Compliance & KYC Analyst

Anuradha Devi Velicheti

COMPLIANCE & KYC ANALYST

* *****’ Experience

* **** ****, ******* *****: adtvnf@r.postjobfree.com

Canada – M1P4M4. Mobile: +1-647-***-****

CAREER OBJECTIVE

Seeking a challenging assignment where I will be able to utilize my work skills, knowledge and abilities to the best interest of the organization.

PROFESSIONAL SUMMARY

Experienced Senior Compliance & KYC Analyst with demonstrated understanding of ITGC Controls, Risk Mitigation, Suspicious Activity Reporting, BSA/AML/OFAC Regulations and guidelines.

Strong emphasis on investigating, research and account analysis and evaluating varying degrees of complex cases of suspicious financial activity for possible anti-money Laundering violations involving all banks lines of business.

Proven ability to analyze complex business processes, identify areas of improvement and implement solutions.

Good communication with clients/service partners on the phone and email.

Excellent organizational skills and good achievements.

Strong Knowledge about Securities regulatory commission and Federal banking requirements.

Exceptional investigative, research and analytical skills with the ability to analyze large amounts of data.

Proficient in MS Office (Outlook/ Word/ Excel/ PowerPoint), SQL and Data Analysis. WORK HISTORY

Team Leader-Cognizant Technology Solutions Private Ltd Hyderabad - January 2022 – October 2022

As a part of this organization I have supported the Credit Union Bank based in Canada and I have good knowledge about the Canadian regulator.

Handled 10-15 executives and coordinating between the clients, upper management, and the employees

Encourage the team to give extensively high quality of service, training employees to meet and exceed customer expectations.

Conduct weekly call calibrations involving Quality analysts, SMEs(Subject matter experts) and training team.

Formulate action plans for individuals/teams on certain parameters and follow up based on review timelines.

Monitoring the performance of the team and handling supervisory customer calls and escalations.

Monitoring of completion and error less process by the team members in timely manner.

Sharing the Transaction volume among the team members to reduce workload.

Ensuring timely delivery of Services with good quality. KYC Analyst - JP Morgan Chase Bank

Hyderabad - February 2018 - January 2022

Checking the KYC documents received from the clients for account opening.

Scrutinizing the KYC of Individuals, Financial Institutes, Trusts, and Corporates.

Name Screening of the individual and checking the alerts given by Name Screening and finding out the false matches and reporting to the central compliance for True matches.

Identifying the Majority owners of the company and checking their background.

Performing KYC renewals & remediation's for Corporate Investment & Banking line of business.

Performing KYC as a part of UK LDD project at fund level.

Worked on renewing different client types like Public Traded Company, Non-Operating & Asset Holdings, Non-Bank Financial Institutions, Organizations, Governments and Funds based on their risk types.

Worked on New business renewals and remediation.

Coached team members in techniques necessary to complete job tasks.

Participated in cross-functional team-building activities. AML Compliance Analyst-ICICI Bank Ltd

Hyderabad - January 2014 - February 2018

Name screening (Legacy Screening) against the negative list provided by RBI and other regulatory bodies (SEBI, IRDA etc.)

Monitoring and analyzing transactions of account holders on the perspective of Money laundering and terrorist financing

Organize and conduct training sessions for the new Joiners

Handled and resolved queries of Relationship Managers in FCRM (Financial Customer Relationship Management) and Staff Ware within a TAT (Turnaround Time) for providing world-class customer Service

Handled Clients Annual KYC review

Credit cards transaction monitoring in view of Money laundering

Reviewing the client transactions for both cash, incoming and outgoing wires and submitting the reports to the respective country regulators.

HIGHEST EDUCATION QUALIFICATION:

Masters in Finance from Jawaharlal Nehru Technological University, Hyderabad with 74.9% CERTIFICATIONS:

Certified NISM Series-V-A: Mutual Fund Distributors Certification Examination (NCFM)

Pursuing CAMS Certification.

V. Anuradha Devi

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