NGONI CHIWARA

Compliance Analytics Finance

Orpington, BR6

adryqz@r.postjobfree.com

in/ngonichiwara

078-*****-***

PROFESSIONAL PROFILE

A strategic minded and detail oriented analytical candidate with a strong influence in research and analysis as an AML/KYC Compliance Analyst. Displays an exceptional attitude for accuracy while achieving a Bachelor of Science (Hons.) in Financial Mathematics with the intention of progressing a career in AML/Compliance through experience and professional exams. Organised and flexible with superior communication skills while resolving high pressure and escalated situations. Continuously adapts to different situations while constantly learning new concepts and methods. Identifies areas of inefficiency and implements proactive solutions to maximise productivity. A people centred professional with a passion for the community.

COMPETENCIES

RELATED: Sanctions PEP’s LexisNexis Research Adverse Media AML Corporate Structures Organisation Prioritisation On Boarding Strategic Decision Making KYC CDD

SOFT SKILLS: Interpersonal Communication Process Improvements Conflict Resolution Adaptability Flexibility Reliability IT: Microsoft Office: Excel (VLOOKUP, pivot tables etc.), Word, PowerPoint Matlab R CAREER SUMMARY

AML/KYC Compliance Analyst Mainspring Fund Services London 2021 – current KEY ACHIEVEMENTS

• Consistently exceed client SLA expectations for different jurisdictions with varying corporate structures (LCs, LLPs, Trusts, Funds etc…)

• Regularly receive excellent feedback from Global clients upon completion of onboarding as well as assisting in the training of colleagues

• Adapted well to different due diligence databases (e.g Encompass, Dow Jones etc) with minimal errors due to being detail orientated

• Expanded on building professional relationships across all departments thus achieving our collective goals more efficiently RESPONSIBILITIES

• Maintain internal compliance policies, procedures, manuals, and registers relating to AML and Financial Crime relevant to current updates

• Implementing compliance monitoring programme and risk assessments accurately to insure any high risk investors are alerted to the MLRO

• Undertaking transaction monitoring, identifying suspicious activity, and raising in accordance with the firm’s policy and procedures

• Conducting onboarding AML/KYC checks and reviews for Mainspring on behalf of Global clients, in line with appropriate rules and regulations

• Monitoring and identifying regulatory changes and requirements impacting clients across a range of regulators (e.g recent sanctions on Russia)

• Conducting Enhanced Due Diligence, where required, ensuring regulatory and internal standards are met for company’s auditing trails also Senior KYC/Screening Analyst Credence Background Screening (CERTN COMPANY) Sevenoaks 2018 – 2021 KEY ACHIEVEMENTS

• Sign off Analyst’s reports (with varying SLAs) by accurately applying Quality Assurance (QA/QC) daily for EMEA clients with no complaints

• Consistently exceed monthly financial targets and KPIs for cases closed by implementing efficient and innovative systems

• Reduced the number of data breaches and identifying alerts by remaining steadfast and detail oriented

• Adapted well to different due diligence databases (e.g Orbis, Factiva, LexisNexis) to complete required checks RESPONSIBILITIES

• Maintain compliance with General Data Protection Regulation (GDPR) when conducting background checks from Bankruptcy, County Court Judgement (CCJ), Financial Sanctions, PEP’s, ID validations (with online systems for AML checks) to criminal, education and FCA employments.

• Effectively assist the Account Manager by accurately checking the analysts’ reports, training new employees and leading team meetings

• Demonstrates advanced organisational ability to multi task on several cases while meeting strict deadlines in fast paced environment

• Accurately record actions, conclusions, and communications with clients, candidates and referees in physical files and online based systems and developing analytical reports for internal and external stakeholders across Europe and Asia

• Adjusted costs for each case according to unexpected changes in the checks required using mathematical skills EDUCATION

ICA CERTIFICATE IN ANTI MONEY LAUNDERING (LEVEL 2) MANCHESTER BUSINESS SCHOOL Online Current Bachelor of Science (Honours) in Financial Mathematics University of Kent Canterbury 2018 MODULES: Mathematics of Financial Derivatives; Economics; Corporate Finance; Time Series Modelling & Simulation; Regression Models; Applied Stochastic Modelling & Data Analysis; Portfolio Theory & Asset Pricing A Levels: Mathematics, Physics, Chemistry Darrick Wood Sixth Form ACADEMY Orpington 2014 GCSEs: 7 A’s, 4 B’s, 1 C Darrick Wood Senior School Orpington 2012 Interest

Practicing as a simple Sole Trader (involving design, market research, basic accounts, advertising, and shipping), meeting new people, attending a church youth club, playing football, boxing, literature and learning to play the chromatic harmonica.

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