Analyst

Shanna Jackson, MBA

Lawrenceville, GA ***** 770-***-**** adx29w@r.postjobfree.com www.linkedin.com/in/shanna-jackson-002 PROFESSIONAL SUMMARY

Self-motivated leader with over 12 years of Analytical and Compliance experience within the fields of Education, Banking, and Healthcare. Demonstrated excellence in Finance, Risk Management, Customer Service, Regulatory Investigation (FINRA, OFAC, SEC, BSA, AML, KYC etc.), Training, QA, Auditing, Process Improvement, and Remediation. Very eager to acquire new skills and insights. PROFESSIONAL EXPERIENCE

April 2023 to June 2023 - Experis; Contract to ADP - Augusta, GA (Remote) AML/KYC Analyst

• Conducted initial review of Periodic KYC reviews and assured completion of final Due Diligence Checklist and negative news reviews.

• Worked in partnership with internal partners (Legal, HR, Operations, Procurement, Sales...) to ensure completion of cases and analysis was completed within given SLA’s through NICE/Actimize.

• Involved in anti-money laundering (AML) and counter terrorist financing (CTF) client assignments or projects (including processes and policy review, assessment, or improvement) April 2021 to April 2023 – UBS – Weehawken, NJ (Remote) - UBS - (February 2022 to April 2023) Capital Staffing Solutions; Contract to UBS – Jacksonville, FL (Remote) - (April 2021 to February 2022) Business Risk Analyst

• Prepared Enhanced Due Diligence (EDD) reports against high-risk accounts and performed intermediate to complex analysis.

• Reviewed monetary instrument transaction logs, cashier checks, pre-paid cards, travelers’ checks, wires, and transfers under transaction monitoring during 2nd level reviews to determine status of approve, close or escalate.

• Ensured there is strong oversight of all compliance operations including AML, Fraud, Sanctions, KYC/CIP/CDD and EDD, PEP, & OFAC sanctions.

November 2019 to February 2021 - Aliera Companies - Atlanta, GA Regulatory Compliance Analyst (October 2020 to February 2021)

• Investigated and performed risk analysis on escalations involving potential consumer threats (e.g., Department of Insurance, Better Business Bureau, Legal, Attorney General, NAIC).

• Conducted reviews of high touch healthcare claim cases to ensure documentation supported information received from healthcare providers and was in line with NAIC, state and governmental guidelines.

• Prepared legal documents based on findings, including medical records, financial records, or any other relevant information after investigated/finalized results, while also assisting with regulatory examinations, audits, and inquiries.

Compliance Coordinator (November 2019 to October 2020)

• Created documents/graphs including, but not limited to policies, programs, procedures, guidance documents, training materials, and impact assessment/analysis.

• Forecasted, analyzed, and provided summary of organizations trends to perform job functions and background research on individuals and companies to provide to director.

• Performed other tasks and duties as assigned, e.g., coordinated Upper Management meetings, travel arrangements, trained/oriented new hires, and handled renewal of TPA contracts. October 2017 to August 2019 - Deutsche Bank, Jacksonville, FL CCY/Derivatives Surveillance Analyst

• Conducted in-depth trade surveillance investigations involving complex data of potentially suspicious activity while serving as a subject matter expert (SME) on BSA/AML/OFC/SEC/FINRA/CFTC, etc.

• Investigated a variety of asset classes on both a domestic and international level to identify trends and patterns with a focus on the equity derivatives businesses within the Investment Bank.

• Analyzed KPI’s and applied logic, reasoning, and sound decision-making skills to recommend SAR filings and deliver quarterly compliance reports to Executive Management.

• Filed all required regulatory reports and documents with the appropriate federal agency including but not limited to, the filing of Currency Transaction Reports (CTRs) and Suspicious Activity Reports

(SARs/CSARs) to FINCEN.

October 2010 to October 2017 - Kaplan Inc.

Refund Processor Lead (September 2015 to October 2017) - Ft. Lauderdale, FL

• Assist FP&A team in preparation of monthly/quarterly reporting packages for the executive team, Board of Directors, and department heads.

• Designed a successful cost reduction plan for the seasonal operational period that reduced funding errors.

• Assessed large amounts of information and modified financial reports to resolve issues with the disbursement of funds while managing projects handed down by Directors and upper management.

• Performed ad hoc reporting of payment activity, including write-offs, refunds, and processed invoices, in relation to SAP AR, while working closely with accounting department during month-end. Senior Financial Reporting Analyst – Team Lead (October 2010 to August 2015) - Alpharetta, GA

• Improved budgeting and prepared financial data, forecasting, analytics reports to department heads, used to develop key action items for profitability improvement. Performed other ad-hoc analytics based on need.

• Managed general ledger, account balances, and related financial statements and processed accounts payable transactions and ensured accuracy while assisting accounting department with month-end close.

• Lead trainings and contributed to all phases of an audit including planning, control analysis, testing, and substantive procedures and identified loopholes for recommending risk aversion measures and cost savings. EDUCATION

Master of Business Administration - 2011-2012

Kaplan University, Des Moines, Iowa

Bachelor of Business Administration: Finance - 2005-2010 Bachelor of Business Administration: Management - 2004-2009 Kent State University, Kent, OH

PROFESSIONAL DEVELOPMENT & CORE COMPETENCIES

• Know Your Customer (KYC) & Customer

Due Diligence (CDD) Certificate

• Project Management

• Communication and Leadership

• MS Office (Access, Word,

Excel, PowerPoint Power BI)

• Anti-Bribery and Corruption Certificate

(ABC)

• Finance, Audits, Data Analysis,

FP&A

• SOX, SAP, Oracle, ERM/

GRC, Hyperion, Tableau

• Anti-Money Laundering (AML) Certificate • Accounting, GAAS/GAAP • Bloomberg, SEC Reporting

• Global Sanctions Certificate • Negotiations and Persuasion • Lexis Nexis, Experian

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