ARCHANA CHANG

Mobile – 510-***-****; Email – adyor4@r.postjobfree.com

WORK EXPERIENCE

J.P. Morgan Services Assistant Vice President – Banking Regulatory Compliance Oct 2021 – Oct 2022 Roles Accountable for FATF monitoring (Financial Action Task Force) for APAC regions namely Australia, Hong Kong, India, Korea, Thailand, New Zealand, Singapore, Philippines & Japan.

Lead dashboard for Management with analysis on FATF responses on a quarterly basis

Execute QA analysis on beneficiary details for incoming and outgoing messages sent

Verify manual payments and cross check the payments against the instructions received to prevent Money Laundering

Monitor Withholding Tax (WHT) payments for Australia & New Zealand regions and ensure payment is filed with tax authorities on monthly basis

Validate tax setup for new accounts opened for APAC region and reach out to respective tax teams in case of any issues/ discrepancies

Perform third party reconciliation for Vietnam and Philippines regions

Analyze manually booked transactions for SG Region as per local regulatory requirement J.P. Morgan Services Assistant Vice President – Markets Control Apr 2019 – Oct 2021 Roles Led an eight-member team performing key Reputational Risk Controls for Markets

Manage Regulatory Controls like Appropriateness, Large Transaction Cost and Best Execution for products covering FX, Equity, Credit, Rates, Commodities

Prepare various presentations for Senior Management

Responsible for MIS and conducting calls with Senior Stakeholders on weekly basis

Integral part of Global Compliance Test for Operations

Constant interaction with Marketers and various Desk Heads on trade-to-trade basis for control checks

Assisting management in disseminating periodic performance feedback, annual performance appraisal and developing goals across different operational levels

J.P. Morgan Chase Bank N.A. Assistant Vice President – Commercial Banking Sep 2013 – Mar 2019 Roles

Relationship management

Managed a portfolio of 33 clients

Working with Operations to ensure clients’ transactions and queries are handled in an efficient and timely manner

Working with clients to ensure transactions are initiated before daily cut-offs to ensure same day processing

Serve as first point of escalation for clients and handle urgent and sensitive transactions Compliance support

Drove as a contact point for data required to auditors as per regulatory requirements on a quarterly/ half yearly basis

Working with clients on FATCA & CRS requirements to comply with regulatory filing

Be the point of contact for KYC related requirements, seek compliance guidance in special cases

Participate in AML related discussions at management level to ensure that RBI regulations are complied with Oversee end-to-end implementation cycle – On-boarding, KYC, training and Go Live

Ensuring all documentary requirement for client on-boarding is completed in a timely and efficient manner

Complete KYC and AML risk assessment of clients

Conduct trainings for clients on various JPMorgan banking platforms

Handholding and close oversight on first few transactions to ensure smooth initiation to JPMorgan services Client acquisition

Sourcing new clients for business through market knowledge and industry network

Preparing client specific and tailored presentations with solutions addressing clients’ unique requirements

Showcasing JPMorgan solutions to prospective clients and providing advisory services for improving efficiency Pipeline management and portfolio review

Maintain a tracker of clients on-boarded, names under implementation, key ongoing discussions, and broader prospects – to monitor progress made at each stage

Accomplishment

Led the KYC remediation project and worked towards completion of the project for High-Risk client, duties included:

Improved processes and gap analysis; risk identification and mitigation; liaising with global stakeholders for required information and tracked completion

J.P. Morgan Services Team Leader – International Fiduciary Services May 2008 – Aug 2013 Roles

Responsible for reviewing portfolio summary and financial statements for International Fiduciary clients who are Ultra High Net Worth Individuals

Managed a team of 12 people

To review monthly and weekly MIS reporting for the team

Ensuring Monthly Accounting and Financial statements Service Level Agreement are met

Hosting weekly calls with the onshore team – Bahamas location

Involved in training of new hires

Managing Workflow: Involves complete utilization of every individual – allocation of work. Accomplishment

International Rotation – Nassau, Bahamas (May – June 2011):

Migrated FBAR (Foreign Bank Account Reporting) process to Mumbai.

Transitioned more than 500 accounting structures hence making the Mumbai team a hub for production of financial statements

Employee of the month – December 2010

ARCHANA CHANG

Mobile – 510-***-****; Email – adyor4@r.postjobfree.com

Employee of the quarter – Q1 2011

ACADEMIC QUALIFICATIONS

Year Degree/Course Institute/University

2016 MBA – 74% Welingkar Institute, Mumbai

2008 Bachelors in Management Studies – 78.5% Narsee Monjee College of Commerce & Economic, Mumbai 2005 HSC (12th Commerce) – 80.17% Narsee Monjee College of Commerce & Economic, Mumbai 2003 SSC – 82% Vissanji Academy, Mumbai

OTHER INFORMATION

Visa Type: L2 (valid through October 2025) No Visa Sponsorship Required

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