REGINE THEVENIN

Atlanta, GA ***** 470-***-**** adze70@r.postjobfree.com

Professional Summary

Professional with accounting audit and 10 years legal experience. senior Fund Accounting expert, and Fund administration, hedge fund and technical accounting. Focused on fair value securities, and expenses. Provide oversight, knowledge transfer and guidance related to fund analysis. Corporate action. As a Compliance expert in an advisory capacity, I am looking for a position where I can add value with my skills and education. I am highly experienced and an enthusiastic Consultant with track record of success across wide range of industries. Work with complex funds and securities. Possesses exceptional interpersonal, problem-solving and analytical skills to provide advice and expertise to client organizations improving business performance. Experienced in all aspects of operations, strategy and finance.

Reliable business professional with experience in process improvement and financial analysis. Proven track record of successfully streamlining business operations and reducing costs. Adept at analyzing data to identify trends and developing strategies to improve efficiency. Forward-thinking Operations Specialist bringing 15 years of expertise in Area of wealth management for market changers in financial sector. Consult and advise at a high level and standards. Work and resolve complex problems and deliver innovative improvement strategies. Proficient in ERP, Bloomberg and excel .

Skills

Project Management.

Extensive Microsoft office skills: excel (v-

Look up and macro), Bloomberg,

Front Page, and Auto CAD. SAP

One source process securities using the

MCH, SMAC, and Wynn.

Fiserv, Advent Geneva, SunGard Asset

Arena, ManTra, World check, IDC, Markit

Horizon Systems and vertex, Invest one

ERP, OLE, IDC, CRM, Invest one, IMS

Advantage, Eagle star.

Cloud Computing

Data Warehousing

Project Management

Project Analysis

Strategic Planning

Team Leadership

Financial Consulting

Process Improvement

Six Sigma Methodologies

Leadership

Analysis

Work History

Consultant 03/2022 to 08/2023

Brown Brothers Harriman, State Street

Ensure financial models reflect GAAP (Revenue Recognition) Review monthly bank reconciliations

Manage audits

Establish project communication needs

Stock Market Trade, Pricing NAV process wires and trades Delivered outstanding service to clients to maintain and extend relationships Created monthly forecast templates

Collected, arranged, and input multiple complex information into database system. Managed multiple deadlines across several businesses to meet dynamic needs of multiple clients.

Stock Trader Hedge Funds 12/2019 to 10/2021

Fidelity

Develop automated process to produce regular reports based on metrics to assist senior managers with status reports

Perform transaction analysis to ensure integrity of data and compliance with all government regulations

Policy and procedures implementation, regulatory standards execution Develop trading strategies and assess market trends to provide clients with accurate data Evaluate market trends, trader performance (KPI), and trading strategies for financial risk Perform the calculation of daily Net Asset Values (NAVs) for Collectively Confirm all fund capital stock activity is valid and properly loaded to department systems Execute legal contracts to invoice correct payments and contract terms Ensure that all trades and settlements are accurately processed on Funds Review fund expenses and expense accrual calculations daily Maintain calendar of anticipated income and corporate actions on fund assets and ensure income

Monitored market trends and developed strategies to capitalize on potential opportunities. Collaborated with analysts and coverage traders to distribute relevant market information. Assessed hourly market conditions to look for hedge and arbitrage opportunities. Targeted accounts at senior and executive levels and secured funding for future initiatives. Operations compliance Manager 04/2014 to 04/2017

STATE STREET

Custody accountant

Calculate, analyzing and report yields, and NAV's daily Data reconciliation, exception reporting, and financial statements Compliance and regulations

Corporate action processing, daily/monthly pricing, class action processing Prepared cash journal, trial balance and monthly financial statements Regular contact transfer agency, funds' custodians and fund administration regarding compliance reviews, fair value securities, expenses, etc Assist with Fund Accounting training, onboarding, and mentoring junior staff Manager 01/2012 to 04/2014

MANULIFE-JOHN HANCOCK

Oversight and execution of the following functions: third-party repurchase mergers Assist Portfolio & Cash Services Director

Sub-custodian account and sun advisors

Prepare and/or review various reports, including exception accounts, aging, month-end status, and yield analysis

Continuously improve processes

Document, measure, and report assessments, risks, controls, findings Lead various projects and initiatives to enhance and improve operational efficiency Brief organization on regulatory compliance

Act as a key regulatory point of contact, analyze, review and flag regulatory trends Created metrics (Key performance Indicator, KPI, and Key Risk Indicator Ensure daily wire are processed

Performed monthly allocations to Ensure accuracy of income allocation Monitored the commission recapture broker, securities lending agent Prepared daily exception reporting.

Corporate Tax Analyst 01/2007 to 01/2008

JOHN HANCOCK

Communicated with external customers and taxing jurisdictions to clarify tax notices and resolve other inquiries.

Prepared all federal and state income tax p

Analyzed tax issues maderecommendations for remediation to higher ups Assisted investment managers in planning and execution of short-term and longer term goals and objectives.

Maintained database of federal and state tax laws and regulations to promote uniform policy and procedural compliance.

Collaborated with legal, finance and compliance departments to structure solutions to complex and multi-faceted challenges.

Prepared tax returns for individuals and businesses. Senior Fund Accountant 01/2006 to 01/2008

JP MORGAN CHASE

Maintained accurate transaction processing record. Prepared cash and currency reconciliation reports for counterparty accounts. Generated routine and ad-hoc financial statements for management Performed daily accounting of assigned funds and performed fund analysis for critical decision- making purposes.

Reconciled daily trading transactions to ascertain necessary month-end adjustment measures. Calculated NAV

Compiled general ledger entries on short schedule with 100% accuracy Fund Accountant supervisor compliance auditor 01/2004 to 01/2006 FIDELITY INVESTMENTS

Portfolio Accountant 01/2003 to 01/2004

STATE STREET CORPORATION

Education

MBA: Finance

COLORADO TECHNICAL UNIVERSITY

ITIL certified Cyber security policies certified: Legal Boston University

Bachelor of Science: Consumer Science Economics, Business concentration finance FRAMINGHAM STATE UNIVERSITY - FRAMINGHAM, MA

Affiliations

Association of Information Technology Professionals Project Management Institute

Toastmasters

Freemason

Certifications

CISSP - Certified Information System Security Professional CNP - Certified Notary Public

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