JOHN ABEL BRIGGS

PHONE EMAIL

+1-204-***-**** adwo4a@r.postjobfree.com

To secure employment with a reputable organization, where I can utilize my skills, educational and professional background in order to foster my career goal.

Warehouse management skills Performance monitoring ability

Research/problem solving ability Organizational Skills

Ability to pay attention to details Leadership/teamwork capacity

Customer due diligence skills Communications skills

Active listening skills Critical thinking ability

Time management skills

Business Administration, (Ambrose Alli University – Edo State) Nigeria - 2013 – 2015

Higher Diploma in Banking & Finance, (Rivers State Polytechnic – Rivers State) 1994 - 1997

Investment Funds Supervision (Team Lead) 2019 - 2022

Securities and Exchange Commission, Nigeria

Reviewed the analysis of quarterly returns, half yearly and annual accounts of all registered Mutual Funds to ensure compliance with regulations

Referenced SEC Corporate strategic plan as it relates to registered mutual funds and privately managed portfolio and ensure compliance.

Supervision of mutual funds and their managers to ensure compliance with regulation.

Zonal Office Coordinating (Team Lead) 2018 - 2019

Securities and Exchange Commission, Nigeria

Interacted with heads of zonal offices and ensured zonal office employees are in compliance with the commission’s policies, rules and regulations.

Carried out periodic evaluation of the performance compliance of zonal offices.

Reviewed and advice zonal offices on budget management and key performance indicators.

Nigerian Capital Market Institute: (Team Lead) 2017 - 2018

Securities and Exchange Commission, Nigeria

Ensure prompt budget preparation and monitor the financial system in order to ensure that the institute finances are maintained in an accurate and timely manner.

Oversee the accounts payable and accounts receivable systems in order to ensure complete and accurate records of all moneys

Collective Investment Schemes Department: (Manager) 2009-2017

Securities and Exchange Commission, Nigeria.

Reviewed monthly, quarterly reports and documents filed by mutual funds to ensure compliance with regulations and fund trust deed

Reviews mutual fund application for registration as public funds to ensure compliance with registration requirements.

Carried out offsite and onsite inspection of mutual funds and reviewed annual audited accounts of registered mutual funds to ensure compliance with Regulations and Fund Trust Deed

Port Harcourt Zonal Office: (Manager) - 2002-2009

Securities and Exchange Commission, Nigeria

Carryout market development activities via workshops, seminars, road shows, trade fairs etc.

Inspect NSE trading floors within the zone to monitor trading

Preliminary review of application for registration and carry out pre-registration inspection of Capital Market Operators

Mergers and Acquisition Department: (Senior Supervisor) - 2001-2002

Securities and Exchange Commission, Nigeria

Reviewed of application for mergers, acquisitions, takeovers, management buy – Outs and all other forms of business combinations to ensure compliance with regulations made thereof

Maintained and reviewed records of Shareholders with equity holdings of 5% and above in public companies and non-approved mergers acquisitions and takeovers.

Conducted post-merger, acquisitions and takeovers inspection to ensure compliance with the terms of approval and provisions of the Scheme Document or Information Memorandum

Securities & Exchange Commission - (National Youth Service): - Abuja, Nigeria - 1999 - 2000

Performed analysis of financial statements for public companies as directed

Chartered Institute of Stockbrokers of Nigeria, Associate Investment Dealer - 2021

Chartered Institute of Bankers of Nigeria, Associate Professional Banker - 2019

Special Road Marshal - Road Traffic Control

Reading Soccer

Upon Request

OBJECTIVES

SKILLS

EDUCATION

WORK EXPERIENCE

PROFESSIONAL CERTIFICATION

COMMUNITY VOLUNTARY ACTIVITIES

HOBBIES

REFERENCE

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