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VICTOR M. RODRIGUEZ

San Juan, P.R. *****

E-mail : adwi12@r.postjobfree.com/ adwi12@r.postjobfree.com Phone: 787-***-**** / LinkedIn: linkedin.com/in/victor-m-rodriguez-bonilla-38095748 PROFILE

Dedicated Compliance Banking and Regulatory professional with history of meeting company goals utilizing consistent and organized practices. In addition, well-versed in assessing regulatory risk, developing solutions, and implementing positive changes to achieve sustainability and growth in challenging regulatory and market conditions. Accomplished Senior Compliance Officer & Chief Executive Officer bringing expertise in business planning, revenue development and change management. Offering over 25 of experience in the financial industry. Finally, offers entrepreneurial, forward- thinking mindset and demonstrated track record of achievement. SKILLS

• Federal & State Regulatory Anti-Money Laundering

& Economic Sanctions Experience

• AML Management of Private Banking & High-Risk

Customers

• Internal & External Exam Management

• Compliance Operational Risk, Policy & Internal

Controls

• Subject Matter Expert in the implementation of

Enterprise-Wide Anti-Money Laundering related

laws/regulations Program

• New product development initiatives risk evaluation

• AML Management of Private Banking

• Vast Experience in Mergers & Acquisitions Due

Diligence to reduce the exposure of regulatory risk

• Effective Communicator and Public Speaker

• Regulatory Compliance

• Policy Development

• Industry Expertise

• Integrity and Transparency

• Complex Problem Solving

• Leadership and People Development

• Relationship and Team Building

• Corporate Leadership

• Risk Management

• Program Leadership

• Organizational Leadership

EXPERIENCE

CEO & FOUNDER / AML ADVISORY EXPERTISE CONSULTING LLC - San Juan, Puerto Rico 07/2016 – to present

• Expertise in provide and develop policy and procedures, investigations techniques to enhance your current compliance programs, including internal controls systems; implement effective training programs and investigative due diligence protocols.

• Subject Matter Expert in the implementation of the Enterprise-Wide Anti-Money Laundering related laws/regulations Program to all applicable entity personnel.

• Provide subject matter expertise in the world of Anti-Money Laundering, Office of Foreign Assets Control (OFAC) Economic and Embargo Sanctions Programs Compliance, federal and local related laws or regulations.

• Vast experience in Mergers & Acquisitions Due Diligence to reduce the exposure of regulatory risk.

• Collaborate in direct investigations involving potential money laundering and unlawful financial criminal activities.

• Assess AML compliance programs and implement recommend changes and solutions, including development of New Customer Due Diligence (CDD) process for High-Risk Customers.

• Subject Matter Expert in the evaluation of existing internal control structures to help identify opportunities and associated risks.

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• Vast experience in corporate business or new product development initiatives meetings that include targeting external clients, attending industry conferences, and speaking engagements.

• Experience in Mergers & Acquisitions compliance consulting services. GLOBAL SANCTIONS MANAGER / AML CORPORATE SENIOR COMPLIANCE OFFICER/ CORPORATE COMPLIANCE / POPULAR, INC, BANCO POPULAR PUERTO RICO, POPULAR INC. - San Juan, Puerto Rico 03/2001 - 07/2016

• Responsible for providing guidance at the corporate level on all applicable Anti-Money Laundering Laws, Counter Terrorism and US Treasury Office of Foreign Assets Control (OFAC) statutory provisions across Popular, Inc. which includes Banco Popular de Puerto Rico, U.S Popular Bank Business Operations and related entities.

• Responsible for the implementation of an Enterprise-Wide Anti-Money Laundering and Counter Terrorism Financing Risk based Policy and procedures for each Popular Company and their respective entities.

• Provide subject matter expertise in the regulatory world of Anti-Money Laundering, Office of Foreign Assets Control (OFAC) Economic and Embargo Sanctions Programs Compliance, federal and local related laws or regulations.

• Serves as the direct contact with U.S Federal Law Enforcement Agencies in Puerto Rico as well as local authorities.

• In charge to provide and maintain a comprehensive BSA/AML & OFAC annual training program to address the institution's policies and procedures, as well all applicable Federal and State laws and regulations.

• Member of the Popular, Inc New Products Development Committee under the Risk Management Group.

• Vast experience in corporate due diligence regulatory risk evaluations in mergers & acquisitions and the development of all new products or initiatives.

• Responsible for the enhanced due diligence of classified high-risk customers of Foreign Banking Entities and foreign correspondent banking customers.

CORPORATE COMPLIANCE MANAGER / CORPORATE COMPLIANCE / BANCO SANTANDER PUERTO RICO - San Juan, Puerto Rico 01/1993 - 03/2001

• Responsible for providing counseling in Compliance Laws and Regulations, including regulatory research.

• In charge of providing and maintain a comprehensive annual training program.

• Provide support to the Commercial, Consumer Credit and Branch Operations Areas, regarding regulatory matters as well as review of all bank forms, disclosures, and advertising. INVESTIGATIONS SPECIALIST EXAMINER / FEDERAL DEPOSIT INSURANCE CORPORATION (FDIC) New York & San Juan, Puerto Rico Region 01/1984 - 01/1993

• EXAMINER / LIQUIDATION AND INVESTIGATION, assigned by the FDIC to perform financial criminal investigations, such as “Operation Greenback” related to the White-Collar Crime & Money Laundering unlawful activities in Puerto Rico and the Caribbean Region. EDUCATION AND TRAINING

American Bankers Association / National Graduate Compliance School, Oklahoma University - Oklahoma 03/1992 American Bankers Association / National Compliance School, Oklahoma University - Norman, Oklahoma 10/1990 Universidad Sagrado Corazón / S.J. Puerto Rico / Bachelor’s Degree in Marketing 05/1982 ACTIVITIES AND HONORS

April 2014: Association of Certified Anti-Money Laundering Specialists (ACAMS) Puerto Rico Chapter/ Executive Board Member January 2012: Puerto Rico Financial Crime Task Force Charter (PRFCTF) Member/ Puerto Rico Bankers Association (PRBA) March 2012 / Graduate Member of the 2012-01 FBI San Juan Citizens Academy (FBISJCA) /Federal Bureau of Investigation (FBI) San Juan, Puerto Rico Division / April 2002: Certified Anti-Money Laundering Specialist/ Association of Certified Anti-Money Laundering Specialist (ACAMS) / March 2002: Member of the Anti-Money Laundering

& OFAC Committee Puerto Rico Bankers Association.

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