Sunitha.P

Mobile: +91-984**-*****

E-mail: adtuiq@r.postjobfree.com

Address: #*** ******* **** ******, **************,

Kattupakkam, Chennai - 600 056

Passionate worker and an efficient team player with the intent of becoming a better person with each passing day.

SKILLS

Anti-Money Laundering Specialist

Transaction Monitoring (Correspondent

Banking - Individual and Corporate)

Red Flag Check

PEP Review

Team Building & Leadership

Customer Due Diligence

Customer Screening

EXPERIENCE

8.3 Years of work experience in Banking, Financial Services space with core expertise in KYC, Anti Money

Laundering, Financial crime surveillance, Transaction monitoring supporting to Risk and Compliance.

PROFILE & VALUE

•Attentive to details; capable of delivering multiple projects in a time bound manner, while maintaining the quality stipulations

•Leverages finely honed interpersonal skills in building consensus amongst team members and other stakeholders

•Adept in identifying process-pitfalls, suggesting and implementing measures that mitigate process associated risks

•Trained on Anti Money Laundering clauses, with the ability to consistently apply such principles in monitoring ongoing transactions

•Demonstrate strong ethics in maintaining process integrity, data confidentially and whistleblowing irregular/non-compliant transactions

•Exceptional oral/written communication skills combined with superior report writing skills and email etiquette.

•Have team handling experience as a part of my daily BAU and assistng the manager in team related work.

QUALIFICATION & EXPERTISE

Risk Management

Analytical

AML

Compliance Management

Reporting Process Improvement

Data Protection Operations Management Team Management

Training Client Management

Masters

SIET College, Chennai

•Currently pursuing Masters in Commerce

Bachelors

Madras University, (Alpha arts & Science college )

•Bachelor of Commerce

Computer Proficiency

Certification:

.Tally, MS Office, Web Designing CAMI

May 2006- Jun 2007

(Allsec Technologies Limited, Chennai)

Transaction Monitoring Officer

• Responsible for monitoring production calls and offering feedback to the team members

• Working with the Training department in cross skilling the existing pool of employees

• Involved in screening candidates, conducting telephonic interviews and onboarding new joiners

Jun 2009 - May 2014

Standard Chartered Global Business Services (Formerly Scope International)

Senior Executive - Know Your Customer

•Managing CMR alerts for Saudi processes and dormant revaluation processes

•Have experience with corporate Banking as well.

•Responsible for monitoring transactions flagged through Norkom Alerts

•Reviewing the complete profile of transactions as per the regulatory norms

•Handling periodic reviews, trigger event reviews, CDD (customer due diligence) and dynamic risk review (DRR)

•Supporting the ongoing efforts of process improvement by identifying scope and suggesting automation

•Preparing and submitting MIS reports as per the indications of the Senior Management

•Resolving internal/external customer’s queries within the agreed SLA

•Travelling the extra mile in shouldering the responsibilities of colleagues during contingency and high volume periods

•Was identified as the first person amongst a team of 15 members to handle multiple assignments

•Handled Norkom TMU alerts (High-Risk Processes) as a Primary Lead for six months

In-House Trainings

•KYC updates and CDD training

•Anti-Money Laundering

•Sanction countries risk and impact on banking

•Time Management

•Norkom & Transaction monitoring details and updates

•Training from Dubai to specialise in handling UAE client

•Financial crime prevention workshop

Accenture Solutions .Chennai- 2020 August

•Currently working on Bank of America Project.

•KYC screening and reviewing the customer profile,documentation and doing CDD review and working on different jurisdictions as well .

•Skilled in performing enrichment.

•Worked on a pilot project and received many appreciations for meeting the targets before the dead line and adhering to the quality as well.

January 2021 – TILL DATE

BUSINESS PROCESS SENIOR ASSOCIATE, TATA CONSULTANCY SERVICES

Process Name: AML (Anti-money Laundering & Transaction Surveillance Unit - Compliance and Quality)

Client Name: MUFG Bank, Ltd (Mitsubishi UFJ Financial Group)

Description: Anti Money Laundering – articulation and investigation based on business requirements

of the process and system controls which is required to prevent moving illegally acquired cash through an organization's financial systems. Detailed knowledge of quality assurance framework, risk

Cross skilled to work for various countries India Hong Kong & Singapore.

Classification, PEPs investigation and knowledge of regulatory.

Contact this candidate