Team Member Account Executive
Resume:
Karuna
Bhatia
Contact
Address:
Apt 204, Farmington Hills
Michigan 48335
Phone:
Email:
******.**********@*****.***
Prior Engagements
Connor Group
Voya Financials
Career Launcher
Axis Bank
Summary
MBA with 7+ years of deep domain expertise in providing risk advisory services to Banking and Insurance clients. My consulting experience includes Internal Audit, Risk assessment, SOX compliance and Business process reviews for global BFSI clients.
I aim to become a leading professional in Risk Advisory Services by achieving highest standards and synchronizing the organization’s goal with mine in order to ensure quality deliverables for the clients.
Skill Highlights
Financial risk assessment
Design Process Flowchart & Narratives
Manual & ITGC control testing
Control gap identification
Issue Validation
Identify Information Produced by Entity (IPE)
Experience
Account Executive: Infinity Delivers, Inc. (Dec 2022 - Present)
Provided valuable compliance advice to the business unit management regarding policies, controls & procedures.
Researched, interpreted & advised the company regarding compliance with laws and regulations.
Developed remedial action plans when needed if audit-finding calls for action.
Select the correct products or assist customers in making product selections based on customer needs, product specifications, and applicable regulations.
Answer customer questions about products, prices, availability, and credit terms.
Contact new and existing customers to discuss their needs and to explain how these needs are met by specific products and services.
End sales and trade meetings in order to obtain information about market conditions business strengths and industry development.
Inform customer of estimated delivery schedules, service contract, and other information pertaining to purchase products.
Senior Associate: Valueonshore Advisor (June 2021 – May 2022)
Performed design and operating effectiveness testing of SOX Controls
Performed remediation testing and updated SOC 1
Created Process narratives, Flowcharts, Risk & Control Matrix and IPE (Information produced by Entity) inventory.
Performed ITGC testing including password testing and Database and server backup testing.
Trained new resources and reviewed workpapers.
Consultant: Genpact Enterprise Risk Consulting (September 2016 – June 2021)
Lead process walkthroughs and documented walkthrough checklist
Designed process flowcharts and identification of financial key controls.
Maintained compliance with client sampling methodology and ensured quality deliverables within stringent timeliness.
Advised management on control weakness and recommended improvements.
Developed test plans for key controls.
Acted as a sub lead for the team and working as a team member in relation to solving the doubts / queries of team member.
Audit Officer: Axis Bank (January 2015 – September 2016)
Verification of account opening forms to ensure KYC compliance.
Doing Audit checks for error less account opening.
Providing issue resolution for account opening form rejections.
Education
MBA from Bharti Vidhyapeeth University
Post graduate diploma in banking from NIIT
Graduation from Delhi University (Janki Devi Memorial College)
Applications worked on
Archer
Workiva (Wdesk)
Finacle
PeopleSoft
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