Support Specialist Compliance Analyst

HAZEL ADOBOE

MIDLOTHIAN, TX ***** 682-***-**** **********@*****.***

PROFESSIONAL SUMMARY Self-driven professional with auditing experience that is focused on improving business compliance, workflow, and processes through detailed audits and optimization recommendations. Successfully evaluating information, structures, and procedures documentation and initiating corrective actions in the planning and execution of internal audit findings. Strong understanding of IT General Controls over IT operations, access, security, change management, and backup procedures. Experienced in policy and procedure reviews, Operational and Compliance audits, and Information Security related policies, and procedures, with frameworks and standards such as ISO, COSO, SOX, NIST CSF, and COBIT.

SKILLS • ERP systems: Oracle Financials, SAP, Peoplesoft

• Operating Systems: MS Office Suite, Linux/Windows, SAP, Teammate, ServiceNow, Fresh Service, Azure AD

• Databases: MYSQL, Oracle, SQL • SOC Report Reviews, SDLC Audits

• Framework: COBIT, COSO, NIST, ISO-2700,

• Quality improvement dashboards

• Regulations: SOX, HIPAA, FINRA, PCI,

EXPERIENCE OCTOBER 2021-CURRENT

IT Auditor DataSec Holdings LLC Delaware

• Assisted in performing audit testing procedures, including attribute-based controls, through various means – inspection, observation, and re-performance.

• Identified and defined the root cause of control issues.

• Reviewed and evaluated the adequacy of internal controls, and compliance with IT security policies and procedures.

• Provided recommended solutions to identified internal control concerns.

• In accordance with Department standards, develop accurate and complete work papers that adequately support work performed and process the data through flowcharts detailing the step-by-step process involved in the process.

• For smaller and discrete projects or task assignments, managed assigned project resources, generally interns and staff internal auditors as lead auditor.

• Performed audit tests and prepared work papers which document work performed, and conclusions reached.

• Prepared summary memoranda, closing conference agenda, planning meeting memos, etc., that accurately describe results of tests performed, the nature of control weaknesses and exposures and identify practical recommendations for improvements.

• Assisted with strategic projects and process improvement initiatives.

• Documented and evaluated as part of audit projects assignments, the internal controls present in the manual and automated systems being reviewed, identifying internal control strengths and weaknesses.

• Business Controls/Risk Assessment

• Consulted clients on internal control systems development and audit program improvements.

• Examine IT controls, evaluate the design and operational effectiveness, determine exposure to risk and review remediation strategies.

• Identified control gaps in processes, procedures and systems through in-depth research and assessment and suggested methods for improvement.

MARCH 2019-SEPTEMBER 2021

IT Audit Texas Health Resource Dallas, TX

• Worked with other staff as appropriate to review/revise member/marketing materials or internal documents to ensure compliance with state and federal regulations as well as ensuring properly documenting internal processes.

• Participated marketplace analysis, template and document creation, and submission of application and materials each year.

• Knowledge of vulnerability assessment of operating systems (Unix, Linux, Windows

• Assisted in identifying and documenting Compliance risks and issues.

• Research and recommend process, security, operations, or compliance enhancements.

• Assist in the execution of Internal Audit’s Quality Assurance and Improvement Programs

• Worked with Compliance management and/or appropriate staff to provide solutions and resolutions to identified issues.

• Performed compliance audits as assigned by management.

• Identified various risks and errors to propose corrective action to decision makers.

• Developed improvement and corrective action plans to bring operations in line with requirements.

APRIL 2017-FEBRUARY 2019

Risk Compliance Analyst Texas Health Resource Dallas, TX

• Perform SOX audit ensuring data security, minimize waste and that controls and processes meet set policies and requirements.

• Security of systems and controls in place, there's integrity, availability, confidentiality relating to financial reporting.

• Ensuring that data is protected and there's no exposure of information that will pose risk to company and find ways to reduce risk even further.

• Reviewed contracts and agreements to identify potential risks and ideal mitigation strategies.

• SOC audits, Analyze and assess risks (including technology, privacy security, resiliency, and other operational risks.

• Evaluate and analyze supplier controls, identify, and document risk findings based on that evaluation.

• Recommend action plans/remediation to decrease risk factors.

• Perform analysis to identify vulnerabilities and prevent breaches.

• Collaborated on implementation of collection strategies with collections, risk, and fraud teams.

• Obtaining reasonable assurance about whether financial statements as whole are free from material misstatements.

• Ensuring that there is no fraud or error, and statements are prepared, in all material respects, in accordance with applicable financially prescribed processes, controls and procedures in accordance with applicable reporting statement.

• Helped identify weaknesses in internal controls relating to financial reporting at bank which was relayed to management, thereby contributing to safe and sound banking system.

• Assists in analyzing data obtained for evidence of deficiencies in controls, duplication of efforts, extravagance, fraud, or lack of compliance with law, government regulations, and management plans, policies, or procedures.

• Responsible for ensuring compliance with statutory regulations within area of responsibility and reporting potential issues to management.

EDUCATION Certified Information Systems Auditor (CISA)

ISACA,

Certified Risk & Information Systems Control (CRISC)

CompTIA Security Plus (SEC+)

JANUARY 2022

Computer User Support Specialist

ACI Learning

AUGUST 2011

Business Administration

Institute of Professional Studies

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