Aml Analyst Financial

HENRY-LADIPO MARIA

832-***-**** • ***********@*****.***

PROFESSIONAL SUMMARY

Meticulous Financial Analyst offering years of experience in regulatory compliance. Successful in investigating large record sets to make accurate evaluations of structures and practice. Skilled in working under pressure and adapting to new situations and challenges to best enhance the organizational brand.

Skills:

●Investigative and Research

●Document processing

●MS Office ( Excel, Power point, Word etc)

●Planning and Coordination

●Actimize

●SaS

●Problem-Solving

●Attention to Detail

●Flexible and Adaptable

●Lexis Nexis

●Verafin

●Bridger

WORK HISTORY

Wells Fargo

KYC/AML Analyst 08/2020 - 09/2022

•. Monitor all financial transactions / activities through Transaction Monitoring (Automated Tool) AML system.

• Create cases on Automated Tool that led to Request For Information (RFI) to the first line of defense for alerts requiring further investigation.

• Analyzes & evaluates KYC/ CDD documents and findings.

• Performing detailed analysis of customers’ activities to detect patterns, structuring, anomalies and schemes in transactions and relationships across multiple businesses and bank accounts as per AML/CFT regulations.

• Data analysis to identify current or emerging trends linked to illegal activity like Cryptocurrency, TBML etc

• Files SAR in cases where required as per AML/CFT regulations to FIU

• Coordinate and assist all the Branch Managers/ Operation Managers (first line of defense) for matters relating to KYC/ CDD.

• PEP/ Ultimate Beneficial Ownership identification and Negative (Adverse) Media risks and close monitoring High Risk Customers for EDD.

• Reviewing accounts reported in LEA Letters and inquiries.

• Performs Sanctions Screening using Automated Sanctions Screening Tool (ATS) on prospective customers and RFI on possible matches.

• Performs Batch Screening using Automated Sanctions Screening Tool (ATS) quarterly/ periodically for the whole customer portfolio and RFI on possible matches.

Old National Bank

AML Due Diligence Analyst

04-2017 - 08/2020

●Cleared alerts .

●Researched Negative news for investigations.

●Monitored incoming and outgoing wire transfers.

●Evaluated investment potential of companies with thorough assessments of historical data, operational activities, and future objectives.

●Drafted SAR reports

●Created SAR narratives for all ongoing alerts to be cleared.

●Promoted successful investment plans with well-organized and smooth presentations.

●Facilitated communication with the onboarding team to gather information and onboarding documentation.

●Heavy use of Excel - Pivot tables and v-lookups.

Oceanic Bank International,

Compliance Analyst 05/2005 - 12/2016

●Partnered with fraud manager to research and investigate cases

●Interacted with law enforcement agencies, regulators and financial institutions to coordinate investigations related to fraudulent activities

●Developed and delivered compliance training to team members and bank staff

●Recommended Suspicious Activity Report or additional Enhanced Due Diligence review of various activity identified as suspicious or unusual

●Performed enhanced due diligence on potential high-risk customer utilizing -Check,

●LexisNexis, OFAC, and other internal and external resources

EDUCATION

Bachelor of Science: FINANCE

University of Ilorin - Nigeria

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