Adegoke Mathew O, CISA, CSM

***** ******** **, # *** *******, TX 77079

Mobile: 281-***-****

Email: adzf03@r.postjobfree.com

LinkedIn: https://www.linkedin.com/in/adegokeo

Summary

Passionate IT Auditor and Risk & Compliance Specialist; with over 5 years work experience in Audit assurance, Governance, Risk assessments & management and Compliance management with an in-depth knowledge of Sarbanes-Oxley (SOX), IT General Controls (ITGC), IT Application Controls, System and Organization Controls (SOC 1 & 2) Compliance, PCI, Operational and IT Audits

Tools

Windows, JD Edwards, PeopleSoft, Service Now, SAP, Oracle Database, Excel VBA, RSA Archer, Auditboard, TeamMate

Frameworks

COBIT, NIST CSF, COSO, ISO/IEC 27001

Work Experience

Chase Bank September 2020 – July 2023

Houston, Texas

Position - IT Senior Auditor (Contract)

Job Responsibilities:

1.Supported the annual IT audit risk assessments and execution of annual audit plan

2.Developed and implemented the SOX IT risks audits, controls and compliance program

3.Accomplished IT security risks, controls & compliance engagements (assurance and advisory) across security domains

4.Assessed the organization's IT risk management practices and identify areas of vulnerability; evaluated the effectiveness of internal controls and recommend improvements to enhance security and operational efficiency

5.Documented, managed, and executed comprehensive IT audit programs, procedures, and artifacts that adequately address risks

6.Fulfilled end to end walk-throughs to build understanding of systems, controls, and related business processes

7.Performed IT general control, and application control reviews and testing Logical Security, Change Management and Computer Operations in line with FFIEC, COBIT, COSO, NIST, ITIL and ISO frameworks

8.Performed SOX control testing for in-scope applications including ERP systems and other financial areas as needed

9.Prepared audit findings and work papers to ensure that adequate documentation exists to support the completed audits and conclusions in accordance with organization and IIA standards

10.Drafted clear and concise audit reports, summarizing findings, recommendations, and remediation plans, and present them to management and relevant stakeholders; providing them with insights to enhance operational effectiveness and address control weaknesses

11.Provided guidance, support and feedback to audit assistants and staff auditors, review their workpapers, and contribute to their professional development.

12.Reviewed organization’s IT internal policies, standards operating procedures and external laws, rules, and regulations and provide recommendation on their adequacy, accuracy, and compliance with industry standards

13.Developed and maintained productive business and IT relationships to facilitate the timely delivery of audits

14.Proactively informed senior management of significant risks or exposures related to internal controls, compliance, and/or governance

15.Excellent organizational, multitasking, time and project management skills with strong interpersonal written and verbal communication skills

16.Self-starter, proactively taking the initiative to solving problems and providing solutions; Prioritize tasks and work with multiple priorities, sometimes under limited time constraints

Ecobank Plc January 2018 – August 2020

Lagos, Nigeria

Position - IT Auditor

Job Responsibilities:

1.Participated in planning and prioritization of IT General Controls and IT Application Control

2.Assisted in conducting IT controls risk assessments including reviewing organizational policies, standards & procedures and providing recommendation on their adequacy, accuracy, and compliance with industry standards.

3.Supported in Coordinating and executing projects and ensured security risks/vulnerabilities are identified, communicated, and remediated.

4.Helped in planning, managing and executing the IT audit functions using best practice audit guidelines in compliance with COSO and COBIT

5.Participated in preparing audit scopes, report findings and present recommendations for improving data integrity and operations

6.Performed all stages of audit, including planning; fieldwork/execution; reporting; and follow-up

7.Liaised and translated risk and controls between the system and the financial controls environments across a complex system landscape

Ecobank Plc January 2008 – December 2017

Lagos, Nigeria

Position – Branch Manager

Job Responsibilities & Achievements:

1.Managed daily branch operations, generated deposit/liabilities to the tune of $197million

2.Exceeded 2016, 2017 annual revenue & profitability budgets by 57% & 53% respectively

3.Created and disbursed quality loans, overdrafts and advances; improving the quality of credit lending

4.Supervised 19 employees and transformed a loss-making branch to profit within 6 months

5.Increased customer satisfaction ratings by 25% in 2016 and 2017

6.Ensured the branch operated in compliance to all company policies and procedures, as well as relevant law, regulations, legislation and guidelines

7.Identified and managed risk within the branch, including credit risk and operational risk

8.Conducted periodic audits of various departmental operations, systems and procedures and reduced loopholes, weaknesses and misstatements by 47%

9.Developed and implemented strategies to grow the business and achieve financial targets, including revenue growth and cost management

10.Managed the branch’s budget and financial performance, reporting results to the regional manager regularly

11.Worked with leadership to identify opportunities to improve efficiency and reduce costs

12.Developed business strategies which translated to surpassing the branch KPIs

13.Fostered business relationships with both internal and external customers

Education

Bachelor of Science, Accounting University of Ado Ekiti, Nigeria

Second Class Honours

Awards

Best Branch Manager & Business Head (Deposit Mobilization, Client Relationship Management, Business Performance & Strategy) 2016, 2017

Certification

Certified Information Systems Auditor (CISA)

Professional Membership

Information Systems Audit and Control Association (ISACA)

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