Compliance Analyst It Auditor
Resume:
Tamba Jeffery
Kondokwi
San Antonio, Texas
aduk9f@r.postjobfree.com
Professional Highlights
JUNE 2020 – CURRENT
IT Auditor - SNI Banking, San Antonio, Texas
Conduct and document audit results as recommended by the commonly accepted auditing standards and best practices.
Execute IT Infrastructure control testing - Operating System, Network, VMWare, Servers, and Databases.
Conduct cyber security audit testing administrative, physical, and technical controls.
Test information system controls, platforms, and operating procedures in accordance with established corporate standards for efficiency, accuracy, and security.
Execute SOX and PCI DSS version 3.2 control compliance testing to determine design appropriateness and operating effectiveness of controls.
Conduct SailPoint access management testing – Provisioning, De-provisioning, and review.
Evaluate internal controls for design adequacy and operating effectiveness to mitigate risks.
Identify and communicate in Written and Verbally identified issues to appropriate stakeholders.
Develop and sustain professional relationships with the business units and colleagues alike.
Review Management Directives – Policies, Standards and Procedures to ensure compliance with leading practices.
Conduct walkthroughs to gain understanding of the controls to be tested and document the appropriateness of the design and operating effectiveness of ITGCs as part of the IT financial Statements audit and application controls testing for various applications.
Providing guidance in audit techniques, risk assessments, business units relationship building, audit program creation, testing procedures, and audit report writing.
Draft the initial audit status reports for presentation to applicable business units and executive management and the company's Audit Committee.
FEBRUARY 2018 – JUNE 2020
Fraud Specialist / AML Compliance Analyst - SNI Banking, San Antonio, Texas
Requested financial documents from customers. Gather and analyze all financial and business information to determine creditworthiness for loans.
Prepared a written evaluation of borrowers' financial condition and outlook, as well as identify strengths and risks associated with our relationship sponsors and guarantors.
Obtained and follow up on all required documents.
Monitor financial reporting requirements and obtain and analyze financial and loan information.
Looked after records of high-risk clients and report suspicious activities, if any.
Assisted the implementation of an Anti-Money Laundering program of an organization.
Completed Suspicious Activity Report (SAR) follow-up reviews.
conducted reviews of flagged transactions and reports that showed potential suspicious activity using Actimize. Pull up Cases through FCIP, Run Cognos, KYC.
Skills
Word, Excel, PowerPoint, Project, Outlook, V-Look Up, ACL, IDEA, TeamMate and SharePoint, SolarWinds and Nexpose.
Education and Certification
B.A - Global Affairs and Minored in Intelligence and Security Studies - The University of Texas at San Antonio 2022.
CISA – planned for June 2023.
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