Laundering Analyst Compliance

Rotimi Olufade

INVESTMENT BANKER/ AML/KYC Analyst

**********@*****.*** 646-***-**** Dallas, Texas CURRENTLY AVAILABLE TO WORK REMOTELY/HYBRID OR ANYWHERE IN THE USA PROFESSIONAL SUMMARY

I am an investment and retail banker and I have worked for reputable financial organizations. I currently work as an Anti Money Laundering analyst with extensive experience with AML/KYC/BSA. Supporting threat monitoring, detection, event analysis, incident reporting, performing deep level investigation and log analysis. SAR writing and filing, report writing and presentation skills and great knowledge of standard bank OPS policies & procedures. I have been an AML/KYC Compliance Analyst for the past four (5) years analyzing client relations and company contracts. I am primarily responsibility for the execution of the firm’s enterprise-wide Anti-Money Laundering (“AML”), anti-bribery, and government sanctions compliance programs and, among other things, performs, QC, enhanced due diligence (EDD)and government sanctions screening, as well as surveillance and investigations designed to identify potential terrorist financing, money laundering, bribery, market abuse, or other suspicious activity.

Familiar with identifying urgent red flags and taking the proper steps in documenting the evidence discovered. Dedicated to exceeding the standard quality and ensuring high-quality standards are maintained for AML. Anti-money laundering and counter-terrorist financing. Assist with SAR preparation and filling. Looking for a challenging new role long-term. Eager to learn and grow in accordance with policy and procedures. TECHNICAL SKILL

SAR preparation and filling

Actimize, Google dirt string,Google map

Nexus/Lexus

Tax port/Channel Link

Ewl/SAP Upload

Pivot table/World Check

CDD/EDD

Organizational skills, teamwork, verbal and written communication skills Teamwork and coordination

Compliance strength

Database

Risk Management

MS Office Suite & Excel

Fraud expertise

WORK HISTORY

AML/KYC/RISK ANALYST

Currently working as an Anti-Money Laundering Analyst for about five years now, having also worked as an investment banker for almost a decade with experience with customer relationship and expertise in analyzing client relations and company contracts. Also responsible for Anti-Money Laundering (“AML”), anti-bribery, and government sanctions compliance programs and, among other things, performs, QA/QC, enhanced due diligence and government sanctions screening, as well as surveillance and investigations designed to identify potential terrorist financing, money laundering, bribery, market abuse, or other suspicious activity. TRUIST BANK - Risk/Anti-Money Laundering Analyst

NEW YORK CITY, NY • 01/2020 - 03/2022

● Accurately researching, analyzing, evaluating and documenting customer information and taking appropriate action to protect the company.

● Filing of Suspicious Activity Reports (“SARs”) and/or relationship termination, as appropriate.

● Draft and file Suspicious Activity Reports (SARs) consistent with FinCEN requirements.

● Reviews cases of varying complexity, requiring a level of experience needed to effectively assess transactions and customer relationships.Perform periodic KYC reviews and quality control (QC)

● Perform quality control review analysis conducted by AML Operations, Corporate Security & Investigations of possible suspicious activity to ensure compliance with the Bank Secrecy Act and the USA Patriot Act.Reviews cases of varying complexity, requiring a level of experience needed to effectively assess transactions and customer relationships.Conduct QA/QC transaction monitoring and analysis on auto high risks clients.

● Detailed understanding of the various computer systems used for performing and documenting the investigations (ACM, FCA, Actimize)Strong knowledge of Know Your Customer and CDD & EDD requirements

● Significant experience in an enhanced due diligence (EDD) program.

● Prior experience in an analytical or technical role in Financial Crimes Compliance, Payments business, or at a financial services regulator (e.g., FINRA, Securities and Exchange Commission, Office of the Comptroller of the Currency, Federal Reserve Bank, Big banks etc.)

● Experience reviewing other analysts' work.

● Investigated activities of institutions to enforce laws and regulations, assessing legality of transactions and operations or financial solvency.

● Evaluated data processing applications for institutions to develop regulatory compliance recommendations for existing systems.

● Obtained relevant evidence and information regarding suspicious activities. Lakeside Bank - Anti-Money Laundering Analyst

CHICAGO, IL • 12/2018 - 12/2019

● Assist with SAR preparation and filling.

● Respond to email communication in a professional and timely manner· Attend and participate in required AML courses.

● Meet production and quality standards for completing assignments· Accurately record time and workflow item progress on a daily basis

● Conduct account investigations· Recognize red flags associated with human trafficking in both the victims' and perpetrators' accounts

● Assist other members of the Compliance Unit, data management efforts, and other company employees to maintain and implement the most effective means of meeting the company's AML and other transaction analysis and reporting requirements

● Work effectively with multiple complex data sources and technical analytical tools/resources

● Work and contribute in a team-oriented and collaborative environment to improve the analytical and reporting process

● Identify data anomalies as they relate to AML initiatives, AML/BSA regulations, and industry best practices for AML/BSA analysis

TCF BANK - Anti Money Laundering Analyst

Chicago, IL • 12/2017 - 11/2018

● Identify data anomalies and red flags for money laundering, terrorist financing, fraud, and sanctions violations, and escalate for second level review.

● Research, identify and analyze data from multiple sources, and document findings in a written work product

● Work efficiently in a production driven environment

● Determine risks associated with customer types when engaged in customer due diligence

● Submit written work product for review by AMLRS and client-led quality control

● teams, make the requested adjustments as necessary, and apply the feedback going forward

● I Compare and contrast common business entity types

● Determine mitigating measures for high risk customers

● Demonstrate the ability to identify structuring

● Assist with SAR filling.

Education/Certifications

Bachelor's Degree – Business Administration & Management Leads City University

2016

IT Security Awareness and Fundamentals of Anti/Money Laundering. Spring Bank

2021

Certification in Scrum Master - IP

Certification in Security+SOC Cyber security

Dallas Texas

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