Customer Service Sales
Resume:
Acorns Securities, LLC — Member FINRA/SIPC
Irvine, CA 92617
Investment Account ID 61cce2b7-638c-42cf-beb9-6eb7448d8cac Account Number 152**********
Statement Period 3/1/2021 - 3/31/2021
Investment Adviser Acorns Advisers, LLC
Joseph Mcwhorter
85 S Plum Creek Rd
Kyle, TX 78640
Valuation at a Glance This Period
Opening Balance $0.00
Deposits and Purchases (Cash and Securities) $35.00 Chargeback Deposits and Purchases (Cash and Securities) $0.00 Sales and Withdrawals (Cash and Securities) $0.00
Cancelled Sales and Withdrawals (Cash and Securities) $0.00 Dividends / Interest and Other Income $0.00
Sales of Securities for Fees $0.00
Change in Investments Value $0.19
Ending Balance (3/31/2021) $35.19
Cash and/or Sales pending Settlement (3/31/2021) $0.04 Grand Total (3/31/2021) $35.23
Asset Allocation Quantity Price Value Allocation
US Medium Small Short International Large Aggregate Term Company Company Company USD Company Bond Stocks Stocks Bond Stocks (AGG) (ISTB) (Stocks (IJR) VOO) (IJH) (IXUS) 0.0.0.0.0.0.08672 006**-***** 082**-***** 03393 113.260.108.364.$$51.70.83 28 53 30 29 28 12.9.1.0.4.6.87 73 68 23 32 36 28% 12% 18% 35% 5% 2% - - - - - - Page 1
Acorns Securities, LLC — Member FINRA/SIPC 3/1/2021 - 3/31/2021 Joseph Mcwhorter — Account #152********** Realized
Summary of Gains & Losses This Period Year-to-Date Short-Term Gain (Loss) $0.00 $0.00
Long-Term Gain (Loss) $0.00 $0.00
Net Gain (Loss) $0.00 $0.00
Page 2
Acorns Securities, LLC — Member FINRA/SIPC 3/1/2021 - 3/31/2021 Joseph Mcwhorter — Account #152********** Income and Expense Summary This Period Year-to-Date Dividend Distribution (Equity ETFs)
Interest Distribution (Bond ETFs)
Total Income
Dividend and Interest $0.00 $0.00
Expenses
Tax Withholdings $0.00 $0.00
Page 3
Acorns Securities, LLC — Member FINRA/SIPC 3/1/2021 - 3/31/2021 Joseph Mcwhorter — Account #152********** Transfer Date Description Amount
3/2/2021 ACH Deposit $5.00
3/3/2021 ACH Deposit $5.00
3/4/2021 Found Money from Acorns $5.00
3/10/2021 ACH Deposit $5.00
3/17/2021 ACH Deposit $5.00
3/24/2021 ACH Deposit $5.00
3/31/2021 ACH Deposit $5.00
Deposits and Withdrawals Summary
3/31/2021 Net Deposits and Withdrawals $35.00
Page 4
Acorns Securities, LLC — Member FINRA/SIPC 3/1/2021 - 3/31/2021 Joseph Mcwhorter — Account #152********** Trade Date Description Amount
3/2/2021 ETF Portfolio Purchase $5.00
3/3/2021 ETF Portfolio Purchase $5.00
3/8/2021 ETF Portfolio Purchase $5.00
3/10/2021 ETF Portfolio Purchase $5.00
3/17/2021 ETF Portfolio Purchase $5.00
3/24/2021 ETF Portfolio Purchase $5.00
3/31/2021 ETF Portfolio Purchase $5.00
Purchases and Sales Summary
3/31/2021 Net Purchases and Sales $35.00
Page 5
Acorns Securities, LLC — Member FINRA/SIPC 3/1/2021 - 3/31/2021 Joseph Mcwhorter — Account #152********** Cash Received Date Description Amount
3/31/2021 VOO Dividend $0.04
Pending Cash
3/31/2021 Net Pending Cash Balance $0.04
Page 6
Acorns Securities, LLC — Member FINRA/SIPC 3/1/2021 - 3/31/2021 Joseph Mcwhorter — Account #152********** Date Settlement Date Activity Description Quantity Price Amount Securities Bought
3/2/2021 3/4/2021 Bought US Aggregate Bond (AGG) 0.01217 $115.01 $1.40 3/2/2021 3/4/2021 Bought Medium Company Stocks (IJH) 0.00098 $254.83 $0.25 3/2/2021 3/4/2021 Bought Small Company Stocks (IJR) 0.00093 $107.83 $0.10 3/2/2021 3/4/2021 Bought Short Term USD Bond (ISTB) 0.01167 $51.42 $0.60 3/2/2021 3/4/2021 Bought International Company Stocks (IXUS) 0.01279 $70.34 $0.90 3/2/2021 3/4/2021 Bought Large Company Stocks (VOO) 0.00489 $357.82 $1.75 3/3/2021 3/5/2021 Bought US Aggregate Bond (AGG) 0.01221 $114.66 $1.40 3/3/2021 3/5/2021 Bought Medium Company Stocks (IJH) 0.00099 $253.38 $0.25 3/3/2021 3/5/2021 Bought Small Company Stocks (IJR) 0.00093 $107.43 $0.10 3/3/2021 3/5/2021 Bought Short Term USD Bond (ISTB) 0.01169 $51.35 $0.60 3/3/2021 3/5/2021 Bought International Company Stocks (IXUS) 0.01281 $70.25 $0.90 3/3/2021 3/5/2021 Bought Large Company Stocks (VOO) 0.00494 $354.11 $1.75 3/8/2021 3/10/2021 Bought US Aggregate Bond (AGG) 0.01198 $114.07 $1.37 3/8/2021 3/10/2021 Bought Medium Company Stocks (IJH) 0.00103 $252.68 $0.26 3/8/2021 3/10/2021 Bought Small Company Stocks (IJR) 0.00094 $108.39 $0.10 3/8/2021 3/10/2021 Bought Short Term USD Bond (ISTB) 0.01136 $51.25 $0.58 3/8/2021 3/10/2021 Bought International Company Stocks (IXUS) 0.01308 $69.02 $0.90 3/8/2021 3/10/2021 Bought Large Company Stocks (VOO) 0.00505 $353.84 $1.79 3/10/2021 3/12/2021 Bought US Aggregate Bond (AGG) 0.01265 $114.32 $1.45 3/10/2021 3/12/2021 Bought Medium Company Stocks (IJH) 0.00092 $258.17 $0.24 3/10/2021 3/12/2021 Bought Small Company Stocks (IJR) 0.00081 $112.37 $0.09 3/10/2021 3/12/2021 Bought Short Term USD Bond (ISTB) 0.01216 $51.25 $0.62 3/10/2021 3/12/2021 Bought International Company Stocks (IXUS) 0.01279 $70.09 $0.90 3/10/2021 3/12/2021 Bought Large Company Stocks (VOO) 0.00475 $358.65 $1.70 3/17/2021 3/19/2021 Bought US Aggregate Bond (AGG) 0.01312 $113.57 $1.49 3/17/2021 3/19/2021 Bought Medium Company Stocks (IJH) 0.00081 $263.60 $0.21 3/17/2021 3/19/2021 Bought Small Company Stocks (IJR) 0.00080 $112.62 $0.09 3/17/2021 3/19/2021 Bought Short Term USD Bond (ISTB) 0.01225 $51.24 $0.63 3/17/2021 3/19/2021 Bought International Company Stocks (IXUS) 0.01262 $70.76 $0.89 3/17/2021 3/19/2021 Bought Large Company Stocks (VOO) 0.00465 $362.56 $1.69 3/24/2021 3/26/2021 Bought US Aggregate Bond (AGG) 0.01229 $113.96 $1.40 3/24/2021 3/26/2021 Bought Medium Company Stocks (IJH) 0.00098 $255.72 $0.25 3/24/2021 3/26/2021 Bought Small Company Stocks (IJR) 0.00093 $107.29 $0.10 3/24/2021 3/26/2021 Bought Short Term USD Bond (ISTB) 0.01170 $51.28 $0.60 3/24/2021 3/26/2021 Bought International Company Stocks (IXUS) 0.01294 $69.55 $0.90 3/24/2021 3/26/2021 Bought Large Company Stocks (VOO) 0.00484 $361.46 $1.75 3/31/2021 4/5/2021 Bought US Aggregate Bond (AGG) 0.01230 $113.86 $1.40 3/31/2021 4/5/2021 Bought Medium Company Stocks (IJH) 0.00096 $261.62 $0.25 Transactions
Page 7
Acorns Securities, LLC — Member FINRA/SIPC 3/1/2021 - 3/31/2021 Joseph Mcwhorter — Account #152********** Date Settlement Date Activity Description Quantity Price Amount 3/31/2021 4/5/2021 Bought Small Company Stocks (IJR) 0.00092 $108.86 $0.10 3/31/2021 4/5/2021 Bought Short Term USD Bond (ISTB) 0.01170 $51.29 $0.60 3/31/2021 4/5/2021 Bought International Company Stocks (IXUS) 0.01282 $70.21 $0.90 3/31/2021 4/5/2021 Bought Large Company Stocks (VOO) 0.00481 $364.06 $1.75 Total Securities Bought $35.00
Securities Sold
Total Securities Sold $0.00
Transactions (Continued)
Acorns Subscription
Date Period Description Amount
Total $0.00
Adjustments
Date Description Amount
Total Amount Adjusted $0.00
Page 8
Acorns Securities, LLC — Member FINRA/SIPC 3/1/2021 - 3/31/2021 Joseph Mcwhorter — Account #152********** Total Short-Term Gain (Loss) $0.00
Realized Gains & Losses For This Period: Short-Term Page 9
Acorns Securities, LLC — Member FINRA/SIPC 3/1/2021 - 3/31/2021 Joseph Mcwhorter — Account #152********** Total Long-Term Gain (Loss) $0.00
Realized Gains & Losses For This Period: Long-Term Page 10
Acorns Securities, LLC — Member FINRA/SIPC 3/1/2021 - 3/31/2021 Joseph Mcwhorter — Account #152********** Customer Service Information
Address
5300 California Avenue
Irvine, CA 92617
Phone
Customer Service: 855-***-****
*******@******.***
Investment Adviser
Acorns Advisers, LLC
Default Tax Lot Disposition For All Securities
First In, First Out
Clearing Firm
RBC Capital Markets, LLC
Disclosures
• SIPC Securities in accounts are protected in accordance with the SIPC up to $500,000 in settled transactions (including cash claims limited to $250,000). For details, including the SIPC brochure, please see www.sipc.org or call 1-202-***-****. Coverage does not protect against a decline in the market value of securities.
• Securities transactions depicted on the account statement are shown as of trade date. Account value shows trade date security positions only. Please refer to the following month's statement for trades pending settlement.
• If you notice any inaccuracy or discrepancy in your account, promptly report this to Acorns Securities. Any oral communications should be re-confirmed in writing to further protect your rights, including rights under SIPC.
• Sum of line items may differ slightly from total. Line items are individually rounded, while total is rounded after combining precise values.
• Gains or losses are estimates based upon calculations using First In First Out (FIFO) cost basis. Any adjustments in cost basis, including wash sales, are not reflected above. Please refer to your tax documents (1099-B) for adjusted basis, if applicable.
• For more information on Subscription Fees and their attribution, please refer to Section 2 of the Acorns Program Agreement. Charges paid to Acorns:
The following charges are fees that you pay to Acorns on a monthly basis for managing your accounts. They are assessed as follows:
• Acorns Subscription Charge: This is the total amount you are paying to Acorns each month for access to the Acorns Financial Wellness System and all related services. The Acorns Subscription Charge has two components, the Program Charge and the Investment Advisory Charge.
• Acorns Program Charge: The Program Charge is the Acorns Subscription Charge minus the Investment Advisory Charge. This charge is allocated to Acorns Grow, Inc. and is assessed for your access to the Acorns Financial Wellness System including, but not limited to, exclusive financial education information, the Found Money Program, and Acorns Protect.
• Investment Advisory Charge: This charge is paid to Acorns Advisers, LLC for the investment advisory services provided to you across all of your advisory account(s) which may include Invest, Later and/or Early. As of May 20th, 2020 Performance calculations are net of the Investment Advisory Charge only and do not reflect the Subscription Charge described above. If your Acorns Subscription includes multiple Acorns products, you will see your Total Monthly Acorns Subscription Charge on each statement that you receive from us. Please note you only pay this Subscription Charge amount one time each month and covers all your products. Page 11
Contact this candidate