Energetic and seasoned Project/Operational Compliance Manager

with advanced knowledge of technical communications, writing as well as leading customer-focused teams, developing improvement plans, and attaining compliance within highly regulated industries. Advanced knowledge of regulatory compliance with a proven track record of partnering with executives and business leaders to identify vulnerabilities and create corrective actions. Collaborative and team- oriented with excellent communication and interpersonal skills to foster strategic partnerships and promote company reputation. Dedicated and proficient in reviewing digital and physical data for risk and compliance issues. Highly analytical, organized, and detail-oriented with excellent critical thinking skills.

Work History

2021-08 -

2023-02

Operational Compliance Manager

Digital Gaming Corporation USA, Las Vegas, NV

• Proven track record of successfully managing

projects related to product rollout in new states

and analyzing/interpreting critical regulatory

information.

• Developed, planned, communicated, and

managed project timelines while effectively

negotiating and resolving conflicts among team

members to achieve project and business goals.

• Created Policies and Procedures/Updated existing based on new and revision of regulatory

requirements.

• Provided subject matter expertise to both internal and external customers on compliance best

practices, conducting risk assessments and

responding to audits to ensure compliance with

state regulations.

• Developed and delivered training programs to

educate new and existing employees on

compliance issues.

Contact

Address

Parkton, NC 28371

Phone

813-***-****

E-mail

adymbj@r.postjobfree.com

Skills

Project management

Process/Performance

Improvement

Risk Analysis

Data/Record management

Reporting/KPIs

Jira, Zendesk, Power BI,

Tableau

Conflict Resolution

MS Office Suite

Fraud Investigation

Regulatory Compliance

Auditing – Regulatory and

Internal

Data Privacy and Security

Management

AML, BSA, OFAC

2021-03 -

2021-06

Compliance Officer

Crystal View Capital Management, Las Vegas, NV

• Managed the organization's corporate governance

and transactional compliance needs as they

related to Manufactured Home Lending and Real

Estate transactions.

• Responded to audit discoveries and compliance

violations.

• Reviewed, revised, and updated compliance

policies and procedures to confirm continual

compliance with applicable laws.

• Developed and maintained a compliance

database for tracking and reporting all compliance activities and violations.

• Identified, investigated, and documented

compliance violations and recommended

corrective measures.

• Assessed proposed regulations for impact to the

business and developed and implemented policies

and procedures to address relevant changes.

• Conducted periodic compliance audits and

reviews to identify areas of improvement in a

private equity and commercial real estate business capacity.

• Developed and implemented corrective action

plans for non-compliant issues.

2020-01 -

2021-03

Global Sanctions Compliance Analyst

JPMorgan Chase, Tampa, FL

• Was responsible for the complete process around

regulatory-driven sanction lists and internally

developed watch list searches.

• Conducted searches of transactions and account

holders to identify designated high-risk clients and sanctioned transactions.

• Reviewed wire transactions to detect any

potentially suspicious activity and escalated

concerns to the relevant internal business units.

• Provided written and verbal communication on

issues with management.

• Maintained high quality work in a risk-intensive environment.

• Supported and assisted with training new team

members on compliance-related issues.

Certifications

Certified Information Systems Auditor(CISA)

Notary Public (FL)

The original date of Commission – 2008

Active, bonded, and insured

.

Contact this candidate