC general controls, Application controls, IT financial controls

oCo-audit with Ernst & Young, PWC

oAltisource, Atlanta, GA (September 2015 to February 2016)

Corporate Internal Auditor - Onsite Vendor audits of operational processes

oPartnership for Community Action, Clarkston, GA (May 2015 to July 2015)

Fiscal Officer - Prepared financial statements for Board reporting

oUPS Corporation, Atlanta, GA (September 2014 – January 2015)

Staff Auditor

SOX Financial audits

Co-audit with Deloitte & Touche

Audit financial controls – Treasury, banking, AP

Banking platforms – Bank of America, Wells Fargo

oCox Communications, Atlanta, GA (August 2014 to September 2014)

Financial Analyst - Financial analysis of sales; Churn analysis of loss

Permanent Employee Work Experience – 10 years

oCARE, Atlanta, GA (January 2010 – May 2014), 4 years

Grants and Finance Manager

Grants management, Grants reporting

Worked for the ‘Emergency Capacity Building Project’

Managed grants from Bill Gates Foundation and the European Union

Budget management

Successfully passed audits by European Union auditors

Co-audit inventory with Ernst & Young auditor

oVerizon Communications, Alpharetta, GA (June 2003 – July 2009), 6 years

Consultant, Financial Planning & Analysis (FP&A)

Reported revenue performance $700M monthly.

Financial reporting

Financial analysis, Variance analysis

Monthly presentations to Senior Management

Senior Financial Analyst, International Accounting

Worked in ILCTO (International Line Cost Transfer org)

Cost Accounting, Cost allocation

Transfer Pricing

Intercompany accounting, Fx transactions

Coordinated with KPMG

SOX Compliance – Re-Statement audits

References – available upon request

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