JOHN LUPPO

*** * ** ** ****** Springs Fl ***** adt96v@r.postjobfree.com 917-***-****

WALL ST. FINANCIAL EXECUTIVE

Over 30 years of Wall St. Financial/Trading experience, exceptional business acumen, adept at assessing organizational goals and implementing strategies to ensure both day-to-day and long-term objectives are met. Outstanding leader who inspires coworkers and builds strong working relationships, a skilled communicator within a diverse range of colleagues in both individual and team settings. Experience working with hedge funds, pensions and buy – and sell-side firms. Comprehensive understanding of industry regulations. Holds active Licenses Series 7, 63, 55, and 24

PROFESSIONAL EXPERIENCE

CLEARVIEW TRADING ADVISORS LLC.

MANAGING DIRECTOR OF INVESTMENT BANKING 2016 - PRESENT LUPPO ENTERPRISES / GUTTENBERG, NJ – Owner/Consultant 2012 - Present

Secured funding and strategic partnerships for charitable organizations

Acted as consultant to financial industries and various industries, healthcare, entertainment and automotive sectors

Manage the career of Darryl Strawberry

Produced a Documentary (Modern Day Miracles)

GFI SECURITIES, LLC / NEW YORK, NY – Senior Vice President 2010 – 2012

Managed and Supervised Proprietary Trading, Market Making and Institutional Sales Trading Desk

Implemented Arbitrage Trading Desk and Soft Dollar Trading Desk

Developed Equity research product for Hedged funds LIGHTHOUSE CAPITAL / NEW YORK, NY – Senior Vice President/Minority Owner 2008 – 2010

Structured and secured complex, high yield deals for investors

Managed Proprietary and Market Making Trading Departments

Implemented Municipal Bond Trading Desk and Soft Dollar Trading Desk

Forged strategic partnerships, raised capital for firm and equity stock deals

Partnered in establishing a Broker Dealer Firm from infancy to its completion. RBC CAPITAL MARKETS / CARLIN EQUITIES, LLC / NEW YORK, NY – Managing Director 2002 – 2008

Achieved and propelled phenomenal growth and Profitability for Carlin’s Equity Trading

Managed Proprietary Trading/Market Making Department and all aspects of equity trading

Implemented Risk Management Procedures and controls

Streamlined all Trading Services from execution to reconciliation.

Hired and developed top trading talent

AM CAPITAL / NEW YORK, NY – Vice President of Equity/Market Making/Agency Trading 1999 – 2002

Used superior networking abilities to enhance broker/dealer development, business and public relations.

Planned, positioned and stimulated trading activities for OTC Market Making Department EARLY CAREER

JOSEPHTHAL / NEW YORK, NY ~ Vice President of Equity/ Market Making/Agency Trading

GILFORD SECURITIES / NEW YORK, NY ~ Institutional Equities Sales Trader

BEAR STEARNS /NEW YORK,NY ~ Municipal Bond and Equity Operations (Trouble Desk) Education ~ St. Raymond’s High School Bronx, New York Some College ~ St. Johns University, Queens, New York

Contact this candidate