Assurance Assistant Financial Crime
Resume:
ASMALINI ABDUL AZIZ
GI-*** Lorong Siantan,
Kg Sri Gombak Indah, Batu Caves,
Tel: 018-*******
Email: ************@*****.***
To secure a position that would utilize my education background in AML and experience in banking line especially AML and operations; to obtain a challenging position in an expanding organization that offers opportunities for career growth and personal development.
Age : 35 Expected Salary: RM 8500
NRIC : 860***-**-**** Availability : 2 months’ notice
Date of Birth : 09th March 1986 Language : English & Malay
Gender : Female Interest : Reading
Nationality : Malaysian
**Have registered to sit for Advanced Certification in AML/CFT (AICB) exam in April 2022 and currently are preparing for it.
Universiti Utara Malaysia, Kedah (2005-2009)
Level : Bachelor of Decision Science (Hons.)
Faculty of Quantitative Sciences
CGPA : 3.26 (Second Class Upper)
Kedah Matriculation College, Kedah (2004-2005)
Level : Matriculation
CGPA : 2.57
Sijil Pelajaran Malaysia (SPM) Grade: 5A 3B
Penilaian Menengah Rendah (PMR) Grade : 5A 3B
Universiti Utara Malaysia
- College Appreciation Night, Committee of Present Department.
- Muamalat Motivation Camp, Committee of Food Department.
- Netball inter-college, competitor of Kolej Muamalat.
-Senior Associate, Financial Crime Supervision at Kenanga Investment Bank Berhad, from August 2017 till present.
Work Description:
•Perform transaction review and analysis for retail and corporate clients to determine any potential AML concerns and ensure red flags were not overlooked during investigation process.
•Conduct due diligence reviews of customers identified as high-risk to comply with AML/KYC policies and procedures.
•Managing production orders (Section 21/22/48) and respond to LEAs on timely manner.
•Conduct review on Name Screening Memo for Corporate Institutional Clients to ensure the onboarding process complies with AML/KYC policies and procedures.
•Researched and verified the parties involved in suspicious transactions against Thompson Reuters and Internet searches.
•Review and submission of STRs arising from the transaction reviews and SARs submitted by the branches.
•Assisting branches to do AML Risk Simulation in order to determine the risk level of the client.
•Development of New Processes / Methodologies / Checklist for all the reports reviewed.
•Taking part in coordination of Fraud Awareness Week as well as preparing the Fraud and AML/CFT questions and other activities.
•Review of exception reports done by colleagues such as Individual/Corporate Client, Account, Common Address etc.
•Guiding and supervising new joiner to do exception reports, corporate clients, bankruptcy/discharged clients, and managing production orders and request by LEAs.
-Quality Assurance Assistant Manager (AML) at Citigroup Transaction Services, Kuala Lumpur from Jan 2014 till August 2017.
Work Description:
•Conduct due diligence reviews of customers identified as high-risk to comply with AML/KYC policies and procedures.
•Researched and verified the parties involved in suspicious transactions against various database, LexisNexis, Citiscreening and Internet searches.
•Perform transaction review and analysis to determine any potential AML concerns and ensure red flags were not overlooked during investigation process.
•Evaluate if the reply/conclusion by RM is reasonable and escalate/follow-up on the issues to management/compliance on corrective actions.
•Responsible for tracking the results of quality assurance and providing feedback to improve the quality of the analysts.
•Acts as Subject Matter Expert on the day to day process of conducting quality review of operations analysts work.
•Provides mentoring and coaching for analysts on AML procedure requirements as well as case review method to ensure analysis done comply with policies, procedures and country regulations.
•Participates in the development and delivery of training sessions for existing analysts, team leads, new hires and other personnel on the quality assurance process.
•Proactively identifies and escalates areas of potential risk and quality improvement areas.
•Meet all productivity goals, quality standards, and performance set by the organisation.
•Attend Country Governance Calls on a monthly basis to get updates on country policies.
•Engaged in reviewing global AML cases and attending global and internal calibration on a monthly basis.
Ad-Hoc Task
•Was selected to join NAM {North America} project team to clear their backlogs in 2015 for 6 months.
•Given responsibility to ensure all analysts can go single-touch under AGT {Analyst Graduation Transformation) program.
•Selected to join Thematic team to review high-risk cases for both ICG and GCG for APAC countries including Singapore, Hong Kong, China, Indonesia, Australia and India.
•Currently helping NAM (US and Canada) to clear their backlog as Analyst.
- Front Line Executive at Ambank (M) Berhad, KL Sentral branch from March 2011 till Jan 2014.
Work Description
:
•Support day-to-day branch operations, Monitor the banking hall environment and queue system.
•Ensure all operational procedures comply with SOPs and other banking rules and regulations.
•Monitor service and operations performance and provide coaching/guidelines when necessary.
•Provide courteous, fast and efficient service to customers and back-end reporting.
•Performed due diligence and KYC check on customer to ensure customer detail is safe from 3rd party as per the bank requirement.
•Perform account opening for both individuals and entities, conduct KYC/CDD, name screening search, company search on clients.
•Monitoring account with debit balance, dormant accounts, bounce check accounts and issuing notices to those customers.
•Address customers’ issues and provide the best solution for them.
•Conduct live training for new joiners in terms of safety of the customer details and handling the customers' queries and complaints.
•Understand customer requirement and find a solution that would benefit both parties.
Computer
Excel, Words, Power Point, Visual Basic
Microsoft Office: Word, Excel, Power Point, Access (Good),
Visual Basic (Good), SAS (Intermediate), SPSS (Intermediate)
- Time management skills
- Sense of responsibility
- Fast Learner
Jamiza Zainol
VP, Financial Crime Supervision, Group Regulatory & Corporate Services
Level 13, Kenanga Tower,
237, Jalan Tun Razak,
50400 Kuala Lumpur,
Office: 03-21722718
Mobile: 012-*******
Rahimah Bibi Mohd Kashim
Manager,
Citigroup Transaction Services,
Level 8 Capsquare Tower,
No 10 Jalan Munshi Abdullah,
50100 Kuala Lumpur.
Office: 03-2332 3567
Mobile: 018-*******
Ms Nadiah Nalini
HR Citigroup, CTSM
Level 8 Capsquare Tower,
No 10 Jalan Munshi Abdullah,
50100 Kuala Lumpur.
Office: 03-2332 5576/5563
Ong Chang Huat Jefrey
Branch Manager, Ambank (M) Berhad
Lot 13,
Level 1Stesen Sentral
50470 Kuala Lumpur
Office: 03-22721967
OBJECTIVE
PERSONAL DETAILS
QUALIFICATION
EXTRA CURICULUM ACTIVITIES
EXPERIENCE AND SKILLS
STRENGTH
REFERENCES
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