Community Assistant Legal

Kali Mallory

*** ****** ** ********** ** ***** adpwly@r.postjobfree.com 704-***-****

EDUCATION

Meredith College Paralegal Program May 2018 Raleigh, N.C.

An ABA-approved and North Carolina State Bar Qualified

Post-Baccalaureate Certificate Program

* Winner of Raleigh-Wake Paralegal Association Scholarship, 2018

*2nd Place Winner of North Carolina Paralegal Association Scholarship, 2018

North Carolina State University May 2013 Raleigh, N.C.

BA - Political Science – Law and Justice: Justice Systems *Pi Sigma Alpha National Political Science Honor Society

BA - History with Honors *Phi Alpha Theta History Honor Society

* Phi Sigma Pi National Honor Fraternity-Leadership Chair, August 2013 – December 2013

LEGAL EXPERIENCE

Wells Fargo, Charlotte, NC

AML specialist, June 2021-January 2022

•Prepared documentation and referred cases for Suspicious Activity (SAR) and other financial abuse

•Thoroughly and timely reviewing reports and other investigative leads that potentially idneitfy suspicious activity

•Composed written reports detailing the customer's background, account activity, and suspicious activity resulting in a SAR or non-suspicious activity resulting in a No SAR

•Support Managers and Team Leaders in conducting AML investigations

Integreon, Charlotte, NC

Compliance Paralegal, October 2018 – present

•Supported the oversight and monitoring of remediation issues; internal interaction with team to support risk management activities

•Acted as the compliance and risk liaison for banking projects; ensuring that internal employees have complied with internal banking procedures.

•Conducted Quality Control Review to ensure information entered in EAP was within project protocol and mirrored information in client’s records

•Reviewing the life cycle of products and services to ensure policies and procedures was implied correctly; Conduct time-sensitive investigations by analyzing each instance of AML activities and/or suspicious activities utilizing a wide variety of research and analytical tools

Tower Legal Solutions, Charlotte, NC

Risk Document Analyst, May 2018 – September 2018

•Produced well written reports detailing potentially suspicious activity and file necessary regulatory report as needed

•Upgraded to a Quality Assurance Review position where duplicate claims were examined for clarity and accuracy

•Tracking remediation plans; identified operational risk issues; drafted reports to management

Legal Aid of North Carolina, Raleigh, NC

Legal Assistant, February 2018-June 2018

•Received a case file biweekly from the supervising attorney detailing client information and the legal issue in the case

•Interviewed the client about their legal case to gather information needed to resolve the issue

•Reported to the supervising attorney at three points of contact to give an update on the case

•Wrote a legal memo on the issue once the interview and research process were finished

OTHER WORK EXPERIENCE

Communities in Schools at Kentwood, Raleigh, NC

Tutor, February 2017 – May 2017

•Tutored 40-60 children between 5 and 16 years of age in social studies, reading, and language arts and helped them complete their homework and center assignments

•Assisted staff by facilitating group activities, designing bulletin boards, and prepping materials needed for daily activities

•Created and lectured on a PowerPoint presentation detailing the job application, resume and interview process for teens seeking summer employment

Randstad In-House Staffing/JP Morgan Chase, Charlotte, NC

Mail Clerk, January 2014 – April 2014

•Processed a large amount of payments made to the Internal Revenue Service during the tax season

•Handled incoming tax returns and payments by filing them according to voucher and form specifics

University Housing (NC State), Raleigh, NC

Community Assistant, August 2012 – December 2012

•Responded to student and staff inquiries and requests at the 24-hour service desk at Wolf Village Apartments

•Issued temporary apartment keys and distributed packaged mail to student residents

New Leaf Behavioral Health, Raleigh, NC

Volunteer Office Assistant, March 2011 – May 2011

•Performed office tasks such as filing, scanning, faxing, and organizing patient files

•Grasped the importance of maintaining patient confidentially, following proper procedure, and being professional in an office

Contact this candidate