Harshit Garg

Mobile: +91-995*******

E-Mail: adt1pp@r.postjobfree.com

Summary

Overall experience of around 10.5 years in the field of Internal Audit, Risk & compliance, Accounting & Operations, Risk management, Designing process flow, Business Analysis and Operations. Seeking opportunities as Manager / Team Lead /Assistant Manager.

Skills

Technical skills – Operational & Financial Internal Audit, Internal Control, SOX Compliance documentation and testing, Fraud Investigation, Designing SOP (Standard Operating Procedure), Process reengineering & efficiency improvement, Process improvement reviews, Handling UAT and Automation projects, Platforms/ Software used: ACL, SAP (SD & FICO), Oracle.

Education

Education

Duration

University

MBA (Finance & Operations)

2008-10

Symbiosis International University, Pune

BBA

2002-05

Guru Gobind Singh Indraprastha University

Professional Summary

Company

Duration

Designation

Ernst & Young

Mar’22 – TBD

Senior Consultant (Internal Audit)

HCL Technologies

Dec’20 – Till Date

Senior Executive (Risk & Compliance)

Protiviti

Jan’2019 – Oct’2019

Senior Consultant (Internal Audit)

Call Health Services

Sep’2017 – Aug’2018

Enabler (Accounting & Operations)

Evalueserve

July’2013 – Nov’2016

Senior Business Analyst (Internal Audit Analytics)

Deloitte

Jan’2011 – Dec’2012

Analyst (Risk & Compliance-Operations)

Evalueserve

May’2006– June’2008

Associate (Research - Operations)

Work Description

March 2022 – TBD Ernst & Young, Noida Senior Consultant

Internal Audit

Conduct Internal audits and internal control engagements for global clients.

Constantly monitor project progress, manage risk and verify key stakeholders are kept informed about progress and expected outcomes.

Identify process gaps and accordingly provide recommendation in areas requiring improvement based on the client's business process and industry practice.

2020 – Till Date HCL Technologies, Noida Senior Executive

Business Assurance

Managing Risk & Compliance activities

Understanding of SOX audits, internal control assessments.

Document test results.

2019 – 2019 Protiviti, Gurgaon Senior Consultant – Team Lead

Internal Audit & Risk Management

•Testing Controls in Procure to Pay, Order to Cash process.

•Documented corrective and preventive measures along with Risk, compliance & Internal controls analytics.

•Execution of internal audit projects as per internal audit plan.

•Conducted design effectiveness and Operating effectiveness assessment.

•Effectively communicate audit findings via meetings with all level of organization.

2017 – 2018 Call Health Services Pvt. Ltd., Vasant Vihar Enabler - Team Lead

Accounting & Operations

•Preparation of Financial Statements.

•Handling all types of Bills Receivables and Payables.

•Preparation of weekly Debtors Report, customer outstanding statements and audit reports.

•Deftly handling credit control, cost control & Debtors account follow up on all outstanding receivables.

•All payments pertaining of office expenses, admin bills, utility bills & Employee expense reimbursements.

•T&E expense claims verification authorizing and sending to HO.

•Reconciliation of cash, cheques, direct deposits & petty cash for the region.

•Project Appraisal, Pricing, Costing, MIS preparation

•All types of office related procurement purchases.

•AOP vs. Actual

•Investor’s Presentation

2013 –2016 Evalueserve, Gurgaon Senior Business Analyst

Internal Audit & Risk Management

•Execute audit procedures to assess compliance with established Corporate and Division policies, plans, procedures and approvals.

•Identifying & testing controls and reviewing the management of key risks. Process mapping, risk assessment & adhering to risk control matrix.

•Establishing consensus across cross functional lines & divergent levels of risk tolerance with the instinct to quickly affect change or improvement.

•Develop Standard Operating Procedures (SOPs) related to processes established to validate compliance and respond / remediate identified issues.

•Review the results of the audit to ensure quality management & assurance and follow-up on findings and recommendations to ensure appropriate and timely actions are taken by those responsible.

Automation in Audit

•Worked on ACL software which helps in doing 100% automation audit of imported data through Master database.

•Trend analysis of observations to identify red flags, recurring observations to give strategic information for Audit planning and identifying the root cause of similar observations.

•Identified potential fraud areas in the form of duplicate payment, invoicing, split payments, vendor favoritism, isolated outliers etc.

•Designed queries with command script for each query on ACL, which helps in doing analysis of the imported data files of Procurement to final payment process.

•Could effectively reduce the audit cycle timing by around 37.52 man-hours per audit cycle. Got the project listed on Innovation forum at Evalueserve India offices & received appreciation from Management for same.

Analytics

•Worked for a European manufacturing client to develop an MS-Access based validation model.

•Worked on MS-Access (SQL queries) to provide in-depth audit analysis for both Direct & Indirect Sales model of client.

•Performed detailed analysis of master data files shared by client on Sales, Cost, Distributor Handing Fees etc. to find final output in csv/ xls format & shared variances/ missing data on same with client.

Feb’11 – Dec’12 Deloitte Analyst

SOX compliance

Job responsibility was to ensure maintenance of Auditor independence as per guidelines provided in Sarbanes–Oxley Act.

•Ensured compliance to standards for external auditor independence, to limit conflicts of interest with consulting services.

•Assured compliance of Independence procedure by C-Level Executives before accepting any audit / consulting services by Deloitte offices globally.

•Performed user acceptance testing, validation for up gradation of Auditor Independence monitoring system & reported on same frequently. Ideas suggested on improvement in same was appreciated & adopted by automation team with immediate action on same.

May’06 – June’ 08 Evalueserve Research Associate

Operations Support

Worked for a global Investment Bank. Key responsibility was to:

•Analyze the research reports written by Analysts on the sell side of Investment banking and provide only requisite information to sell side traders.

•Manage the risk of avoiding internal trading by Sales & Trading people by monitoring stocks whose information can lead to change in stock prices.

Other Information

Extracurricular Activities

•Finance coordinator for Placement committee at SIBM Bangalore:

–Key member of Placement committee to ensure proper pitching of summer projects at Delhi, Mumbai, Bangalore and Chennai location.

•Projects:

–Credit appraisal & Risk assessment of loans for EXIM companies at Union Bank of India (2009).

–Dissertation on Indian Real Estate Sector: Problems being faced by Key Players and proposed Solutions (2010).

•Celebrated Deloitte Day at Deloitte, Hyderabad:

–Educated School children about the environment and benefits of keeping it green and clean.

–Provided First Aid training to the Residents / Civilians.

Rewards and Recognition

Amongst Top 3 scorers in India to clear CIMA exam

Project listed at Evalueserve India innovation forum

Best Team award at Evalueserve.

Contact this candidate