Aml Analyst Investment Banking
Resume:
Houston Tx. *****
*************@*****.***
Eselle Caberro
SKILLS
● High-risk account reviews.
● MS Office Excel
Intermediate level.
● MS Office Excel
Intermediate level.
● OFAC/PEP/SANCTION
screening.
● Lexis/Nexis.
● Actimize NICE.
● EDD/CDD periodic reviews.
● International/Investment banking
International wire transfer audit.
● CIP performance during
onboarding clients Transaction
analysis review.
● SAR and non-SAR filing.
EXPERIENCE
M&T Bank, Remote Tx — AML Analyst
March 2020 - PRESENT
● Thoroughly conducted and investigated Suspicious Activity Reports and potential money laundering.
● Effectively and regularly wrote and reviewed Suspicious Activity Reports, including identifying red flags and gathering evidence while adhering to federal standards.
● Made sure that the information obtained complied with legal standards and the BAML Policy and Procedures.
● 5 alerts are cleared per day; 6–8 SAR narratives are prepared per day.
● Utilized internal and external research tools to conduct preliminary analysis. Investigated suspected fraud, money laundering, patterns, and irregularities in wire transfers and other payments.
● Examine, investigate, and decide whether to suspect certain things or transactions. Recognize the AML Red Flags and current market developments, and keep up with them. Perform background checks as necessary and negative media analysis
● Analyzed large amounts of data from multiple sources to identify a pattern and anomalies using EXCEL and SQL.
● Managed and prioritized multiple tight deadlines, while maintaining quality and accuracy.
TD Bank, Remote Tx — AML / KYC Analyst
DECEMBER 2018 - FEBRUARY 2020
● Based on Know Your Customer (KYC) criteria, reviewed customers who were indicated as needing additional investigation and made risk choices.
● Further processes that validated KYC risk compliance were determined and put into place based on a study of client records, a check of the legality and intent behind an account, and an examination of transactional behavior.
● Conducted assessments of customer records and data that contacts with clients within the business divisions had collected.
● Information was checked to make sure it complied with regulations and was compatible with BSA/AML policy and procedures.
● Activities were completed as instructed, enhancing the AML and KYC Regulations' efficient administration.
● Researched client information via Google and LexisNexis.
● Committed to staying up to date on current regulations and interpreting them to my day to day work.
● Submitting PEPs to compliance, after being identified to be added to the SDN list.
● Reviewed and updated KYC files with missing and updated information to satisfy compliance requirements.
EDUCATION
● University of Abuja, Abuja Nigeria - BA English and Literary studies. 2014
● Strayer University, Houston TX - Msc Business Administration and Management. 2023. References
Available on Request.
Contact this candidate