Financial Analyst Operations Manager

Gerald R. Filippone

***** ****** *****. **********, ** 23112

(914) 299 - 1906 *****@***.***

Experienced Professional in Trust Management, Financial Controls and Regulatory Compliance

PROFESSIONAL SUMMARY

Operations Manager with Corporate Finance and Treasury Management experience overseeing $16 billion in assets. Expertise in project management, account reconciliation and annual financial reporting. Experience with complex financial analysis, ERISA, DOL and SOX, incorporating current business drivers in pension trust management. Well organized, self-motivated and creative thinking abilities for achieving corporate goals of simplification and innovation resulting in top-line cost savings.

PROFESSIONAL EXPERIENCE

ALTRIA CLIENT SERVICES, LLC, Richmond, VA 2001 - 2022

Manager of Controls and Compliance, Trust Operations

Daily oversight of Pension and 401k Plans with assets of $16 billion.

Reconciliation of monthly investment management reporting, compliance monitoring of investment guidelines, reporting of performance returns, contributions, and transfers to ensure legal compliance.

Year end SOX and outside audit (PwC) reporting to ensure accuracy of annual financial reporting data.

SEC monitoring and filing as required for Form S-8 Company Stock

Project management of transitions, onboarding new Plan/Trust(s) and investment structures.

Contract preparation, review and execution with outside counsel and Sr. Management.

Participated in innovative cross-departmental work assignments.

Analyze RPA (robotics) opportunities with 3rd party service providers.

PHILIP MORRIS CAPITAL CORPORATION, Stamford, CT 1996 - 2001

Financial Analyst

Collaborate with marketing personnel to structure competitive bid pricing for lease transactions including the use of the latest prepaid /deferred structure with alternative lease models

Conduct evaluation of project finance opportunities by providing financial modeling and sensitivity studies helping to define and quantify underlying risks.

KRAFT FOODS FEDERAL CREDIT UNION, New York, NY 1991-1996

Branch Manager (1993-1996)

Loan Officer (1991-1993)

Advising members with financial counseling, budgeting, loan qualifications and product information.

EDUCATION AND MEMBERSHIPS

Northeastern University, Boston, MA Bachelor of Science- Marketing

Board of Directors Quorum Federal Credit Union (QFCU)

Supervisory Committee – QFCU Board of Directors

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