Onboarding Analyst Client Screening

Atlanta, GA

Mobile : 404-***-****

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SOFTWARE SKILLS:

Actimize

Lexis Nexis (People finder Negative news)

Xerox

Bridger

World base

World check

MS Office 365 (Word, PowerPoint, Excel)

OFAC search list

LogMeIn

AWS

ASSIST

DCI

EDUCATION:

Bachelor of Science in Economics – Ambrose Ali University, Ekpoma, Nigeria

Member, Nigerian Institute of Management (2014)

CAMS – In View

PROFILE

I'm an experienced AML QC Analyst with over six years of experience in AML/KYC, fraud

detection/prevention, Transaction Monitoring, CDD, EDD, OFAC AML Investigations, and Internal Quality checks. I'm also an analytical thinker and an effective problem solver with the ability to read and interpret complex regulations while making accurate operational decisions. Experienced in evaluation compliance issues within an organization and then taking proper action to improve operational performance in accordance with FCA, FINCEN, OFAC regulations, anti-money laundering, and counter-terrorist financing.

KYC/AML Auditor 06/ 2020 – Till Date

Charter Bank

Maintain QC standards and procedures, including risk-based standards for Compliance.

*Maintain AML/OFAC standards procedures, and recommend changes for process improvement.

*Perform Public and internal Research to complete due diligence on client KYC profiles.

*Perform quality reviews and reviews of procedures and processes.

*Communicate effectively and timely with banking teams and other stakeholders to ensure information

is complete/accurate.

*Understand the applicable policies, standards, and procedures.

*Obtain adequate data for CIP.

Analyze reports for discrepancies and suspicious activities (SARS)

*Conduct internal fraud investigations of the retail customer's account statements, checks, and wire

transfers by reviewing client transaction flows.

*Monitors and Report Suspicious activity to the BSA officer

*Ensure CDD is appropriately performed by the LOBS and EDD is applied in cases were warranted to

mitigate AML/TF

Perform the required KYC screenings.

*Perform Enhanced Due Diligence on high-risk items.

*Experience with AML transaction monitoring tools like ACTIMIZE, MANTAS, LEXIS-NEXIS, BRIDGER,

RDC, Pacer, and more.

*Respond to a wide range of customer inquiries, resolving issues satisfactorily.

*Analyze overseas transactions to confirm the authenticity of such accounts and related funds transfers.

*Build and retain accurate KYC profiles on internal KYC systems while ensuring supporting

Up to date with Global and regulatory requirements.

*Investigate politically exposed persons (PEP).

*Conduct registration and onboarding for third-party companies and Perform follow up Investigation

KYC/AML Analyst 06/2018 –05/2020

Secu Bank, Virginia

Analyze reports for discrepancies and suspicious activities.

*Analyze alerts, and investigate customers who match with SPF, OFAC, Red Flag, World-Check,

Sanctions, Non-Sanction, SDN, and Negative Media list during account opening and maintenance

processes.

*Collect and examine financial statements and documentation.

*Utilize knowledge of AML laws, including the BSA Patriot Act and US Treasury guidelines.

*Assess Compliance with banking laws and report suspicious entries and actions.

*Monitor and analyze currency transaction logs.

*Perform field audits on a wide variety of clientele using Quick Books System.

*Perform AML investigations and compliances reviews (on-boarding and maintenance) in conjunction

with countries/regions, particularly in relation to high-risk customers.

*Perform initial assessment of customers escalated at high risk

*Review documentation to prevent fraud, money laundering, and identity theft losses.

*Document and report all findings in case management software.

*Produce a well-written report detailing and analyzing the potentially suspicious activity

(SARS) for reviews and, when appropriate, prepare a filing with FinCen

*Prepare management reports on department activities and findings.

*Present strategies and findings at monthly department meetings.

*Work on processing Due Diligence, Sanctions filtering, Bank Secrecy/Cash Reporting, and CIP

*Assess Compliance with relevant AML transactions for banking laws

KYC/AML Onboarding Analyst

Money Gram, Atlanta, GA 04/2016 – 06/2018

Work closely with the business and other key stakeholders such as Operations and Technology to

identify and mitigate the risk associated with existing and new customers relationships with emphasis

to higher risk customers and transactions

*Analyzed areas of the potential risk of assets.

*Created, implemented, and optimized rules to reduce banks' exposure to fraud.

*Review Asset Reports (Early Payoff for loans/Overpayment Credit Cards) on monthly basis (when

reported by the Operations team) and escalate Alerts requiring further investigations to the respective unit

*Conduct AML investigations that involve clients with accounts performing cash deposits, wire

*Client Screening and Review of Sanctions.

*Review and analyze transactions to identify any suspicious activity.

*Provide due diligence for potential and existing customers and parties involved in various transactions to identify suspicious activity.(SARS)

*Perform independent checks of KYC information.

*Managing and investigating AML/CTF and PEP-related alerts.

Contact this candidate